DEBATES IN THE CONVENTION OF 1787 By James Madison NOTICE: Produced and edited by Jon Roland . Permission is hereby granted to copy with attribution for noncommercial purposes. Please report any corrections to the editor at the above address. The latest corrected version and formatted versions of the document may be found at http://www.constitution.org/liberlib.htm ----------------------------------------------------------------------- PREFACE TO DEBATES IN THE CONVENTION [1] A Sketch Never Finished nor Applied [2] As the weakness and wants of man naturally lead to an association of individuals, under a common authority whereby each may have the protection of the whole against danger from without, and enjoy in safety within, the advantages of social intercourse, and an exchange of the necessaries & comforts of life: in like manner feeble communities, independent of each other, have resorted to a Union, less intimate, but with common Councils, for the common safety agst powerful neighbors, and for the preservation of justice and peace among themselves. Ancient history furnishes examples of these confederal [3] associations, tho' with a very imperfect account, of their structure, and of the attributes and functions of the presiding Authority. There are examples of modern date also, some of them still existing, the modifications and transactions of which are sufficiently known. It remained for the British Colonies, now United States, of North America, to add to those examples, one of a more interesting character than any of them: which led to a system without a [4] example ancient or modern, a system founded on popular rights, and so combing, a federal form with the forms of individual Republics, as may enable each to supply the defects of the other and obtain the advantages of both. [5] Whilst the Colonies enjoyed the protection of the parent Country as it was called, against foreign danger; and were secured by its superintending controul, against conflicts among themselves, they continued independent of each other, under a common, tho' limited dependence, on the parental Authority. When however the growth of the offspring in strength and in wealth, awakened the jealousy and tempted the avidity of the parent, into schemes of usurpation & exaction, the obligation was felt by the former of uniting their counsels and efforts to avert the impending calamity. As early as the year 1754, indications having been given of a design in the British Government to levy contributions on the Colonies, without their consent; a meeting of Colonial deputies took place at Albany, which attempted to introduce a compromising substitute, that might at once satisfy the British requisitions, and save their own rights from violation. The attempt had no other effect, than by bringing these rights into a more conspicuous view, to invigorate the attachment to them, on [6] one side; and to nourish the haughty & encroaching spirit on the other. In 1774. The progress made by G. B. in the open assertion of her pretensions and in [7] the apprehended purpose of otherwise maintaining them than by Legislative enactments and declarations, had been such that the Colonies did not hesitate to assemble, by their deputies, in a formal Congress, authorized to oppose to the British innovations whatever measures might be found best adapted to the occasion; without however losing sight of an eventual reconciliation. The dissuasive measures of that Congress, being without effect, another Congress was held in 1775, whose pacific efforts to bring about a change in the views of the other party, being equally unavailing, and the commencement of actual hostilities having at length put an end to all hope of reconciliation; the Congress finding moreover that the popular voice began to call for an entire & perpetual dissolution of the political ties which had connected them with G. B., proceeded on the memorable 4th of July, 1776 to declare the 13 Colonies, Independent States. [8] During the discussions of this solemn Act, a Committee consisting of a member from each colony had been appointed to prepare & digest a form of Confederation, for the future management of the common interests, which had hitherto been left to the discretion of Congress, guided by the exigences of the contest, and by the known intentions or occasional instructions of the Colonial Legislatures. It appears that as early as the 21st of July 1775, A plan entitled "Articles of Confederation & perpetual Union of the Colonies" had been sketched by Docr Franklin, the plan being on that day submitted by him to Congress; and tho' not copied into their Journals remaining on their files in his handwriting. But notwithstanding the term "perpetual" observed in the title, the articles provided expressly for the event of a return of the Colonies to a connection with G. Britain. This sketch became a basis for the plan reported by the Come on the 12 of July, now also remaining on the files of Congress, in the handwriting of Mr Dickinson. The plan, tho' dated after the Declaration of Independence, was probably drawn up before that event; since the name of Colonies, not States is used throughout the draught. The plan reported, was debated and amended from time to time, till the 17th of November 1777, when it was agreed to by Congress, and proposed to the Legislatures of the States, with an explanatory and recommendatory letter. The ratifications of these by their Delegates in Congs duly authorized took place at successive dates; but were not compleated till March 1. [9] 1781, when Maryland who had made it a prerequisite that the vacant lands acquired from the British Crown should be a Common fund, yielded to the persuasion that a final & formal establishment of the federal Union & Govt would make a favorable impression not only on other foreign Nations, but on G. B. herself. The great difficulty experienced in so framing the fedl system as to obtain the unanimity required for its due sanction, may be inferred from the long interval, and recurring discussions, between the commencement and completion of the work; from the changes made during its progress; from the language of Congs when proposing it to the States, wch dwelt on the impracticability of devising a system acceptable to all of them; from the reluctant assent given by some; and the various alterations proposed by others; and by a tardiness in others again which produced a special address to them from Congs enforcing the duty of sacrificing local considerations and favorite opinions to to [68] the public safety, and the necessary harmony: Nor was the assent of some of the States finally yielded without strong protests against particular articles, and a reliance on future amendments removing their objections. It is to be recollected, no doubt, that these delays might be occasioned in some degree, by an occupation of the public Councils both general & local, with the deliberations and measures, essential to a Revolutionary struggle; But there must have been a balance for these causes, in the obvious motives to hasten the establishment of a regular and efficient Govt; and in the tendency of the crisis to repress opinions and pretensions, which might be inflexible in another state of things. The principal difficulties which embarrassed the progress, and retarded the completion of the plan of Confederation, may be traced to 1. [10] the natural repugnance of the parties to a relinquishment of power: 2 [10] a natural jealousy of its abuse in other hands than their own: 3 [10] the rule of suffrage among parties unequal in size, but equal in sovereignty. 4 the ratio of contributions in money and in troops, among parties, [11] whose inequality in size did not correspond with that of their wealth, or of their military or free population. 5 [12] the selection and definition of the powers, at once necessary to the federal head, and safe to the several members. To these sources of difficulty, incident to the formation of all such Confederacies, were added two others one of a temporary, the other of a permanent nature. The first was the case of the Crown lands, so called because they had been held by the British Crown, and being ungranted to individuals when its authority ceased, were considered by the States within whose charters or asserted limits they lay, as devolving on them; whilst it was contended by the others, that being wrested from the dethroned authority, by the equal exertion of all, they resulted of right and in equity to the benefit of all. The lands being of vast extent and of growing value, were the occasion of much discussion & heart-burning; & proved the most obstinate of the impediments to an earlier consummation of the plan of federal Govt. The State of Maryland the last that acceded to it held out as already noticed, till March 1, [13] 1781, and then yielded only to the hope that by giving a stable & authoritative character to the Confederation, a successful termination of the Contest might be accelerated. The dispute was happily compromised by successive surrenders of portions of the territory by the States having exclusive claims to it, and acceptances of them by Congress. The other source of dissatisfaction was the peculiar situation of some of the States, which having no convenient ports for foreign commerce, were subject to be taxed by their neighbors, thro whose ports, their commerce was carryed on. New Jersey, placed between Phila & N. York, was likened to a cask tapped at both ends; and N. Carolina, between Virga & S. Carolina to a patient bleeding at both arms. The Articles Of Confederation provided no remedy for the complaint: which produced a strong protest on the part of N. Jersey: and never ceased to be a source of dissatisfaction & discord until the new Constitution, superseded the old. But the radical infirmity of the "arts Of Confederation" was the dependence of Congs on the voluntary and simultaneous compliance with its Requisitions, by so many independant Communities, each consulting more or less its particular interests & convenience and distrusting the compliance of the others. Whilst the paper emissions of Congs continued to circulate they were employed as a sinew of war, like gold & silver. When that ceased to be the case, the fatal defect of the political System was felt in its alarming force. The war was merely kept alive and brought to a successful conclusion by such foreign aids and temporary expedients as could be applied; a hope prevailing with many, and a wish with all, that a state of peace, and the sources of prosperity opened by it, would give to the Confederacy in practice, the efficiency which had been inferred from its theory. The close of the war however brought no cure for the public embarrassments. The States relieved from the pressure of foreign danger, and flushed with the enjoyment of independent and sovereign power; [instead of a diminished disposition to part with it,] persevered in omissions and in measures incompatible with thier relations to the Federal Govt and with those among themselves; Having served as a member of Cons through the period between Mar. 1780 & the arrival of peace in 1783, I had become intimately acquainted with the public distresses and the causes of them. I had observed the successful opposition to every attempt to procure a remedy by new grants of power to Congs. I had found moreover that despair of success hung over the compromising provision [14] of April 1783 for the public necessities which had been so elaborately planned, and so impressively recommended to the States.[*1] Sympathizing, under this aspect of affairs, in the alarm of the friends of free Govt, at the threatened danger of an abortive result to the great & perhaps last experiment in its favour, I could not be insensible to the obligation to co-operate [16] as far as I could in averting the calamity. With this view I acceded to the desire of my fellow Citizens of the County that I should be one of its representatives in the Legislature, hoping that I might there best contribute to inculcate the critical posture to which the Revolutionary cause was reduced, and the merit of a leading agency of the State in bringing about a rescue of the Union and the blessings of liberty a [17] staked on it, from an impending catastrophe. It required but little time after taking my seat in the House of Delegates in May 1784 to discover that, however favorable the general disposition of the State might be towards the Confederacy the Legislature retained the aversion of its predecessors to transfers of power from the State to the Govt of the Union; notwithstanding the urgent demands of the Federal Treasury; the glaring inadequacy of the authorized mode of supplying it, the rapid growth of anarchy in the Fedl System, and the animosity kindled among the States by their conflicting regulations. The temper of the Legislature & the wayward course of its proceedings may be gathered from the Journals of its Sessions in the years 1784 & 1785. The failure however of the varied propositions in the Legislature for enlarging the powers of Congress, the continued failure of the efforts of Cons to obtain from them the means of providing for the debts of the Revolution; and of countervailing the commercial laws of G.B., a source of much irritation & agst which the separate efforts of the States were found worse than abortive; these Considerations with the lights thrown on the whole subject, by the free & full discussion it had undergone led to an [18] general acquiescence in the Resoln passed, on the 21. of Jany 1786, which proposed & invited a meeting of Deputies from all the States to "insert the Resol (See Journal.) I [19] The resolution had been brought forward some weeks before on the failure of a proposed grant of power to Congress to collect a revenue from commerce, which had been abandoned by its friends in consequence of material alterations made in the grant by a Committee of the whole. The Resolution tho introduced by Mr Tyler an influencial member, who having never served in Congress, had more the ear of the House than those whose services there exposed them to an imputable bias, was so little acceptable that it was not then persisted in. Being now revived by him, on the last day of the Session, and being the alternative of adjourning without any effort for the crisis in the affairs of the Union, it obtained a general vote; less however with some of its friends from a confidence in the success of the experiment than from a hope that it might prove a step to a more comprehensive & adequate provision for the wants of the Confederacy. It happened also that Commissioners who had been [20] appointed by Virga & Maryd to settle the jurisdiction on waters dividing the two States had, apart from their official reports recommended a uniformity in the regulations of the 2 States on several subjects & particularly on those having relation to foreign trade. It apeared at the same time that Maryd had deemed a concurrence of her neighbors Pena & Delaware indispensable in such a case, who for like reasons would require that of their neighbors. So apt and forceable an illustration of the necessity of a uniformity throughout all the States could not but favour the passage of a Resolution which proposed a Convention having that for its object. The commissioners appointed by the Legisl: & who attended the Convention were E. Randolph the Attorney of the State, St. Geo: Tucker & J. M. [21] The designation of the time & place for its meeting to be proposed and communicated to the States having been left to the Comrs they named