DE OFFICIO HOMINIS ET CIVIS JUXTA LEGEM NATURALEM LIBRI DUO BY SAMUEL VON PUFENDORF VOLUME TWO THE TRANSLATION By FRANK GARDNER MOORE Professor of Latin in Columbia University Reprinted 1964 OCEANA PUBLICATIONS INC. WILDY & SONS LTD. NEW YORK, U. S. A. LONDON. CONTENTS Translation by Herbert F. Wright of the Introduction by Walther Schücking ......... 9a-27a [Translation of the Dedication and Preface to De Officio Hominis et Civis ... by Herbert F. Wright ......... i-xii] Translation of the 1682 Edition of De Officio Hominis et Civis ... by Frank Gardner Moore ......... 1-146 Index by Herbert F. Wright ........ 147 ______ INTRODUCTION By WALTHER SCHÜCKING TRANSLATION BY HERBERT F. WRIGHT In the history of international law two tendencies have struggled with one another for centuries and if it occasionally appeared as if one or the other were vanquished and stricken to the ground, it was not very long before it gave forth again powerful signs of life.[1] The one dominating during the nineteenth century in general is the positivistic.[2] It takes as its sole point of departure the law created by custom and conventions, consequently objectively produced. Its dangers lie in the fact that it often neglects to elaborate leading principles from the fullness of legal material available in international life, but still more in the denial of critical judgment in relation to the existing legal conditions and institutions. When new circumstances arise, the world employs new norms. It is the task of scholarship in this case to bear in advance the torch for the development of law. But whence does the scholar receive the light wherewith to enkindle this torch, if he occupies himself only with the material of positive law, which perhaps long since has ceased to be the "just law" which the nations need? In such circumstances particularly the other tendency of the science of international law, that of the natural law, regains increased meaning. It seeks to develop the law philosophically out of the idea of justice and the necessities of the nations. For centuries, in regard to the legal principles developed by it, it has laid claim to immediate validity.[3] Both tendencies of international law go back to their old master, Hugo Grotius. Not without reason is one accustomed to designate Grotius as the father of natural law, though one ought not overlook the role which has already been played with regard to this idea by the Church fathers and the theologians and jurists of the Middle Ages, since the Catholic Church can even today lay claim to the merit of having retained the idea of natural law through a purely positivistic and in many ways materialistic age up to the immediate present.[4] The foundation of the science of natural law, which Hugo Grotius gives in the Prolegomena to his De jure belli ac pacis, forms also the foundation of his system of international law and, in a way which is charmingly naïve to us today, he seeks to demonstrate the consensus gentium, instead of from the practice of States, frequently from the pronouncements of philosophers, historians, poets and thinkers. At any rate, he is the representative of a dualistic view, he does not fail to recognize the existence of a positive law of nations which in his time was prevailingly based on customary law and for this [law of nations] he coins the idea of the jus gentium voluntarium. What indeed may be the comparative value of the two branches of the theory of international law created by him, he concedes to positive law only the meaning of an argument corroboratory of the intrinsic correctness of the natural law. While the Englishman Zouche (1590-1660),[5] endowed with the practicalness of his nation, takes over from Grotius, it is true, the dualism between a natural and a positive law of nations, but very resolutely gives precedence to the latter, Thomas Hobbes indeed acknowledges no law of nations apart from natural law. Natural law is to him "vel naturale hominum, quod solum obtinuit dici lex naturae, vel naturale civitatum, quod did potest lex gentium, vulgo autem jus gentium appellatur: praecepta utriusque eadem sunt."[6] While Hobbes indeed permits the law of nations to be completely absorbed by the natural law, he opens up a line of development of which the standard-bearer is Pufendorf, the author of three works treating of international law, one of which only shall occupy our attention. 