for the time early [22] September and for the place the City of Annapolis avoiding the residence of Congs and large Commercial Cities as liable to suspicions of an extraneous influence. Altho the invited Meeting appeared to be generally favored, five States only assembled; some failing to make appointments, and some of the individuals appointed not hastening their attendance, the result in both cases being ascribed mainly, to a belief that the time had not arrived for such a political reform, as might be expected from a further experience of its necessity. But in the interval between the proposal of the Convention and the time of its meeting, such had been the advance of public opinion in the desired direction, stimulated as it had been by the effect of the contemplated object, of the meeting, in turning the genal attention to the Critical State of things, and in calling forth the sentiments and exertions of the most enlightened & influencial patriots, that the Convention thin as it was did not scruple to decline the limited task assigned to it and to recommend to the States a Convention with powers adequate to the occasion. Nor was it [23] unnoticed that the commission of the N. Jersey Deputation, had extended its object to a general provision for the exigencies of the Union. A recommendation for this enlarged purpose was accordingly reported by a Come to whom the subject had been referred. It was drafted by Col H. [24] and finally agreed to unanimously [25] in the following form. Insert it. [26] The recommendation was well recd by the Legislature of Virga which happened to be the first that acted on it, and the example of her compliance was made as conciliatory and impressive as possible. The Legislature were unanimous or very nearly so on the occasion and [27] as a proof of the magnitude & solemnity attached to it, they placed Genl W. at the head of the Deputation from the State; and as a proof of the deep interest he felt in the case he overstepped the obstacles to his acceptance of the appointment. The law complying with the recommendation from Annapolis was in the terms following: [28] A resort to a General Convention to remodel the Confederacy, was not a new idea. It had entered at an early date into the conversations and speculations of the most reflecting & foreseeing observers of the inadequacy of the powers allowed to Congress. In a pamphlet published in May 81 at the seat of Congs Pelatiah Webster an able tho' not conspicuous Citizen, after discussing the fiscal system of the U. States, and suggesting among other remedial provisions [29] including a national Bank remarks that "the Authority of Congs at present is very inadequate to the performance of their duties; and this indicates the necessity of their calling a Continental Convention for the express purpose of ascertaining, defining, enlarging, and limiting, the duties & powers of their Constitution," [30] On the 1. day of Apl 1783, Col. Hamilton, in a debate in Congs observed that [31] He alluded probably to [see Life of Schuyler in Longacre. [32] It does not appear however that his expectation had been fulfilled.] In a letter to J. M. from R. H. Lee then President of Congs dated Novr 26, 1784 He says [33] The answer of J. M. remarks [34] [35] In 1785, Noah Webster whose pol. & other valuable writings had made him known to the public, in one of his publications of American policy brought into view the same resort for supplying the defects of the Fedl System [see his life in Longacre]. The proposed & expected Convention at Annapolis the first of a general character that appears to have been realized, & the state of the public mind awakened by it had attracted the particular attention of Congs and favored the idea there of a Convention with fuller powers for amending the Confederacy. [36] It does not appear that in any of these cases, the reformed system was to be otherwise sanctioned than by the Legislative authy of the States; nor whether or how far, a change was to be made in the structure of the Depository of Federal powers. The act of Virga providing for the Convention at Philada, was succeeded by appointments from [37] other States as their Legislatures were assembled, the appointments being selections from the most experienced & highest standing Citizens. Rh. I. was the only exception to a compliance with the recommendation from Annapolis, well known to have been swayed by an obdurate adherence to an advantage which her position gave her of taxing her neighbors thro' their consumption of imported supplies, an advantage which it was foreseen would be taken from her by a revisal of the "Articles of Confederation. As the pub. mind had been ripened for a salutary Reform of the pol. System, in the interval between the proposal & the meeting, of Comrs at Annapolis, the interval between the last event, and the meeting of Deps at Phila had continued to develop more & more the necessity & the extent of a Systematic provision for the preservation and Govt of the Union; among the ripening incidents was the Insurrection of Shays, [38] in Massts against her Govt; which was with difficulty suppressed, notwithstanding the influence on the insurgents of an apprehended interposition of the Fedl troops. At the date of the Convention, the aspect & retrospect of the pol: condition of the U.S. could not but fill the pub. mind with a gloom which was relieved only by a hope that so select a Body would devise an adequate remedy for the existing and prospective evils so impressively demanding it. It was seen that the public debt rendered so sacred by the cause in which it had been incurred remained without any provision for its payment. The reiterated and elaborate efforts of Con. to procure from the States a more adequate power to raise the means of payment had failed. The effect of the ordinary requisitions of Congress had only displayed the inefficiency [39] of the authy making them: none of the States having duly complied with them, some having failed altogether or nearly so; and [40] in one instance, that of N. Jersey [41] a compliance was expressly [42] refused; nor was more yielded to the expostulations of members of Congs deputed to her Legislature, than a mere repeal of the law, without a compliance. [see letter of Grayson to J. M. [43] The want of authy in Congs to regulate Commerce had produced in Foreign nations particularly G. B. a monopolizing policy injurious to the trade of the U. S. and destructive to their navigation; the imbecilicity and anticipated dissolution of the Confederacy extinguishg all apprehensions of a Countervailing policy on the part of the U. States. The same want of a general power over Commerce, led to an exercise of the power separately, by the States, wch not only proved abortive, but engendered rival, conflicting and angry regulations. Besides the vain attempts to supply their respective treasuries by imposts, which turned their commerce into the neighbouring ports, and to coerce a relaxation of the British monopoly of the W. Inds navigation, which was attempted by Virga [see the Journal of ] [44] the States having ports for foreign commerce, taxed & irritated the adjoining States, trading thro' them, as N. Y. Pena Virga & S. Carolina. Some of the States, as Connecticut, taxed imports [45] as from Massts higher than imports even from G. B. of wch Massts complained to Virga and doubtless to other States. [See letter of J. M. [46] In sundry instances as of N. Y. N. J. Pa & Maryd [see ] [47] the navigation laws treated the Citizens [48] other States as aliens. In certain cases the authy of the Confederacy was disregarded, as in violations not only of the Treaty of peace; but of Treaties with France & Holland, which were complained of to Congs. In other cases the Fedl Authy was violated by Treaties & wars with Indians, as by Geo: by troops raised & kept up witht the consent of Congs as by Massts by compacts witht the consent of Congs as between Pena and N. Jersey, and between Virga & Maryd. From the Legisl: Journals of Virga it appears, that a vote refusing to apply for a sanction of Congs was followed by a vote agst the communication of the Compact to Congs. In the internal administration of the States a violation of Contracts had become familiar in the form of depreciated paper made a legal tender, of property substituted for money, of Instalment laws, and of the occlusions of the Courts of Justice; although evident that all such interferences affected the rights of other States, relatively creditor, [49] as well as Citizens Creditors within the State. Among the defects which had been severely felt was that of a uniformity in cases requiring it, as laws of naturalization, [50] bankruptcy, a Coercive authority operating on individuals and a guaranty of the internal tranquillity of the States. As natural consequences [51] of this distracted and disheartening condition of the union, the Fedl Authy had ceased to be respected abroad, and dispositions [52] shown there, particularly in G. B., to take advantage of its imbecility, and to speculate on its approaching downfall; at home it had lost all confidence & credit; the unstable and unjust career of the States had also forfeited the respect & confidence essential to order and good Govt, involving the general decay and confidence & credit between man & man. It was found moreover, that those least partial to popular Govt, or most distrustful of its efficacy were yielding to anticipations, that from an increase of the confusion a Govt might result more congenial with their taste or their opinions; whilst those most devoted to the principles and forms of Republics, were alarmed for the cause of liberty itself, at stake in the American Experiment, and anxious for a system that wd avoid the inefficacy of a mere confederacy without passing into the opposite extreme of a consolidated govt it was known that there were individuals who had betrayed a bias toward Monarchy [see Knox to G W & him to Jay] (Marshall's life [53]) and there had always been some not unfavorable to a partition of the Union into several Confederacies; either from a better chance of figuring on a Sectional Theatre, or that the Sections would require stronger Govts, or by their hostile conflicts lead to a monarchical consolidation. The idea of a [54] dismemberment had recently made its appearance in the Newspapers. Such were the defects, the deformities, the diseases and the ominous prospects, for which the Convention were to provide a remedy, and which ought never to be overlooked in expounding & appreciating the Constitutional Charter the remedy that was provided. As a sketch on paper, the earliest perhaps of a Constitutional Govt for the Union [organized into the regular Departments with physical means operating on individuals] to be sanctioned by the people of the States, acting in their original & sovereign character, was contained in [55] a letter of Apl. 8. 1787 from J. M. to Govr Randolph, a copy of the letter is here inserted. The feature in the letter [56] which vested in the general Authy. a negative on the laws of the States, was suggested by the negative in the head of the British Empire, which prevented collisions between the parts & the whole, and between the parts themselves. It was supposed that the substitution, of an elective and responsible authority for an hereditary and irresponsible one, would avoid the appearance even of a departure from the principle of [57] Republicanism. But altho' the subject was so viewed in the Convention, and the votes on it were more than once equally divided, it was finally & justly abandoned see note for ___ for this erasure substitute the amendt marked * for this page [58] [as, apart from other objections, it was not practicable among so many states, increasing in number, and enacting, each of them, so many laws instead of the proposed negative, the objects of it were left as finally provided for in the Constitution.] [59] On the arrival of the Virginia Deputies at Phila it occurred to them that from the early and prominent part taken by that State in bringing about the Convention some initiative step might be expected from them. The Resolutions introduced by Governor Randolph were the result of a Consultation on the subject; with an understanding that they left all the Deputies entirely open to the lights of discussion, and free to concur in any alterations or modifications which their reflections and judgments might approve. The Resolutions as the Journals shew became the basis on which the proceedings of the Convention commenced, and to the developments, variations and modifications of which the plan of Govt proposed by the Convention may be traced. The curiosity I had felt during my researches into the History of the most distinguished Confederacies, particularly those of antiquity, and the deficiency I found in the means of satisfying it more especially in what related to the process, the principles, the reasons, & the anticipations, which prevailed in the formation of them, determined me to preserve as far as I could an exact account of what might pass in the Convention whilst executing its trust, with the magnitude of which I was duly impressed, as I was with [60] the gratification promised to future curiosity by an authentic exhibition of the objects, the opinions & the reasonings from which the new System of Govt was to receive its peculiar structure & organization. Nor was I unaware of the value of such a contribution to the fund of of materials for the History of a Constitution on which would be staked the happiness of a people great even in its infancy, and possibly the cause of Liberty throught the world. In pursuance of the task I had assumed I chose a seat in front of the presiding member, with the other members on my right & left hands. In this favorable position for hearing all that passed, I noted in terms legible & in abbreviations & marks intelligible to myself what was read from the Chair or spoken by the members; and losing not a moment unnecessarily between the adjournment & reassembling of the Convention I was enabled to write out my daily notes [see page 18 - [61] during the session or within a few finishing days after its close - see pa. 18 [62] in the extent and form preserved in my own hand on my files. In the labour & correctness of doing [63] this, I was not a little aided by practice & by a familiarity with the style and the train of observation & reasoning which characterized the principal speakers. It happened, also that I was not absent a single day, nor more than a cassual fraction of an hour in any day, so that I could not have lost a single speech, unless a very short one. Insert the Remark on the _____ slip of paper marked A. [64] [It may be proper to remark, that, with a very few exceptions, the speeches were neither furnished, nor revised, nor sanctioned, by the speakers, but written out from my notes, aided by the freshness of my recollections. A further remark may be proper, that views of the subject might occasionally be presented in the speeches and proceedings, with a latent reference to a compromise on some middle ground, by mutual concessions. The exceptions alluded to were, -- first, the sketch furnished by Mr. Randolph of his speech on the introduction of his propositions, on the twenty-ninth day of May; secondly, the speech of Mr. Hamilton, who happened to call on me when putting the last hand to it, and who acknowledged its fidelity, without suggesting more than a very few verbal alterations which were made; thirdly, the speech of Gouverneur Morris on the second day of May, which was communicated to him on a like occasion, and who acquiesced in it without even a verbal change. The correctness of his language and the distinctness of his enunciation were particularly favorable to a reporter. The speeches of Doctor Franklin, excepting a few brief ones, were copied from the written ones read to the Convention by his colleague, Mr. Wilson, it being inconvenient to the Doctor to remain long on his feet.] [65] Of the ability & intelligence of those who composed the Convention, the debates & proceedings may be a test; as the character of the work which was the offspring of their deliberations must be tested by the experience of the future, added to that of the nearly half century which has passed. [66] But whatever may be the judgment pronounced on the competency of the architects of the Constitution, or whatever may be the destiny, of the edifice prepared by them, I feel it a duty to express my profound & solemn conviction, derived from my intimate opportunity of observing & appreciating the views of the Convention, collectively & individually, that there never was an assembly of men, charged with a great & arduous trust, who were more pure in their motives, or more exclusively or anxiously [devoted to the object committed to them, than were the members of the Federal Convention of 1787, to the object of devising and proposing a constitutional system which would best supply the defects of that which it was to replace, and best secure the permanent liberty and happiness of their country.] [67] ---------------------------------------------------------------------- 1. This Preface has been printed from Madison's original manuscript in the Department of State. There is a transcript of the Preface in an unknown hand in the Library of Congress which was sent to the printer and from which Henry D. Gilpin printed The Papers of James Madison, 3 volumes (1840). The text of the Preface as here printed has been read with the printer's copy thereof and important differences noted. In the Preface, Madison referred in passing to documents which he evidently intended to embody in a finished draft which, unfortunately, he never completed. The matter referred to has been placed in footnotes or reference has been made to other pages of the present document. Footnotes bearing an asterisk before the numbers instead of just numbers, to indicate their order, are Madison's own notes. The editor's notes and indications of differences between the Madison manuscript and the transcript of the Preface are not preceded by an asterisk. 2. These are the words which Madison wrote at the head of this document after he had scratched out the phrase "Preface to Debates in the Convention of 1787." It is a very rough and uneven draft, full of insertions and deletions. The last few pages are in Mrs. Madison's hand, having been written from her husband's dictation when his hands were crippled with rheumatism. A few words in the draft were written by John C. Payne (Mrs. Madison's brother) at Madison's direction. The date of the draft was between 1830 and 1836. 3. The word "confederate" is substituted in the transcript for "confederal". 4. The word "an" is substituted in the transcript for "a". 5. In place of "the advantages of both" the transcript reads "that advantage of both". 6. The word "the" is here inserted in the transcript. 7. The word "in" is omitted in the transcript. 8. The words "Independent States" are italicized in the transcript. 9. The phrase "the first of March" is substituted in the transcript for "March 1". 10. The figures 1, 2, and 3 are changed to "first," "secondly" and "thirdly" in the transcript. 11. The phrase "unequal in size, but equal in sovereignty. 4 the ratio of contributions in money and in troops, among parties" is erroneously omitted in the transcript. 12. The figure 5 is changed to "fourthly" in the transcript. 13. In the transcript the date reads "the first of March, 1781". 14. The word "principle" is substituted for "provision" in the transcript. *1. See address of Congress. [15] 15. This footnote is omitted in the transcript. 16. The word "aid" is substituted in the transcript for "co-operate". 17. The word "a" is omitted in the transcript. 18. The word "a" is substituted in the transcript for "an." 19. The phrase "to 'insert the Resol. (See Journal.) 1" is omitted in the transcript which substitutes the words "as follows:" and inserts the resolution which is printed in the Notes of June 1, 1787. 20. The phrase "who had been" is omitted in the transcript. 21. James Madison. 22. In place of the word "early" the transcript reads "the first Monday in." 23. The words "had it been" are substituted in the transcript for the words "was it." 24. Alexander Hamilton. 25. The word "unanimously" is omitted in the transcript. 26. Madison's direction "Insert it" is omitted in the transcript, and there is inserted the text of the proceedings and recommendation of the Annapolis Convention. The transcript text begins with the words "To the Honorable", and concludes with the paragraph beginning "Through your Commissioners", etc. 27. The word "and" is omitted in the transcript. 28. The text of this law of October 16, 1786 (printed ante pages 68-69) is inserted in the transcript beginning with the words "Whereas, the Commissioners", etc. and ending with the words " ... States in the Union". 29. The word "one" is here inserted in the transcript. 30. Madison was in error. The pamphlet was written by William Barton. See Gaillard Hunt, "Pelatiah Webster and the Constitution", in The Nation, December 28, 1911. 31. The following is supplied in the transcript: "he wished instead of them [partial Conventions] to see a general Convention take place; and that he should soon, in pursuance of instructions, from his constituents, propose to Congress a plan for that purpose, the object [of which] would be to strengthen the Federal Constitution." -- See The Writings of James Madison, Hunt, Editor, Vol. I (1900), pp. 438, 439. 32. The phrase "[See Life of Schuyler in Longacre" is omitted in the transcript and the following quoted matter is substituted: "the resolutions introduced by General Schuyler in the Senate, and passed unanimously by the Legislature of New York in the summer of 1782, declaring, that the Confederation was defective, in not giving Congress power to provide a revenue for itself, or in not investing them with funds from established and productive sources; and that it would be advisable for Congress to recommend to the States to call a general Convention to revise and amend the Confederation." The sketch is of Hamilton, not Schuyler, for which see The National Portrait Gallery of Distinguished Americans, conducted by Longacre and Herring, Vol. II (1835), p. 7. 33. The following sentence is supplied in the transcript: "It is by many here suggested as very necessary step for Congress to take, the calling on the States to form a Convention for the sole purpose of revising the Confederation, so far as to enable Congress to execute with more energy, effect and vigor the powers assigned to it, than it appears by experience that they can do under the present state of things." The letter referred to is among the Madison papers in the Manuscript Division of the Library of Congress. 34. The transcript here inserts the following: "I hold it for a maxim, that the Union of the States is essential to their safety against foreign danger and internal contention and that the perpetuity and efficacy of the present system cannot be confided in. The question, therefore, is, in what mode, and at what moment, the experiment for supplying the defects ought to be made." -- See, also, The Writings of James Madison, Hunt, Editor, Vol II (1901), pp 99, 100. 35. The paragraph beginning "In 1785" reads as follows in the transcript: "In the winter of 1784-5, Noah Webster, whose political and other valuable writings had made him known to the public, proposed, in one of his publications, 'a new system of government which should act, not on the States, but directly on individuals, and vest in Congress full power to carry its laws into effect.'" See, also, The National Portrait Gallery of Distinguished Americans, conducted by Longacre and Herring, Vol II (1835), p 4. 36. In the transcript after the word "Confederacy" the following footnote is inserted: "The letters of Wm. Grayson, March 22nd, 1786, and of James Monroe, of April 28th, 1786, both then members, to Mr. Madison, state that a proposition for such a Convention has been made." 37. The word "the" is inserted in the transcript after "from". 38. The final "s" is crossed off the word "Shays" in the transcript. 39. The transcript substitutes the word "inefficacy" for the word "inefficiency" but the Gilpin edition prints the word as in the original notes. 40. In the transcript the word "and" is crossed out and the word "which" written above it. 41. After the word "Jersey," reference is made in the transcript to the following footnote: "A letter of Mr Grayson to Mr Madison of March 22d, 1786, relating the conduct of New Jersey states this fact. Editor." 43. The phrase "[see letter of Grayson to J. M." is omitted in the transcript. An extract from the letter referred to reads as follows: "The Antients were surely men of more candor than we are; they contended openly for an abolition of debts in so many words, while we strive as hard for the same thing under the decent & specious pretense of a circulating medium.... There has been some serious thoughts in the minds of some of the members of Congress to recommend to the States the meeting of a general Convention, to consider, of an alteration of the Confederation, & there is a motion to this effect now under consideration it is contended that the present Confederation is utterly inefficient, and that if it remains much longer in it's present state of imbecility we shall be one of the most contemptible nations on the face of the earth," -- Letter from William Grayson to James Madison, March 22, 1786. The Madison Papers (manuscript), Library of Congress. 44. In the transcript the footnote "See the Journal of her Legislature" is substituted for the phrase in brackets. The allusion is to the act of the Virginia Assembly passed January 21, 1786, imposing a tonnage tax of 5s. on vessels of foreigners. 45. After the word "imports" down to the sentence beginning, "In sundry instances," the transcript reads "from others, as from Mass., which complained in a letter to the Executive of Virginia, and doubtless to those of other States. 46. The facts are given in Madison's letter to Jefferson, January 22, 1786. The Writings of James Madison, Hunt, Editor, Vol. II (1901), p. 218. 47. Madison's direction "[see ]" is omitted in the transcript. 48. The word "of" is inserted in the transcript after "Citizens". 49. The word "creditor" is plural in the transcript. 50. The word "and" is inserted in the transcript after "naturalization". 51. The words "a natural consequence" are substituted in the transcript for "natural consequences". 52. The word "were" is inserted in the transcript after "dispositions". 53. The direction in Madison's notes is omitted in the transcript. His reference was to The Life of George Washington, by John Marshall, Vol. V (1807), pp. 91 et seq. For the text of the correspondence in question, see Appendix to Debates, I, Nos. 1, 2, and 3, pp. 585-588. 54. The word "a" is omitted in the transcript. 55. The phrase beginning with the words "a letter" down to the end of the paragraph is changed in the transcript to read as follows: "the letters of James Madison to Thomas Jefferson of the nineteenth of March; to Governor Randolph of the eighth of April; and to General Washington of the sixteenth of April, 1787, for which see these respective dates." For the material portions of these letters see Appendix to Debates, II, Nos. 1, 2, and 3, pp. 589-595. 56. The words "the letter" have been changed to "these letters" in the transcript. 57. The words "the principle of" are omitted in the transcript. 58. The words "see note for for this erasure substitute the amendt marked * for this page" are omitted in the transcript. 59. The passage enclosed in brackets is copied from the transcript. The original notes appear to have been lost since Gilpin's edition. 60. The word "by" is substituted in the transcript for "with". 61. Madison's direction "[see page 18-" is omitted in the transcript. 62. Madison's direction "see pa. 18" is omitted in the transcript. 63. The word "doing" is omitted in the transcript. 64. Madison's direction "Insert the Remark", etc. is omitted in the transcript. 65. The passage enclosed in brackets is copied from the transcript. The original notes appear to have been lost since Gilpin's edition. 66. The phrase "of the nearly half century" is changed to "of nearly half a century" in the transcript. 67. The passage enclosed in brackets is copied from the transcript. The original notes appear to have been lost since Gilpin's edition. 68. The doubled "to" is not an error. ----------------------------------------------------------------------- Madison's Notes Introduction by Jon Roland James Madison is usually credited with being the principal author of the U.S. Constitution at the 1787 Constitutional Convention in Philadelphia, but, while he was an active participant in the debates and in the drafting of the document, he also managed to take the most complete set of notes on the debates in that convention, capturing the essence, if not the exact words, of the participants, and giving us a definitive insight into the intent of the Framers. His were not the only notes taken, and several of the other participants wrote of their recollections of the Convention, including the official recording secretary, William Jackson, but none are nearly as complete, nor do they differ from Madison's Notes, as they are often called, in any significant details. Jackson's notes are mere recordings of the resolutions and votes on them, with little on the content of the debates. Madison's Notes were not published until about 1840, perhaps to fulfill an early decision by the original convention forbidding disclosure of the proceedings, to which Madison may have felt himself bound while the other participants lived, and it was after all the rest of them had died that he did finally publish them. The original manuscript is in somewhat rough form, evidently the original state in which he wrote it in haste during or shortly after the Convention itself. One must suppose he intended an editor to clean it up and expand on his many abbreviations, but scholars have rather chosen to present editions that reflect that original rough state, with misspellings, inconsistent abbreviations and numberings preserved for our edification. That can cause some pause for people when they first try to read it, until they figure out the abbreviations, but it is worth the effort, for one gains an important sense of the energy, the intensity, and sometimes the frustrations of the delegates to that historic meeting as the hammered out a truly innovative experiment in self-government. To the best of my knowledge this is the first online edition of the Notes. I have had the benefit of both an "official" 1900 edition and later editions with the footnotes of editors. I have also included Madison's Preface to the Notes, which provides additional insight into the Convention and its role in history. For persons interested in resolving issues of constitutional intent and interpretation, this is an essential reference. It makes clear what some of the terms mean that are used in