1. The Author and the Origin of the Work The work of Samuel von Pufendorf, De officio hominis et civis prout ipsi praescribuntur lege naturali, was published for the first time in the year 1673 at Lund in Sweden. The author was in a certain sense representative of the international type of scholar, such as formerly was produced by the common use of Latin in the universities and as we must now endeavor to produce for the benefit of the science of international law by the more difficult path of polyglottism of the individual. For as the famous Italian, Alberico Gentili, had closed his days as professor at Oxford, as Francisco Suarez taught now in Italy, now in Spain, to mention only these two most famous predecessors of Grotius, so also Pufendorf belonged to the number of those cast by fate hither and thither. Born in 1632 in the village of Flöhe near Chemnitz in Saxony, and active as a young man as a tutor in the home of the Swedish ambassador in Copenhagen, at 28 he had made such a name for himself by his Elementa jurisprudentiae universalis, which was published in 1660 at The Hague, that there was established for him in 1661 in the philosophical faculty of the University of Heidelberg, a chair of the law of nature and of nations, which he nine years later exchanged for the position of a professor primarius of law in the University at Lund founded by the Swedish king, Charles Gustavus. Established therefore in Sweden since 1670, he had not completed his days as professor at Lund before he soon took upon himself still other tasks. As a matter of fact, he shared with his great predecessor, Grotius, versatility of genius. Though he, a clergyman's son, first passed over to jurisprudence from theology, he did not therefore restrict himself to juristic interests, but was also a far-sighted student of political science. We need only recall in this respect his famous work, which he had produced in 1664 under the title, Severinus de Monzambano: De statu Imperii Germanici ad Laelium fratrem, dominum Trezolani, liber unus. Under the mask of a Veronese nobleman he here not only pronounces an annihilating criticism of the condition of public law in the Holy Roman Empire of the German nation, but also points the way to its regeneration which he discovers in the establishment of an army at the general expense, the secularization of the ecclesiastical principalities, the abolition of the cloister and the expulsion of the Jesuits. His reputation as a political scientist led in 1677 to his transference as state historiographer to Stockholm, from which place he was called in 1686 to Berlin by the Great Elector, to write the history of the rising Brandenburg state. For the characterizing of his personality and of his works in the sphere of pure jurisprudence these dates are no immaterial factors, since we see here an interesting contrast to the most prominent law professors of the most recent past, who have often only temporarily deserted the boundaries of their native state and have often considered occupation with problems of politics as scientific falling from grace. The work, De officio hominis et civis prout ipsi praescribunter lege naturali, of 1673 had been preceded in 1672 by the great work, De jure naturae et gentium libri octo, which appeared in 1674 in a considerably enlarged edition. Both books had a great popularity and linked the name of Pufendorf enduringly with the science of international law; to their propagation the French translation by Barbeyrac (1674-1744, member of the Berlin Academy, Professor in Lausanne and Groningen) had contributed much.[7] 2. The Preface of the Work The preface of the book contains important considerations which are not even contained in Pufendorf's large work De jure naturae et gentium. After the author had first referred to the technical purpose for which he published this compendium for the benefit of students, he distinguishes three sciences: The natural law common to all men, deriving its origin from reason alone; the civil law, which is valid only in the individual state; and moral theology, the dictates of which God has given to Christians in the Holy Scripture, The greatest difference between natural law and moral theology consists in the fact that natural law, rooted only in this life, will make man only for this life into a worthy member of human society, while moral theology trains the citizen of the heavenly city, who considers himself here on earth only as a sojourner or stranger. Therefore the precepts of natural law are directed to the external conduct of man, those of moral theology to the heart. Natural law has to do with man, as he actually is, since the fall; an animal subject, with a great number of evil impulses. A natural law for man in the state of innocence would have had another content. Natural law need not have commanded aid for the poor, assistance of the unfortunate, care for widows and orphans, pardon for wrongs, maintenance of peace, had there not been necessity and death, enmity and discord since the fall from grace. 