the Constitution, words that are not commonly heard today, or whose meanings have changed. Any errors in this edition are my responsibility, and I ask that anyone finding such errors communicate them to me for correction. ----------------------------------------------------------------------- The Debates in the Federal Convention of 1787 [1] by James Madison MONDAY MAY 14, FRIDAY MAY 25 Monday May 14th 1787 was the day fixed for the meeting of the deputies in Convention for revising the federal system of Government. On that day a small number only had assembled. Seven States were not convened till, Friday 25 of May, when the following members [2] appeared to wit: see Note A. [3] viz, [3] From Massachusetts Rufus King. N. York Robert Yates, [4] Alexr. Hamilton. N. Jersey, David Brearly, William Churchill Houston, [4] William Patterson. Pennsylvania, Robert Morris, Thomas Fitzsimmons, James Wilson, [4] Govurneur Morris. Delaware, George Read, Richard Basset, [4] Jacob Broome. Virginia, George Washington, Edmund Randolph, John Blair, James Madison, George Mason, George Wythe, [4] James Mc.Clurg. N. Carolina, Alexander Martin, William Richardson Davie, Richard Dobbs Spaight, [4] Hugh Williamson. S. Carolina, John Rutlidge, Charles Cotesworth Pinckney, Charles Pinckney, [4] Pierce Butler. Georgia, William Few. Mr. ROBERT MORRIS informed the members assembled that by the instruction & in behalf, of the deputation of Pena. he proposed George Washington Esqr. late Commander in chief for president of the Convention. [5] Mr. JNo. RUTLIDGE seconded the motion; expressing his confidence that the choice would be unanimous, and observing that the presence of Genl. Washington forbade any observations on the occasion which might otherwise be proper. General WASHINGTON was accordingly unanimously elected by ballot, and conducted to the Chair by Mr. R. Morris and Mr. Rutlidge; from which in a very emphatic manner he thanked the Convention for the honor they had conferred on him, reminded them of the novelty of the scene of business in which he was to act, lamented his want of better qualifications, and claimed the indulgence of the House towards the involuntary errors which his inexperience might occasion. [6] [The nomination came with particular grace from Penna. as Docr. Franklin alone could have been thought of as a competitor. The Docr. was himself to have made the nomination of General Washington, but the state of the weather and of his health confined him to his house. Mr. WILSON moved that a Secretary be appointed, and nominated Mr. Temple Franklin. Col HAMILTON nominated Major Jackson. On the ballot Majr. Jackson had 5 votes & Mr. Franklin 2 votes. On reading the credentials of the deputies it was noticed that those from Delaware were prohibited from changing the article in the Confederation establishing an equality of votes among the States. The appointment of a Committee, consisting of Messrs. Wythe, Hamilton & C. Pinckney, on the motion of Mr. C. PINCKNEY, [7] to prepare standing rules & orders was the only remaining step taken on this day. ___________ 1. The original notes did not have a title, and Madison's Notes, as they are sometimes called, have been published under various titles, including Notes on the Debates in the Federal Convention. We are choosing the most popular title. Text is taken from several sources, mainly from the third of the five-volume set Documentary History of the Constitution of the United States of America, Department of State, 1900, and from The Debates in the Federal Convention of 1787, edited by Gailard Hunt and James Brown Scott (Washington, 1920), from which we take most of the footnotes, with some minor modifications, but use a sequential numbering system, indicating Madison's own footnotes by preceding the number with an asterisk. Most of these footnotes cite differences between Madison's original manuscript and the transcript in the Library of Congress. The word "Debates" is used as a heading in the transcript. 2. Madison is not uniform in the spelling of proper names, but the correct form in each instance is to be found in the credentials of the delegates. 3. The words "to wit: see Note A. viz," are omitted in the transcript. 4. The work "and" is here inserted in the transcript. 5. The paragraph in brackets beginning with the works "The nomination" and ending with the work "house" is printed as a footnote in the transcript with reference mark after the word "Convention." 6. See footnote. [5] 7. The phrase "on the motion of Mr. C. Pinckney, consisting," etc. ----------------------------------------------------------------------- MONDAY MAY 28 [1] [2] From Massts. Nat: Gorham & Caleb Strong. From Connecticut Oliver Elseworth. From Delaware, Gunning Bedford. From Maryland James McHenry. From Penna. B. Franklin, George Clymer, Ths. Mifflin & Jared Ingersol took their seats. Mr. WYTHE from the Committee for preparing rules made a report which employed the deliberations of this day. Mr. KING objected to one of the rules in the Report authorising any member to call for the yeas & nays and have them entered on the minutes. He urged that as the acts of the Convention were not to bind the Constituents, it was unnecessary to exhibit this evidence of the votes; and improper as changes of opinion would be frequent in the course of the business & would fill the minutes with contradictions. Col. MASON seconded the objection; adding that such a record of the opinions of members would be an obstacle to a change of them on conviction; and in case of its being hereafter promulged must furnish handles to the adversaries of the Result of the Meeting. The proposed rule was rejected nem. contradicente. The standing rules [*3, 4] agreed to were as follow: [see the Journal & copy here the printed rules] [5] [viz. [6] A House to do business shall consist of the Deputies of not less than seven States; and all questions shall be decided by the greater number of these which shall be fully represented: but a less number than seven may adjourn from day to day. Immediately after the President shall have taken the chair, and the members their seats, the minutes of the preceding day shall be read by the Secretary. Every member, rising to speak, shall address the President; and whilst he shall be speaking, none shall pass between them, or hold discourse with another, or read a book, pamphlet or paper, printed or manuscript-and of two members rising [7] at the same time, the President shall name him who shall be first heard. A member shall not speak oftener than twice, without special leave, upon the same question; and not the second time, before every other, who had been silent, shall have been heard, if he choose to speak upon the subject. A motion made and seconded, shall be repeated, and if written, as it shall be when any member shall so require, read aloud by the Secretary, before it shall be debated; and may be withdrawn at any time, before the vote upon it shall have been declared. Orders of the day shall be read next after the minutes, and either discussed or postponed, before any other business shall be introduced. When a debate shall arise upon a question, no motion, other than to amend the question, to commit it, or to postpone the debate shall be received.] [A question which is complicated, shall, at the request of any member, be divided, and put separately on [8] the propositions, of which it is compounded. The determination of a question, altho' fully debated, shall be postponed, if the deputies of any State desire it until the next day. A writing which contains any matter brought on to be considered, shall be read once throughout for information, then by paragraphs to be debated, and again, with the amendments, if any, made on the second reading; and afterwards, the question shall be put on [8] the whole, amended, or approved in its original form, as the case shall be. 9 Committees shall be appointed by ballot; and [9] the members who have the greatest number of ballots, altho' not a majority of the votes present, shall [10] be the Committee. When two or more members have an equal number of votes, the member standing first on the list in the order of taking down the ballots, shall be preferred. A member may be called to order by any other member, as well as by the President; and may be allowed to explain his conduct or expressions supposed to be reprehensible. -- And all questions of order shall be decided by the President without appeal or debate. Upon a question to adjourn for the day, which may be made at any time, if it be seconded, the question shall be put without a debate. When the House shall adjourn, every member shall stand in his place, until the President pass him.] [11] A letter from sundry persons of the State of Rho. Island addressed to the Honorable [12] The Chairman of the General Convention was presented to the Chair by Mr. GOVr. MORRIS, and being read, was ordered to lie on the table for further consideration. [For the letter see Note in the Appendix] [13] Mr. BUTLER moved that the House provide agst. interruption of business by absence of members, and against licentious publications of their proceedings -- to which was added by -- Mr. SPAIGHT -- a motion to provide that on the one hand the House might not be precluded by a vote upon any question, from revising the subject matter of it when they see cause, nor, on the other hand, be led too hastily to rescind a decision, which was the result of mature discussion. -- Whereupon it was ordered that these motions be referred to [14] the consideration of the Committee appointed to draw up the standing rules and that the Committee make report thereon. Adjd. till tomorrow [15] 10. OClock. ___________ 1. The year " 1787" is here inserted in the transcript. 2. The words "In Convention" are here inserted in the transcript. *3. Previous to the arrival of a majority of the States, the rule by which they ought to vote in the Convention had been made a subject of conversation among the members present. It was pressed by Governeur Morris and others from Pennsylvania, that the large States should unite in firmly refusing to the small states an equal vote, as unreasonable, and as enabling the small States to negative every good system of Government, which must in the nature of things, be founded on a violation of that equality. The members from Virginia, conceiving that such an attempt might beget fatal altercations between the large & small States, and that it would be easier to prevail on the latter, in the course of the deliberations, to give up their equality for the sake of an effective Government, than on taking the field of discussion to disarm themselves of the right & thereby throw themselves on the mercy of the large States, discountenanced & stifled the project. 4. Madison's footnote reference mark after the word "rules" is placed in the transcript after the word "him" thus placing the footnote at the end of the rules instead of at the beginning. 5. Madison's direction is omitted from the transcript and the work "Rules" is inserted. 6. The word "viz." is omitted in the transcript. 7. The words "to speak" are inserted in the transcript after "rising." 8. The word "upon" is substituted for "on" in the transcript. 9. The word "that" is here inserted in the transcript. 10. The word "shall" is omitted in the transcript. 11. See footnote 4. 12. The words "the Honorable" are omitted in the transcript. 13. The footnote in the transcript reads as follows: "For the letter, see Appendix No. blank." 14. The word "for" is substituted in the transcript for the word "to". 15. The word "at" is here inserted in the transcript. ----------------------------------------------------------------------- TUESDAY MAY 29 [1] John Dickenson, and Elbridge Gerry, the former from Delaware, the latter from Massts. took their seats. The following rules were added, on the report of Mr. Wythe from the Committee [see the Journal] -- [2] Additional rules. [see preceding page] [2] That no member be absent from the House, so as to interrupt the representation of the State, without leave. That Committees do not sit whilst the House shall be or ought to be, sitting. That no copy be taken of any entry on the journal during the sitting of the House without leave of the House. That members only be permitted to inspect the journal. That nothing spoken in the House be printed, or otherwise published or communicated without leave. That a motion to reconsider a matter which had [3] been determined by a majority, may be made, with leave unanimously given, on the same day on which the vote passed; but otherwise not without one day's previous notice: in which last case, if the House agree to the reconsideration, some future day shall be assigned for the [4] purpose. Mr. C. PINKNEY moved that a Committee be appointed to superintend the Minutes. Mr. Govr. MORRIS objected to it. The entry of the proceedings of the Convention belonged to the Secretary as their impartial officer. A committee might have an interest & bias in moulding the entry according to their opinions and wishes. The motion was negatived, 5 noes, 4 ays. Mr. RANDOLPH then opened the main business. [Here insert his speech [5] including his resolutions.] [6] (Mr. R. Speech A. to be inserted Tuesday May 29) [6] He expressed his regret, that it should fall to him, rather than those, who were of longer standing in life and political experience, to open the great subject of their mission. But, as the convention had originated from Virginia, and his colleagues supposed that some proposition was expected from them, they had imposed this task on him. He then commented on the difficulty of the crisis, and the necessity of preventing the fulfilment of the prophecies of the American downfal. He observed that in revising the foederal system we ought to inquire 1. [7] into the properties, which such a government ought to possess, 2. [7] the defects of the confederation, 3. [7] the danger of our situation & 4. [7] the remedy. 1. The Character of such a government ought to secure 1. [7] against foreign invasion: 2. [7] against dissentions between members of the Union, or seditions in particular states: 3. [7] to procure to the several States, various blessings, of which an isolated situation was incapable: 4. [7, 8] to be able to defend itself against incroachment: & 5. [7] to be paramount to the state constitutions. 2. In speaking of the defects of the confederation he professed a high respect for its authors, and considered them, as having done all that patriots could do, in the then infancy of the science, of constitutions, & of confederacies, -- when the inefficiency of requisitions was unknown -- no commercial discord had arisen among any states -- no rebellion had appeared as in Massts. -- foreign debts had not become urgent -- the havoc of paper money had not been foreseen -- treaties had not been violated -- and perhaps nothing better could be obtained from the jealousy of the states with regard to their sovereignty. He then proceeded to enumerate the defects: 1. [9] that the confederation produced no security against foreign invasion; congress not being permitted to prevent a war nor to support it by their own authority -- Of this he cited many examples; most of which tended to shew, that they could not cause infractions of treaties or of the law of nations, to be punished: that particular states might by their conduct provoke war without controul; and that neither militia nor draughts being fit for defence on such occasions, inlistments only could be successful, and these could not be executed without money. 2. [9] that the foederal government could not check the quarrels between states, nor a rebellion in any, not having constitutional power nor means to interpose according to the exigency: 3. [9] that there were many advantages, which the U. S. might acquire, which were not attainable under the confederation -- such as a productive impost -- counteraction of the commercial regulations of other nations -- pushing of commerce ad libitum -- &c &c. 4. [9] that the foederal government could not defend itself against the [10] incroachments from the states. 5. [9] that it was not even paramount to the state constitutions, ratified, as it was in may of the states. 3. He next reviewed the danger of our situation, [11] appealed to the sense of the best friends of the U. S. -- the prospect of anarchy from the laxity of government every where; and to other considerations. 4. He the proceeded to the remedy; the basis of which he said must be the republican principle. He proposed as conformable to his ideas the following resolutions, which he explained one by one [Here insert ye Resolutions annexed.] [12] Resolutions proposed by Mr. Randolph in Convention May 29, 1787 [12] 1. Resolved that the Articles of Confederation ought to be so corrected & enlarged as to accomplish the objects proposed by their institution; namely, "common defence, security of liberty and general welfare." 2. Resd. therefore that the rights of suffrage in the National Legislature ought to be proportioned to the Quotas of contribution, or to the number of free inhabitants, as the one or the other rule may seem best in different cases. 3. Resd. that the National Legislature ought to consist of two branches. 4. Resd. that the members of the first branch of the National Legislature ought to be elected by the people of the several States every _____ for the term of _____; to be of the age of _____ years at least, to receive liberal stipends by with they may be compensated for the devotion of their time to [13] public service; to be ineligible to any office established by a particular State, or under the authority of the United States, except those peculiarly belonging to the functions of the first branch, during the term of service, and for the space of _____ after its expiration; to be incapable of reelection for the space of _____ after the expiration of their term of service, and to be subject to recall. 5. Resold. that the members of the second branch of the National Legislature ought to be elected by those of the first, out of a proper number of persons nominated by the individual Legislatures, to be of the age of _____ years at least; to hold their offices for a term sufficient to ensure their independency; [14] to receive liberal stipends, by which they may be compensated for the devotion of their time to [15] public service; and to be ineligible to any office established by a particular State, or under the authority of the United States, except those peculiarly belonging to the functions of the second branch, during the term of service, and for the space of _____ after the expiration thereof. 6. Resolved that each branch ought to possess the right of originating Acts; that the National Legislature ought to be impowered to enjoy the Legislative Rights vested in Congress by the Confederation & moreover to legislate in all cases to which the separate States are incompetent, or in which the harmony of the United States may be interrupted by the exercise of individual Legislation; to negative all laws passed by the several States, contravening in the opinion of the National Legislature the articles of Union; [16] and to call forth the force of the Union agst. any member of the Union failing to fulfill its duty under the articles thereof. 7. Resd. that a National Executive be instituted; to be chosen by the National Legislature for the term of _____ years, [17] to receive punctually at stated times, a fixed compensation for the services rendered, in which no increase or [18] diminution shall be made so as to affect the Magistracy, existing at the time of increase or diminution, and to be ineligible a second time; and that besides a general authority to execute the National laws, it ought to enjoy the Executive rights vested in Congress by the Confederation. 8. Resd. that the Executive and a convenient number of the National Judiciary, ought to compose a Council of revision with authority to examine every act of the National Legislature before it shall operate, & every act of a particular Legislature before a Negative thereon shall be final; and that the dissent of the said Council shall amount to a rejection, unless the Act of the National Legislature be again passed, or that of a particular Legislature be again negatived by _____ of the members of each branch. 9. Resd. that a National Judiciary be established to consist of one or more supreme tribunals, and of inferior tribunals to be chosen by the National Legislature, to hold their offices during good behaviour; and to receive punctually at stated times fixed compensation for their services, in which no increase or diminution shall be made so as to affect the persons actually in office at the time of such increase or diminution. that the jurisdiction of the inferior tribunals shall be to hear & determine in the first instance, and of the supreme tribunal to hear and determine in the dernier resort, all piracies & felonies on the high seas, captures from an enemy; cases in which foreigners or citizens of other States applying to such jurisdictions may be interested, or which respect the collection of the National revenue; impeachments of any National officers, and questions which may involve the national peace and harmony. 10. Resolvd. that provision ought to be made for the admission of States lawfully arising within the limits of the United States, whether from a voluntary junction of Government & Territory or otherwise, with the consent of a number of voices in the National legislature less than the whole. 11. Resd. that a Republican Government & the territory of each State, except in the instance of a voluntary junction of Government & territory, ought to be guarantied by the United States to each State 12. Resd. that provision ought to be made for the continuance of Congress and their authorities and privileges, until a given day after the reform of the articles of Union shall be adopted, and for the completion of all their engagements. 13. Resd. that provision ought to be made for the amendment of the Articles of Union whensoever it shall seem necessary, and that the assent of the National Legislature ought not to be required thereto. 14. Resd. that the Legislative Executive & Judiciary powers within the several States ought to be bound by oath to support the articles of Union 15. Resd. that the amendments which shall be offered to the Confederation, by the Convention ought at a proper time, or times, after the approbation of Congress to be submitted to an assembly or assemblies of Representatives, recommended by the several Legislatures to be expressly chosen by the people, to consider & decide thereon. [19] He concluded with an exhortation, not to suffer the present opportunity of establishing general peace, harmony, happiness and liberty in the U. S. to pass away unimproved. [*20] It was then Resolved -- That the House will tomorrow resolve itself into a Committee of the Whole House to consider of the state of the American Union. -- and that the propositions moved by Mr. Randolph be referred to the said Committee. Mr. CHARLES PINKNEY laid before the house the draught of a federal Government which he had prepared, to be agreed upon between the free and independent States of America. [22] -- Mr. P. plan [23] ordered that the same be referred to the Committee of the Whole appointed to consider the state of the American Union. adjourned. ___________ 1. The words "In convention" are here inserted in the transcript. 2. Madison's directions "[see the Journal]" and "[see preceding page]" are omitted in the transcript as are also the words "Additional rules." 3. The word "has" is substituted in the transcript for "had." 4. The word "that" is substituted in the transcript for "the." 5. The speech is in Randolph's handwriting. 6. Madison's direction is omitted in the transcript. 7. The figures indicated are changed in the transcript to "first," "secondly," "thirdly," etc. 8. The words "it should" are here inserted in the transcript. 9. The figures indicated are changed in the transcript to "First," "Secondly," etc. 10. The word "the" is crossed out in the transcript. 11. The word "and" is here inserted in the transcript. 12. This direction and the heading are omitted in the transcript. 13. The word "the" is here inserted in the transcript. 14. The word "independency" is changed to "independence" in the transcript. 15. The word "the" is here inserted in the transcript. 16. The phrase "of any treaty subsisting under the authority of the Union" is here added in the transcript. 17. The word "years" is omitted in the transcript. 18. The word "or" is changed to "nor" in the transcript. 19. The fifteen resolutions, constituting the "Virginia Plan," are in Madison's handwriting. *20. This Abstract of the speech was furnished to J. M. by Mr. Randolph and is in his handwriting. [21] As a report of it from him had been relied on, it was omitted by J. M. 21. This sentence is omitted on the transcript. 22. Robert Yates, a delegate from New York, gives the following account of Pinckney's motion: "Mr. C. Pinkney, a member from South-Carolina, then added, that he had reduced his ideas of a new government of to a system, which he read, and confessed that it was grounded on the same principle as of the above resolutions." (Secret Proceedings of the Federal Convention (1821), p. 97.) 23. The words, "Mr. P. plan," are omitted in the transcript, and what purports to be the plan itself is here inserted. Madison himself did not take a copy of the draft nor did Pinckney furnish him one, as he did a copy of his speech which he later delivered in the Convention and which is printed as a part of the debates (session of Monday, June 25). Many years later, in 1818, when John Quincy Adams, then Secretary of State, was preparing the Journal of the Convention for publication, he wrote to Pinckney, requesting a copy of his plan, and, in compliance with this request, Pinckey sent him what purported to be the draft, but which appears to have been a copy of the report of the Committee of Detail of August 6, 1787, with certain alterations and additions. The alleged draft and Pinckney's letter transmitting it were written upon paper bearing the water-mark, "Russell & Co. 1797." The Pinckney draft was not debated; it was neither used in the Committee of the Whole nor in the Convention. It was however referred to the Committee of Detail, which appears to have made some use of it, as extracts from it have been identified by J. Franklin Jameson and an outline of it discovered by Andrew C. McLaughlin, among the papers and in the handwriting of James Wilson, a delegate from Pennsylvania, deposited with the Pennsylvania Historial Society. ----------------------------------------------------------------------- WEDNESDAY MAY 30 Roger Sherman (from Connecticut) took his seat. The House went into Committee of the Whole on the State of the Union. Mr. Gorham was elected to the Chair by Ballot. The propositions of Mr. RANDOLPH which had been referred to the Committee being taken up. He moved on the suggestion of Mr. G. Morris, that the first of his propositions to wit "Resolved that the articles of Confederation ought to be so corrected & enlarged, as to accomplish the objects proposed by their institution; namely, common defence, security of liberty & general welfare: [1] -- should be postponed, in order to consider the 3 following: 1. that a Union of the States merely federal will not accomplish the objects proposed by the articles of Confederation, namely common defence, security of liberty, & genl. welfare. 2. that no treaty or treaties among the whole or part of the States, as individual Sovereignties, would be sufficient. 3. that a national Government ought to be established consisting of a supreme Legislative, Executive & Judiciary. The motion for postponing was seconded by Mr. GOVr. MORRIS and unanimously agreed to. Some verbal criticisms were raised agst. the first proposition, and it was agreed on motion of Mr. BUTLER seconded by Mr. RANDOLPH, to pass on to the third, which underwent a discussion, less however on its general merits than on the force and extent of the particular terms national & supreme. Mr. CHARLES PINKNEY wished to know of Mr. Randolph whether he meant to abolish the State Governts. altogether. Mr. R. replied that he meant by these general propositions merely to introduce the particular ones which explained the outlines of the system he had in view. Mr. BUTLER said he had not made up his mind on the subject, and was open to the light which discussion might throw on it. After some general observations he concluded with saying that he had opposed the grant of powers to Congs. heretofore, because the whole power was vested in one body. The proposed distribution of the powers into [2] different bodies changed the case, and would induce him to go great lengths. Genl. PINKNEY expressed a doubt whether the act of Congs. recommending the Convention, or the Commissions of the Deputies to it, could [3] authorise a discussion of a System founded on different principles from the federal Constitution. Mr. GERRY seemed to entertain the same doubt. Mr. GOVr. MORRIS explained the distinction between a federal and national, supreme, Govt.; the former being a mere compact resting on the good faith of the parties; the latter having a compleat and compulsive operation. He contended that in all Communities there must be one supreme power, and one only. Mr. MASON observed that the present confederation was not only 4 deficient in not providing for coercion & punishment agst. delinquent States; but argued very cogently that punishment could not in the nature of things be executed on the States collectively, and therefore that such a Govt. was necessary as could directly operate on individuals, and would punish those only whose guilt required it. Mr. SHERMAN who took his seat today, [5] admitted that the Confederation had not given sufficient power to Congs. and that additional powers were necessary; particularly that of raising money which he said would involve many other powers. He admitted also that the General & particular jurisdictions ought in no case to be concurrent. He seemed however not [6] be disposed to make too great inroads on the existing system; intimating as one reason that it would be wrong to lose every amendment, by inserting such as would not be agreed to by the States. It was moved by Mr. READ [7] 2ded. by Mr. Chs. COTESWORTH PINKNEY, to postpone the 3d. proposition last offered by Mr. Randolph viz that a national Government ought to be established consisting of a supreme Legislative Executive and Judiciary," in order to take up the following -- viz. "Resolved that in order to carry into execution the Design of the States in forming this Convention, and to accomplish the objects proposed by the Confederation a more effective Government consisting of a Legislative, Executive and Judiciary ought to be established." The motion to postpone for this purpose was lost: Yeas [8] Massachusetts, Connecticut, Delaware, S. Carolina -- [8] 4 Nays. [9] N. Y. Pennsylvania, Virginia, North Carolina -- [9] 