3. The Structure of the Work The examination by Pufendorf of the duties of a man and citizen is divided into two books. The author follows a system the standard of which has been made in an interesting way the basis of the universal common law, the Code of Frederick the Great of 1794. The first book is devoted to the duties of the particular individual, the second rises from the individual to the larger spheres of life and considers the duties, which arise from membership in this community relationship, beginning with marriage, through the state to the association of states. Doubtless an ingenuous idea for the structure of a legal order exhausting all the relations of life. Through the whole there extends as the fundamental idea the ideal of social man, whose conduct is determined by the fact that man is not alone in the world and that his conduct must be conditioned by the necessities of community life. a) BOOK I. In Chapters I and II the author speaks of human actions in general, their principles and their accountability, of the necessity of these actions to be subject to a rule, from which law arises, and of the righteousness and unrighteousness of a mode of action. In this connection the author distinguishes divine and human law according to the immediate authorship. All human law in his opinion is regularly positive, whether it be a natural law which undeniably is derived from the rational and social nature of man, so that without its consideration an honorable and peaceful society of men would be impossible, or only as positive law in a narrower sense of the word, rest upon the decision of a concrete lawgiver (cf. Chapter II, § 16). The following Chapter III deals with natural law in general. The rules of conduct which must be followed to be a fit and useful member of human society are the leges naturales. The lex fundamentalis of natural law is the duty of every man, so far as in him lies, to strive that the welfare of human society in general be secured and maintained (§ 9). Universal sociability is the norm; all the other laws are merely corollaries. Reason is sufficient to discover these in our hearts. The duties which result therefrom can be divided into the duties of man toward God (Chapter IV), toward himself (Chapter V), and toward other men (Chapter VI). The first absolute duty of an individual toward others is to do injury to no man and, where this might have happened, to make good the damage. The second duty in the relations of the individual to others, dealt with in Chapter VII, is the obligation to consider all others as by nature entitled to the same rights. The third general duty of the individual to his fellow-men is to promote as far as possible the advantage of others. This is treated in Chapter VIII of the book. Here the idealism of the author rises to particular heights. The dictum of Goethe: "What thou hast from thy father inherited, earn it, in order to possess it," or Article 153, paragraph 3, of the new German Constitution of Weimar: "Property imposes obligations. Its use by its owner shall at the same time serve the public good," is here indeed anticipated. After the exposition of these absolute duties of the individual to his equals, the author, in the following nine chapters (Chapters IX-XVII, inclusive), proceeds to the conditional duties. These arise from engagements or agreements (Chapter IX), from the mere use of language (Chapter X), of oaths (Chapter XI), of acquisition of ownership (Chapter XII), and of bona fide ownerships (Chapter XIII); they relate to the price for an article or service (Chapter XIV), to contracts (Chapter XV), to the dissolution of obligations to which agreement has been made (Chapter XVI), and to the method of interpretation of agreements and laws (Chapter XVII). All these things, however, as stated, are treated only from the standpoint of the individual in his relation to other individuals or rather to society; of the state or even of the association of states we hear nothing. b) BOOK II. In the second book of the work, as said above, the author no longer concerns himself solely with the particular individual, but with the larger spheres of life in which the individual is placed. In the first chapter, in open dependence upon Hobbes, he premises a reflection upon the status naturalis, wherein there was only a dependence upon God and society had not yet been constituted into a state, there is no true peace but at every instant everyone must be prepared for bat-tie, conflicting parties may select arbiters for themselves indeed, but eventually everyone is still compelled in default of a public authority to maintain his own right himself. The first beginning in the formation of a civil society is marriage (Chapter II). Chapter III deals with the remaining family law, so far as there is question of the mutual relations between parents and children; Chapter IV of the mutual obligations between a master and his servants and slaves. To those who know that, according to the Bavarian marriage law[8] up to the year 1900 "moderate chastisements" were permitted to the husband even against his wife, it is not surprising that in this work of 1673 a similar right is conceded to the master against his servants. Of particular interest here, however, are the details concerning the treatment of slaves, as far as they pertain to international law. Pufendorf is still far from acknowledging Rousseau's "To be a man is to be free." Slavery, strangely enough, to this thinker of natural law, still passes as a natural institution, which he dares not impugn. And indeed he concludes therefrom that slaves can be made according to the law of war,[9] although the slave must be treated with consideration after the