4. On the question as moved by Mr. Butler, on the third proposition it was resolved in Committee of the whole that a national governt. ought to be established consisting of a supreme Legislative Executive & Judiciary." Massts. being ay -- Connect. -- no. N. York divided [Col. Hamilton ay Mr. Yates no] Pena. ay. Delaware ay. Virga. ay. N. C. ay. S. C. ay. [10] Resol: 2. of Mr. R's proposition to wit -- see May 29. [11] The following Resolution being the 2d. of those proposed by Mr. Randolph was taken up, viz -- "that the rights of suffrage in the National Legislature ought to be proportioned to the quotas of contribution, or to the number of free inhabitants, as the one or the other rule may seem best in different cases." [12] Mr. MADISON observing that the words "or to the number of free inhabitants," might occasion debates which would divert the Committee from the general question whether the principle of representation should be changed, moved that they might be struck out. Mr. KING observed that the quotas of contribution which would alone remain as the measure of representation, would not answer, because waving every other view of the matter, the revenue might hereafter be so collected by the general Govt. that the sums respectively drawn from the States would not appear; and would besides be continually varying. Mr. MADISON admitted the propriety of the observation, and that some better rule ought to be found. Col. HAMILTON moved to alter the resolution so as to read "that the rights of suffrage in the national Legislature ought to be proportioned to the number of free inhabitants. Mr. SPAIGHT 2ded. the motion. It was then moved that the Resolution be postponed, which was agreed to. Mr. RANDOLPH and Mr. MADISON then moved the following resolution -- "that the rights of suffrage in the national Legislature ought to be proportioned." It was moved and 2ded. to amend it by adding "and not according to the present system" -- which was agreed to. It was then moved and 2ded. to alter the resolution so as to read "that the rights of suffrage in the national Legislature ought not to be according to the present system." It was then moved & 2ded. to postpone the Resolution moved by Mr. Randolph & Mr. Madison, which being agreed to: Mr. MADISON, moved, in order to get over the difficulties, the following resolution -- "that the equality of suffrage established by the articles of Confederation ought not to prevail in the national Legislature, and that an equitable ratio of representation ought to be substituted." This was 2ded. by Mr. GOVr. MORRIS, and being generally relished, would have been agreed to; when, Mr. REED moved that the whole clause relating to the point of Representation be postponed; reminding the Come. that the deputies from Delaware were restrained by their commission from assenting to any change of the rule of suffrage, and in case such a change should be fixed on, it might become their duty to retire from the Convention. Mr. GOVr. MORRIS observed that the valuable assistance of those members could not be lost without real concern, and that so early a proof of discord in the Convention as a secession of a State, would add much to the regret; that the change proposed was however so fundamental an article in a national Govt. that it could not be dispensed with. Mr. MADISON observed that whatever reason might have existed for the equality of suffrage when the Union was a federal one among sovereign States, it must cease when a national Govermt. should be put into the place. In the former case, the acts of Congs. depended so much for their efficacy on the cooperation of the States, that these had a weight both within & without Congress, nearly in proportion to their extent and importance. In the latter case, as the acts of the Genl. Govt. would take effect without the intervention of the State legislatures, a vote from a small State wd. have the same efficacy & importance as a vote from a large one, and there was the same reason for different numbers of representatives from different States, as from Counties of different extents within particular States. He suggested as an expedient for at once taking the sense of the members on this point and saving the Delaware deputies from embarrassment, that the question should be taken in Committee, and the clause on report to the House be postponed without a question there. This however did not appear to satisfy Mr. Read. By several it was observed that no just construction of the Act of Delaware, could require or justify a secession of her deputies, even if the resolution were to be carried thro' the House as well as the Committee. It was finally agreed however that the clause should be postponed: it being understood that in the event the proposed change of representation would certainly be agreed to, no objection or difficulty being started from any other quarter than from Delaware. The motion of Mr. Read to postpone being agreed to, The Committee then rose. The Chairman reported progress, and the House having resolved to resume the subject in Committee tomorrow, Adjourned to 10 OClock. ___________ 1. The resolution is italicized in the transcript. 2. The word "with" is substituted in the transcript for "into." 3. The word "would" is substituted in the transcript for "could." 4. The words "not only" are transposed in the transcript, which reads as follows: "Mr. Mason observed, not only that the present Confederation was deficient," ... 5. The phrase "who took his seat today" is omitted in the transcript. 6. The word "to" is here inserted in the transcript. 7. The word "and" is here inserted in the transcript. 8. The word "Yeas" is omitted in the transcript and the word "aye" inserted before the figure "4." 9. The word "Nays" is omitted in the transcript and word "no" inserted before the figure "4." 10. In the transcript the vote reads: Massachusetts, Pennsylvania, Delaware, Virginia, North Carolina, South Carolina aye -- 6; Connecticut, no -- 1; New York, divided (Colonel Hamilton, aye, Mr. Yates, No)." [Note E] [11] 11. Madison's direction is omitted in the transcript. 12. The resolution is italicized in the transcript. ----------------------------------------------------------------------- THURSDAY MAY 31 [1] William Pierce from Georgia took his seat. In Committee of the whole on Mr. Randolph's propositions. The 3d. Resolution "that the national Legislature ought to consist of two branches" was agreed to without debate or dissent, except that of Pennsylvania, given probably from complaisance to Docr. Franklin who was understood to be partial to a single House of Legislation. Resol: 4. [2] first clause "that the members of the first branch of the National Legislature ought to be elected by the people of the several States" being taken up, Mr. SHERMAN opposed the election by the people, insisting that it ought to be by the State Legislatures. The people he said, immediately should have as little to do as may be about the Government. They want information and are constantly liable to be misled. Mr. GERRY. The evils we experience flow from the excess of democracy. The people do not want virtue, but are the dupes of pretended patriots. In Massts. it had been fully confirmed by experience that they are daily misled into the most baneful measures and opinions by the false reports circulated by designing men, and which no one on the spot can refute. One principal evil arises from the want of due provision for those employed in the administration of Governmt. It would seem to be a maxim of democracy to starve the public servants. He mentioned the popular clamour in Massts. for the reduction of salaries and the attack made on that of the Govr. though secured by the spirit of the Constitution itself. He had he said been too republican heretofore: he was still however republican, but had been taught by experience the danger of the levilling spirit. Mr. MASON, argued strongly for an election of the larger branch by the people. It was to be the grand depository of the democratic principle of the Govtt. It was, so to speak, to be our House of Commons -- It ought to know & sympathise with every part of the community; and ought therefore to be taken not only from different parts of the whole republic, but also from different districts of the larger members of it, which had in several instances particularly in Virga., different interests and views arising from difference of produce, of habits &c &c. He admitted that we had been too democratic but was afraid we sd. incautiously run into the opposite extreme. We ought to attend to the rights of every class of the people. He had often wondered at the indifference of the superior classes of society to this dictate of humanity & policy; considering that however affluent their circumstances, or elevated their situations, might be, the course of a few years, not only might but certainly would, distribute their posterity throughout the lowest classes of Society. Every selfish motive therefore, every family attachment, ought to recommend such a system of policy as would provide no less carefully for the rights and happiness of the lowest than of the highest orders of Citizens. Mr. WILSON contended strenuously for drawing the most numerous branch of the Legislature immediately from the people. He was for raising the federal pyramid to a considerable altitude, and for that reason wished to give it as broad a basis as possible. No government could long subsist without the confidence of the people. In a republican Government this confidence was peculiarly essential. He also thought it wrong to increase the weight of the State Legislatures by making them the electors of the national Legislature. All interference between the general and local Governmts. should be obviated as much as possible. On examination it would be found that the opposition of States to federal measures had proceded much more from the officers of the States, than from the people at large. Mr. MADISON considered the popular election of one branch of the National Legislature as essential to every plan of free Government. He observed that in some of the States one branch of the Legislature was composed of men already removed from the people by an intervening body of electors. That if the first branch of the general legislature should be elected by the State Legislatures, the second branch elected by the first -- the Executive by the second together with the first; and other appointments again made for subordinate purposes by the Executive, the people would be lost sight of altogether; and the necessary sympathy between them and their rulers and officers, too little felt. He was an advocate for the policy of refining the popular appointments by successive filtrations, but though it might be pushed too far. He wished the expedient to be resorted to only in the appointment of the second branch of the Legislature, and in the Executive & judiciary branches of the Government. He thought too that the great fabric to be raised would be more stable and durable, if it should rest on the solid foundation of the people themselves, than if it should stand merely on the pillars of the Legislatures. Mr. GERRY did not like the election by the people. The maxims taken from the British constitution were often fallacious when applied to our situation which was extremely different. Experience he said had shewn that the State legislatures drawn immediately from the people did not always possess their confidence. He had no objection however to an election by the people if it were so qualified that men of honor & character might not be unwilling to be joined in the appointments. He seemed to think the people might nominate a certain number out of which the State legislatures should be bound to choose. Mr. BUTLER thought an election by the people an impracticable mode. On the question for an election of the first branch of the national Legislature by the people. Massts. ay. Connect. divd. N. York ay. N. Jersey no. Pena. ay. Delawe. divd. Va. ay. N. C. ay. S. C. no. Georga. ay. The remaining Clauses of Resolution 4th. [3] relating to the qualifications of members of the National Legislature, [3] being pospd. nem. con., as entering too much into detail for general propositions: The Committee proceeded to Resolution 5. [4] "that the second, [or senatorial] branch of the National Legislature ought to be chosen by the first branch out of persons nominated by the State Legislatures." Mr. SPAIGHT contended that the 2d. branch ought to be chosen by the State Legislatures and moved an amendment to that effect. Mr. BUTLER apprehended that the taking so many powers out of the hands of the States as was proposed, tended to destroy all that balance and security of interests among the States which it was necessary to preserve; and called on Mr. Randolph the mover of the propositions, to explain the extent of his ideas, and particularly the number of members he meant to assign to this second branch. Mr. RAND observed that he had at the time of offering his propositions stated his ideas as far as the nature of general propositions required; that details made no part of the plan, and could not perhaps with propriety have been introduced. If he was to give an opinion as to the number of the second branch, he should say that it ought to be much smaller than that of the first; so small as to be exempt from the passionate proceedings to which numberous assemblies are liable. He observed that the general object was to provide a cure for the evils under which the U. S. laboured; that in tracing these evils to their origin every man had found it in the turbulence and follies of democracy: that some check therefore was to be sought for agst. this tendency of our Governments: and that a good Senate seemed most likely to answer the purpose. Mr. KING reminded the Committee that the choice of the second branch as proposed (by Mr. Spaight) viz. by the State Legislatures would be impracticable, unless it was to be very numerous, or the idea of proportion among the States was to be disregarded. According to this idea, there must be 80 or 100 members to entitle Delaware to the choice of one of them. -- Mr. SPAIGHT withdrew his motion. Mr. WILSON opposed both a nomination by the State Legislatures, and an election by the first branch of the national Legislature, because the second branch of the latter, ought to be independent of both. He thought both branches of the National Legislature ought to be chosen by the people, but was not prepared with a specific proposition. He suggested the mode of chusing the Senate of N. York to wit of uniting several election districts, for one branch, in chusing members for the other branch, as a good model. Mr. MADISON observed that such a mode would destroy the influence of the smaller States associated with larger ones in the same district; as the latter would chuse from within themselves, altho' better men might be found in the former. The election of Senators in Virga. where large & small counties were often formed into one district for the purpose, had illustrated this consequence Local partiality, would often prefer a resident within the County or State, to a candidate of superior merit residing out of it. Less merit also in a resident would be more known throughout his own State. Mr. SHERMAN favored an election of one member by each of the State Legislatures. Mr. PINKNEY moved to strike out the "nomination by the State Legislatures." On this question. [*5] Massts. no. Cont. no. N. Y. no. N. J. no. Pena. no. Del divd. Va. no. N. C. no. S. C. no. Georg no. [6] On the whole question for electing by the first branch out of nominations by the State Legislatures, Mass. ay. Cont. no. N. Y. no. N. Jersey. no. Pena. no. Del. no. Virga. ay. N. C. no. S. C. ay. Ga. no. [7] So the clause was disagreed to & a chasm left in this part of the plan. [8] The sixth Resolution stating the cases in which the national Legislature ought to legislate was next taken into discussion: On the question whether each branch shd. originate laws, there was an unanimous affirmative without debate. On the question for transferring all the Legislative powers of the existing Congs. to this Assembly, there was also a silent affirmative nem. con. On the proposition for giving "Legislative power in all cases to which the State Legislatures were individually incompetent." Mr. PINKNEY & Mr. RUTLEDGE objected to the vagueness of the term incompetent, and said they could not well decide how to vote until they should see an exact enumeration of the powers comprehended by this definition. Mr. BUTLER repeated his fears that we were running into an extreme in taking away the powers of the States, and called on Mr. Randolp for the extent of his meaning. Mr. RANDOLPH disclaimed any intention to give indefinite powers to the national Legislature, declaring that he was entirely opposed to such an inroad on the State jurisdictions, and that he did not think any considerations whatever could ever change his determination. His opinion was fixed on this point. Mr. MADISON said that he had brought with him into the Convention a strong bias in favor of an enumeration and definition of the powers necessary to be exercised by the national Legislature; but had also brought doubts concerning its practicability. His wishes remained un ltered; but his doubts had become stronger. What his opinion might ultimately be he could not yet tell. But he should shrink from nothing which should be found essential to such a form of Govt. as would provide for the safety, liberty and happiness of the community. This being the end of all our deliberations, all the necessary means for attaining it must, however reluctantly, be submitted to. On the question for giving powers, in cases to which the States are not competent, Massts. ay. Cont. divd. [Sharman no Elseworth ay] N. Y. ay. N. J. ay. Pa. ay. Del. ay. Va. ay. N. C. ay. S. Carolina ay. Georga. ay. [9] The other clauses [10] giving powers necessary to preserve harmony among the States to negative all State laws contravening in the opinion of the Nat. Leg. the articles of union, down to the last clause, (the words "or any treaties subsisting under the authority of the Union," being added after the words "contravening &c. the articles of the Union," on motion of Dr. FRANKLIN) were agreed to witht. debate or dissent. The last clause of Resolution 6. [11] authorizing an exertion of the force of the whole agst. a delinquent State came next into consideration. Mr. MADISON, observed that the more he reflected on the use of force, the more he doubted the practicability, the justice and the efficacy of it when applied to people collectively and not individually. -- A union of the States containing such an ingredient seemed to provide for its own destruction. The use of force agst. a State, would look more like a declaration of war, than an infliction of punishment, and would probably be considered by the party attacked as a dissolution of all previous compacts by which it might be bound. He hoped that such a system would be framed as might render this recourse [12] unnecessary, and moved that the clause be postponed. This motion was agreed to nem. con. The Committee then rose & the House Adjourned ___________ 1. The year "1787" is here inserted in the transcript. 2. The transcript changes "Resol: 4." to "The fourth Resolution." 3. In the transcript the words "Resolution 4th" are changed to "the fourth Resolution" and the phrase "the qualifications of members of the National Legislature" is italicized." 4. In the transcript the words "Resolution 5," are changed to "the fifth Resolution" and the words of the resolution are italicized. *5. This question [6] omitted in the printed Journal, & the votes applied to the succeeding one, instead of the votes as here stated [this note to be in the bottom margin]. [6] 6. In the transcript the vote reads: "*Massachusetts, Connecticut, New York, New Jersey, Pennsylvania, Virginia, North Carolina, South Carolina, Georgia, no -- 9; Delaware divided"; and Madison's direction concerning the footnote is omitted. The word "is" is inserted after the word "question." 7. In the transcript the vote reads: "Massachusetts, Virginia, South Carolina, aye -- 3; Connecticut, New York, New Jersey, Pennsylvania, Delaware, North Carolina, Georgia, no -- 7." 8. In this paragraph the transcript italicizes the following phrases: "the cases in which the national Legislature ought to legislate," "whether each branch shd. originate laws," "for transferring all the Legislative powers of the existing Cong. to this Assembly"; and the phrase "a silent affirmative nem. con." is changed to "an unanimous affirmative, without debate." 9. In the transcript the vote reads: "Massachusetts, New York, New Jersey, Pennsylvania, Delaware, Virginia, North Carolina, South Carolina, Georgia, aye -- 9; Connecticut divided (Sherman, no. Ellsworth, aye)." 10. The phrase, "giving powers necessary to preserve harmony among the States to negative all State laws contravening in the opinion of the Nat. Leg. the articles of union" is italicized in the transcript. 11. The words "the sixth Resolution" are substituted in the transcript for "resolution 6" and the phrase "authorizing and exertion of the force of the whole agst. a delinquent State" is italicized. 12. The word "resource" is substituted in the transcript for "recourse." ----------------------------------------------------------------------- FRIDAY JUNE 1st 1787 William Houston from Georgia took his seat. The Committee of the whole proceeded to Resolution 7. [1] "that a national Executive be instituted, to be chosen by the national Legislature -- for the term of ______ years &c to be ineligible thereafter, to possess the executive powers of Congress &c." Mr. PINKNEY was for a vigorous Executive but was afraid the Executive powers of the existing Congress might extend to peace & war &c., which would render the Executive a monarchy, of the worst kind, to wit an elective one. Mr. WILSON moved that the Executive consist of a single person. Mr. C PINKNEY seconded the motion, so as to read "that a National Ex. to consist of a single person, be instituted. A considerable pause ensuing and the Chairman asking if he should put the question, DOCr. FRANKLIN observed that it was a point of great importance and wished that the gentlemen would deliver their sentiments on it before the question was put. Mr. RUTLIDGE animadverted on the shyness of gentlemen on this and other subjects. He said it looked as if they supposed themselves precluded by having frankly disclosed their opinions from afterwards changing them, which he did not take to be at all the case. He said he was for vesting the Executive power in a single person, tho' he was not for giving him the power of war and peace. A single man would feel the greatest responsibility and administer the public affairs best. Mr. SHERMAN said he considered the Executive magistracy as nothing more than an institution for carrying the will of the Legislature into effect, that the person or persons ought to be appointed by and accountable to the Legislature only, which was the depositary of the supreme will of the Society. As they were the best judges of the business which ought to be done by the Executive department, and consequently of the number necessary from time to time for doing it, he wished the number might not be fixed but that the legislature should be at liberty to appoint one or more as experience might dictate. Mr. WILSON preferred a single magistrate, as giving most energy dispatch and responsibility to the office. He did not consider the Prerogatives of the British Monarch as a proper guide in defining the Executive powers. Some of these prerogatives were of Legislative nature. Among others that of war & peace &c. The only powers he conceived [2] strictly Executive were those of executing the laws, and appointing officers, not appertaining to and appointed by the Legislature. Mr. GERRY favored the policy of annexing a Council to the Executive in order to give weight & inspire confidence. Mr. RANDOLPH strenuously opposed a unity in the Executive magistracy. He regarded it as the foetus of monarchy. We had he said no motive to be governed by the British Governmt. as our prototype. He did not mean however to throw censure on that Excellent fabric. If we were in a situation to copy it he did not know that he should be opposed to it; but the fixt genius of the people of America required a different form of Government. He could not see why the great requisites for the Executive department, vigor, despatch & responsibility could not be found in three men, as well as in one man. The Executive ought to be independent. It ought therefore in order to support its independence to consist of more than one. Mr. WILSON said that unity in the Executive instead of being the fetus of monarchy would be the best safeguard against tyranny. He repeated that he was not governed by the British Model which was inapplicable to the situation of this Country; the extent of which was so great, and the manners so republican, that nothing but a great confederated Republic would do for it. Mr. Wilson's motion for a single magistrate was postponed by common consent, the Committee seeming unprepared for any decision on it; and the first part of the clause agreed to, viz -- "that a National Executive be instituted." Mr. MADISON thought it would be proper, before a choice shd. be made between a unity and a plurality in the Executive, to fix the extent of the Executive authority; that as certain powers were in their nature Executive, and must be given to that departmt. whether administered by one or more persons, a definition of their extent would assist the judgment in determining how far they might be safely entrusted to a single officer. He accordingly moved that so much of the clause before the Committee as related to the powers of the Executive shd. be struck out & that after the words "that a national Executive ought to be instituted" there be inserted the words following viz. "with power to carry into effect the national laws, to appoint to offices in cases not otherwise provided for, and to execute such other powers "not Legislative nor Judiciary in their nature," as may from time to time be delegated by the national Legislature." The words "not legislative nor judiciary in their nature" were added to the proposed amendment in consequence of a suggestion by Genl. Pinkney that improper powers might otherwise be delegated. Mr. WILSON seconded this motion -- Mr. PINKNEY moved to amend the amendment by striking out the last member of it; viz: "and to execute such other powers not Legislative nor Judiciary in their nature as may from time to time be delegated." He said they were unnecessary, the object of them being included in the "power [3] to carry into effect the national laws." Mr. RANDOLPH seconded the motion. Mr. MADISON did not know that the words were absolutely necessary, or even the preceding words -- "to appoint to offices &c. the whole being perhaps included in the first member of the proposition. He did not however see any inconveniency [4] in retaining them, and cases might happen in which they might serve to prevent doubts and misconstructions. In consequence of the motion of Mr. Pinkney, the question on Mr. Madison's motion was divided; and the words objected to by Mr. Pinkney struck out; by the votes of Connecticut, N. Y. N. J. Pena. Del. N. C. & Geo. [5] agst. Mass. Virga. & S. Carolina [5] the preceding part of the motion being first agreed to; Connecticut divided, all the other States in the affirmative. The next clause in Resolution 7, [6] relating to the mode of appointing, & the duration of, the Executive being under consideration, Mr. WILSON said he was almost unwilling to declare the mode which he wished to take place, being apprehensive that it might appear chimerical. He would say however at least that in theory he was for an election by the people. Experience, particularly in N. York & Massts., shewed that an election of the first magistrate by the people at large, was both a convenient & successful mode. The objects of choice in such cases must be persons whose merits have general notoriety. Mr. SHERMAN was for the appointment by the Legislature, and for making him absolutely dependent on that body, as it was the will of that which was to be executed. An independence of the Executive on the supreme Legislature, was in his opinion the very essence of tyranny if there was any such thing. Mr. WILSON moves that the blank for the term of duration should be filled with three years, observing at the same time that he preferred this short period, on the supposition that a reeligibility would be provided for. Mr. PINKNEY moves for seven years. Mr. SHERMAN was for three years, and agst. the doctrine of rotation as throwing out of office the men best qualifyed to execute its duties. Mr. MASON was for seven years at least, and for prohibiting a re-eligibility as the best expedient both for preventing the effect of a false complaisance on the side of the Legislature towards unfit characters; and a temptation on the side of the Executive to intrigue with the Legislature for a re-appointment. Mr. BEDFORD was strongly opposed to so long a term as seven years. He begged the committee to consider what the situation of the Country would be, in case the first magistrate should be saddled on it for such a period and it should be found on trial that he did not possess the qualifications ascribed to him, or should lose them after his appointment. An impeachment he said would be no cure for this evil, as an impeachment would reach misfeasance only, not incapacity. He was for a triennial election, and for an ineligibility after a period of nine years. On the question for seven years, [7] Massts. dividd. Cont. no. N. Y. ay. N. J. ay. Pena. ay. Del. ay. Virga. ay. N. C. no. S. C. no. Geor. no. [8] There being 5ays, 4 noes, 1 divd., a question was asked whether a majority had voted in the affirmative? The President decided that it was an affirmative vote. The mode of appointing the Executive was the next question. Mr. WILSON renewed his declarations in favor of an appointment by the people. He wished to derive not only both branches of the Legislature from the people, without the intervention of the State Legislatures but the Executive also; in order to make them as independent as possible of each other, as well as of the States; Col. MASON favors the idea, but thinks it impracticable. He wishes however that Mr. Wilson might have time to digest it into his own form. -- the clause "to be chosen by the National Legislature" -- was accordingly postponed. -- Mr. RUTLIDGE suggests an election of the Executive by the second branch only of the national Legislature. The Committee then rose and the House Adjourned. ___________ 1. The words "the seventh Resolution" are substituted in the transcript for "Resolution 7' and the words of the resolution are italicized. 2. The transcript here substitutes the word "considered" for "conceived." 3. The transcript uses the word "power" in the plural. 