conclusion of the state of war, that is, one must give him what he needs for living and should not mistreat him without reason. Also bought slaves should be treated humanely. It is only with the following Chapter V of the second book that we set foot upon the soil of public law proper. Pufendorf investigates the question why men have united together into large social groups of states. In keeping with Hobbes he denies the celebrated teaching of Aristotle of man as a zöon politikon (political being). He derives the foundation of the state rather from the fact that man loves himself and his own interests the most. Outside of social ties man is an animal longe miserrimum; in the political tie he finds according to his own perception the greatest possibility of satisfying his necessities and his desires. For proof Pufendorf, in his description of the natural state of man, gives a paraphrase of the famous phrase of his great predecessor, Hobbes, homo homini lupus. By nature, he thinks, no animal is fiercer and more untamed than man, none is prone to more vices which tend to menace others. For outside of his instinct of hunger and love, an insatiable desire dominates him of acquiring superfluous things and of inflicting upon others cruel wrongs. In the natural state man loves the independence to realize only his own interests. A good citizen, however, is he who promptly obeys the commands of his sovereign, strives with all his might for the common weal and prefers this unhesitatingly to his own interests, who considers nothing advantageous to himself except that which serves also the common good, and who shows himself accommodating to his fellow citizens. The true reason why the patriarchs united into the state is that they sought protection against the evils which threaten man from man. "Nisi judicia essent, unus alterum devoraret" (If there were no courts, one man would devour another). No other way would have had the same success as the foundation of states. Neither the mere existence of the natural law nor the fear of the deity would have been sufficient to check the malice of man, since "divine vengeance walks unfortunately with slow foot." In the following Chapter VI Pufendorf investigates the internal structure of states. Within an insignis multitudo hominum a consensus of the wills, which otherwise run apart in a thousand different ways, is produced when everyone subjects his will to that of a single person or of an established council. At the same time everyone places his powers at disposal to cany out the now authoritative will. Consequently Pufendorf professes here the doctrine of the origin of the state through contract, which dominates the entire age of natural law. If Pufendorf in all these deductions moves in the main in the path of Hobbes, with whom "the theory of the social contract began its scientific career" (Jellinek),[10] he continues to develop it nevertheless in an extremely interesting fashion, since he claims for the foundation of the state no less than two compacts and one decree, while Hobbes, to say the least, in his Leviathan (xviii), nine years after the work, De cive, protests against every contractual relationship between ruler and subject. Pufendorf is much more democratic than Hobbes insofar as, after the first compact on the union of the future citizens together and after the decree on the form of government, he claims a second compact, which has absolutely a bilateral character. The possession of the newly created public power must bind themselves as a matter of fact to guard the public welfare and the public security, while the citizens must pledge their obedience. Only then does a true state exist. In this connection Pufendorf then takes up Hobbes' definition[11] of the state and, as the latter does, speaks of the state as a "moral person." If the public power is exercised through a council, it is in keeping with its purpose that the majority decide. The citizens are originarii (descendants of the state's founders) or adscititii (naturalized), both to be well distinguished from foreigners (peregrini). With Chapter VII of the second part comes an investigation concerning the function of the supreme authority. In a systematic manner, of rare charm to us today, Pufendorf divides the public power in no less than seven functions (potestas legislatoria, poenas sumendi, judiciaria, belli pacis ac foederum, creandi magistratus, indicendi tributa, constituendi doctores). That the right of the head of the state to appoint public teachers is here placed on a par with the potestas legislatoria and the power over war and peace, must be explained from that overrating of the author's own position as such a professor publicus ordinarius, which has been peculiarly traditional to this calling through the centuries. So primitive and imperfect is the systematic arrangement of the public power in Pufendorf that he still follows Hobbes[12] in the orthodox position that this power in the last analysis is indivisible. In logical conclusion to his teaching on the public power in