4. The transcript changes the word "inconveniency" to "inconvenience." 5. In the transcript the figures "7" and "3" are inserted after the States Georgia and South Carolina respectively. 6. The words "the seventh Resolution" are substituted in the transcript for "Resolution 7." 7. The transcript italicizes the phrase "for seven years." 8. In the transcript the vote reads: "New York, New Jersey, Pennsylvania, Delaware, Virginia, aye -- 5; Connecticut, North Carolina, South Carolina, Georgia, no -- 4; Massachusetts, divided." ----------------------------------------------------------------------- SATURDAY JUNE 2d [1] IN COMMITTEE OF WHOLE *[Insert the words noted here] [2] *William Saml. Johnson from Connecticut, Daniel of St. Thomas Jennifer, from Maryd. & John Lansing Jr. from N. York, took their seats. It was movd. & 2ded. to postpone ye Resol: of Mr. Randolph respecting the Executive, in order to take up the 2d. branch of the Legislature; which being negatived by Mas: Con: Del: Virg: N. C. S. C. Geo: [3] agst. N. Y. Pena. Maryd. [3] The mode of appointg ye Executive was resumed. Mr. WILSON made the following motion, to be substituted for the mode proposed by Mr. Randolph's resolution, "that the Executive Magistracy shall be elected in the following manner: That the States be divided into ______ districts: & that the persons qualified to vote in each district for members of the first branch of the national Legislature elect ______ members for their respective districts to be electors of the Executive magistracy, that the said Electors of the Executive magistracy meet at ______ and they or any ______ of them so met shall proceed to elect by ballot, but not out of their own body ______ person in whom the Executive authority of the national Government shall be vested." Mr. WILSON repeated his arguments in favor of an election without the intervention of the States. He supposed too that this mode would produce more confidence among the people in the first magistrate, than an election by the national Legislature. Mr. GERRY, opposed the election by the national legislature. There would be a constant intrigue kept up for the appointment. The Legislature & the candidates wd. bargain & play into one another's hands, votes would be given by the former under promises or expectations from the latter, of recompensing them by services to members of the Legislature or to [4] their friends. He liked the principle of Mr. Wilson's motion, but fears it would alarm & give a handle to the State partisans, as tending to supersede altogether the State authorities. He thought the Community not yet ripe for stripping the States of their powers, even such as might not be requisite for local purposes. He was for waiting till people should feel more the necessity of it. He seemed to prefer the taking the suffrages of the States instead of Electors, or letting the Legislatures nominate, and the electors appoint. He was not clear that the people ought to act directly even in the choice of electors, being too little informed of personal characters in large districts, and liable to deceptions. Mr. WILLIAMSON could see no advantage in the introduction of Electors chosen by the people who would stand in the same relation to them as the State Legislatures, whilst the expedient would be attended with great trouble and expence. On the question for agreeing to Mr. Wilson's substitute, it was negatived: Massts. no. Cont. no. N. Y. no. [*5] Pa. ay. Del. no. Mard. ay. Virga. no. N. C. no. S. C. no. Geoa. no. [6] On the question for electing the Executive by the national Legislature for the term of seven years, it was agreed to Massts. ay. Cont. ay. N. Y. ay. Pena. no. Del. ay. Maryd. no. Va. ay. N. C. ay. S. C. ay. Geo. ay. [7] DOCr. FRANKLIN moved that what related to the compensation for the services of the Executive be postponed, in order to substitute -- "whose necessary expences shall be defrayed, but who shall receive no salary, stipend fee or reward whatsoever for their services" -- He said that being very sensible of the effect of age on his memory, he had been unwilling to trust to that for the observations which seemed to support his motion, and had reduced them to writing, that he might with the permission of the Committee read instead of speaking them. Mr. WILSON made an offer to read the paper, which was accepted -- The following is a literal copy of the paper. Sir. It is with reluctance that I rise to express a disapprobation of any one article of the plan for which we are so much obliged to the honorable gentleman who laid it before us. From its first reading I have borne a good will to it, and in general wished it success. In this particular of salaries to the Executive branch I happen to differ; and as my opinion may appear new and chimerical, it is only from a persuasion that it is right, and from a sense of duty that I hazard it. The Committee will judge of my reasons when they have heard them, and their judgment may possibly change mine. -- I think I see inconveniences in the appointment of salaries; I see none in refusing them, but on the contrary, great advantages. Sir, there are two passions which have a powerful influence on the affairs of men. These are ambition and avarice; the love of power, and the love of money. Separately each of these has great force in prompting men to action; but when united in view of the same object, they have in many minds the most violent effects. Place before the eyes of such men, a post of honour that shall be at the same time a place of profit, and they will move heaven and earth to obtain it. The vast number of such places it is that renders the British Government so tempestuous. The struggles for them are the true sources of all those factions which are perpetually dividing the Nation, distracting its Councils, hurrying sometimes into fruitless & mischievous wars, and often compelling a submission to dishonorable terms of peace. And of what kind are the men that will strive for this profitable pre-eminence, through all the bustle of cabal, the heat of contention, the infinite mutual abuse of parties, tearing to pieces the best of characters? It will not be the wise and moderate; the lovers of peace and good order, the men fittest for the trust. It will be the bold and the violent, the men of strong passions and indefatigable activity in their selfish pursuits. These will thrust themselves into your Government and be your rulers. -- And these too will be mistaken in the expected happiness of their situation: For their vanquished competitors of the same spirit, and from the same motives will perpetually be endeavouring to distress their administration, thwart their measures, and render them odious to the people. Besides these evils, Sir, tho' we may set out in the beginning with moderate salaries, we shall find that such will not be of long continuance. Reasons will never be wanting for proposed augmentations. And there will always be a party for giving more to the rulers, that the rulers may be able in return to give more to them. -- Hence as all history informs us, there has been in every State & Kingdom a constant kind of warfare between the governing & governed: the one striving to obtain more for its support, and the other to pay less. And this has alone occasioned great convulsions, actual civil wars, ending either in dethroning of the Princes, or enslaving of the people. Generally indeed the ruling power carries its point, the revenues of princes constantly increasing, and we see that they are never satisfied, but always in want of more. The more the people are discontented with the oppression of taxes; the greater need the prince has of money to distribute among his partizans and pay the troops that are to suppress all resistance, and enable him to plunder at pleasure. There is scarce a king in a hundred who would not, if he could, follow the example of Pharoah, get first all the peoples money, then all their lands, and then make them and their children servants for ever. It will be said, that we don't propose to establish Kings. I know it. But there is a natural inclination in mankind to Kingly Government. It sometimes relieves them from Aristocratic domination. They had rather have one tyrant than five hundred. It gives more of the appearance of equality among Citizens, and that they like. I am apprehensive therefore, perhaps too apprehensive, that the Government of these States, may in future times, end in a Monarchy. But this Catastrophe I think may be long delayed, if in our proposed System we do not sow the seeds of contention, faction & tumult, by making our posts of honor, places of profit. If we do, I fear that tho' we do employ at first a number, and not a single person, the number will in time be set aside, it will only nourish the foetus of a King, as the honorable gentleman from Virginia very aptly expressed it, and a King will the sooner be set over us. It may be imagined by some that this is an Utopian Idea, and that we can never find men to serve us in the Executive department, without paying them well for their services. I conceive this to be a mistake. Some existing facts present themselves to me, which incline me to a contrary opinion. The high Sheriff of a County in England is an honorable office, but it is not a profitable one. It is rather expensive and therefore not sought for. But yet, it is executed and well executed, and usually by some of the principal Gentlemen of the County. In France, the office of Counsellor or Member of their Judiciary Parliaments is more honorable. It is therefore purchased at a high price: There are indeed fees on the law proceedings, which are divided among them, but these fees do not amount to more than three per Cent on the sum paid for the place. Therefore as legal interest is there at five per Ct. they in fact pay two per Ct. for being allowed to do the Judiciary business of the Nation, which is at the same time entirely exempt from the burden of paying them any salaries for their services. I do not however mean to recommend this as an eligible mode for our Judiciary department. I only bring the instance to shew that the pleasure of doing good & serving their Country and the respect such conduct entitles them to, are sufficient motives with some minds to give up a great portion of their time to the public, without the mean inducement of pecuniary satisfaction. Another instance is that of a respectable Society who have made the experiment, and practised it with success more than an [8] hundred years. I mean the Quakers. It is an established rule with them, that they are not to go to law; but in their controversies they must apply to their monthly, quarterly and yearly meetings. Committees of these sit with patience to hear the parties, and spend much time in composing their differences. In doing this, they are supported by a sense of duty, and the respect paid to usefulness. It is honorable to be so employed, but it was [9] never made profitable by salaries, fees, or perquisites. And indeed in all cases of public service the less the profit the greater the honor. To bring the matter nearer home, have we not seen, the great and most important of our offices, that of General of our armies executed for eight years together without the smallest salary, by a Patriot whom I will not now offend by any other praise; and this through fatigues and distresses in common with the other brave men his military friends & Companions, and the constant anxieties peculiar to his station? And shall we doubt finding three or four men in all the U. States, with public spirit enough to bear sitting in peaceful Council for perhaps an equal term, merely to preside over our civil concerns, and see that our laws are duly executed. Sir, I have a better opinion of our Country. I think we shall never be without a sufficient number of wise and good men to undertake and execute well and faithfully the office in question. Sir, The saving of the salaries that may at first be proposed is not an object with me. The subsequent mischiefs of proposing them are what I apprehend. And therefore it is, that I move the amendment. If it is not seconded or accepted I must be contented with the satisfaction of having delivered my opinion frankly and done my duty. The motion was seconded by Col. HAMILTON with the view he said merely of bringing so respectable a proposition before the Committee, and which was besides enforced by arguments that had a certain degree of weight. No debate ensued, and the proposition was postponed for the consideration of the members. It was treated with great respect, but rather for the author of it, than from any apparent conviction of its expediency or practicability. Mr. DICKENSON moved "that the Executive be made removeable by the National Legislature on the request of a majority of the Legislatures of individual States." It was necessary he said to place the power of removing somewhere. He did not like the plan of impeaching the Great officers of State. He did not know how provision could be made for removal of them in a better mode than that which he had proposed. He had no idea of abolishing the State Governments as some gentlemen seemed inclined to do. The happiness of this Country in his opinion required considerable powers to be left in the hands of the States. Mr. BEDFORD seconded the motion. Mr. SHERMAN contended that the National Legislature should have power to remove the Executive at pleasure. Mr. MASON. Some mode of displacing an unfit magistrate is rendered indispensable by the fallibility of those who choose, as well as by the corruptibility of the man chosen. He opposed decidedly the making the Executive the mere creature of the Legislature as a violation of the fundamental principle of good Government. Mr. MADISON & Mr. WILSON observed that it would leave an equality of agency in the small with the great States; that it would enable a minority of the people to prevent ye. removal of an officer who had rendered himself justly criminal in the eyes of a majority; that it would open a door for intrigues agst. him in States where his administration tho' just might be unpopular, and might tempt him to pay court to particular States whose leading partizans he might fear, or wish to engage as his partizans. They both thought it bad policy to introduce such a mixture of the State authorities, where their agency could be otherwise supplied. Mr. DICKENSON considered the business as so important that no man ought to be silent or reserved. He went into a discourse of some length, the sum of which was, that the Legislative, Executive, & Judiciary departments ought to be made as independent. as possible; but that such an Executive as some seemed to have in contemplation was not consistent with a republic: that a firm Executive could only exist in a limited monarchy. In the British Govt. itself the weight of the Executive arises from the attachments which the Crown draws to itself, & not merely from the force of its prerogatives. In place of these attachments we must look out for something else. One source of stability is the double branch of the Legislature. The division of the Country into distinct States formed the other principal source of stability. This division ought therefore to be maintained, and considerable powers to be left with the States. This was the ground of his consolation for the future fate of his Country. Without this, and in case of a consolidation of the States into one great Republic, we might read its fate in the history of smaller ones. A limited Monarchy he considered as one of the best Governments in the world. It