general, Pufendorf in the following Chapter VIII deals with the different forms of government. In keeping with the well-known doctrine of Aristotle, he also distinguishes three categories of regular forms of government: monarchy, aristocracy and democracy. He ascribes to monarchy a superiority over the other possibilities. Without distinction of the form of government, states can be unhealthy and corrupt through fault of man or fault of the state, for example, if the public institutions are not adapted to the genius of the people. Poorly functioning, unhealthy states pass over from monarchies, aristocracies and democracies, as Aristotle indeed teaches, to tyrannies, oligarchies and ochlocracies. Irregular states are those in which there is wanting that unity of the state's will which properly constitutes the characteristic of statehood. As proof of the foregoing, reference is made to the Roman Empire over which the senatus populusque Romanus once ruled. But the erstwhile Severinus de Monzambano does not neglect to point out in this connection that the irregularity of statehood can also arise from the fact that the nobles of a kingdom are subordinate to the king only as inaequales foederati (inferior colleagues). At the end of this chapter Pufendorf distinguishes two categories of state union, which we today, in accordance with the criteria suggested by him, call Personalunion and Staatenbund. The following Chapter IX deals with the characteristics of civil authority. This authority is, apart from the form of government, supreme; the imperium is, as Pufendorf says, not only a summum, but also an anupeuthunon, that is, "nemini mortalium obstrictum reddendas rationes" (not bound to render account to any human being). By this statement Pufendorf places himself in noteworthy opposition to the doctrine of the right of resistance of the monarchists which had reached its height especially in the seventeenth century.[13] The supreme authority is superior to all laws; their force and duration in fact depend upon it. Only on moral grounds is the summus imperans wont to submit to his own laws. The sovereign authority is holy and inviolable. The spirit of absolutism appears before our eyes here in shocking candor, even for so highstanding a moral personality as Pufendorf unquestionably was. Citizens must endure all caprices and cruelties of their prince. They should submit to the most cruel injustices and the most dire misfortunes, never should they draw the sword, but always should see in the sovereign, the father of his country, however cruel he may be. Pufendorf distinguishes further the absolute authority of the monarch from that limited by a lex fundamentalis. But the absolute monarch must not alienate, divide or transfer his kingdom, if it is not a patrimonial authority, but only if he is indebted to a free choice of the people for his crown. In the latter case he has more the position of a usufructuarius.[14] Chapter X treats of the manner in which authority is acquired especially in a monarchical state. Though Pufendorf defends the proposition that every civil authority depends upon the consent of the subjects, he admits the possibility that one might seize the civil authority also in war by conquest. By a very artful construction he seeks to gloss over this contradiction. He speaks first only of the case of a just war, without considering that frequently unjust wars have led to conquests. Then he justifies the subjection of the vanquished by the fact that the victor does not need to spare the lives of the vanquished, but in addition he pretends also the consent of the vanquished who, because they furnished the cause of war, have consented as it were in advance to all the conditions which the victor might impose upon them. These discussions on the methods of acquiring authority are brought to a close by the precepts on the choice of monarchs, the interregnum and the inheritance of the crown. In Chapter XI the author discusses the duty of the ruler. We rejoice to hear that if, as said above, the possessor of civil authority is exempt from all human and civil laws, still the character and the end of civil society as well as the tasks of civil authority impose upon him certain duties. Consequently there is drafted here a well-reasoned catechism of princely duties, nearly a generation before the noble Fénelon as tutor of the grandson of Louis XIV had sketched, in his work Les aventures de Télémaque, the ideal of an absolute ruler. The rule of conduct for rulers should be the idea: "Salus populi suprema lex esto." To educate the citizens up to good morals, public education should be fostered, the pure doctrine of Christ should flourish in the state and in the public schools such teachings should be imparted as are in conformity with the ends of the state. Moreover, we also obtain an abundance of wise precepts concerning the spirit of the laws, which the ruler should establish, their execution, the punishment for their violation, the prevention of injuries of citizens against one another, the selection of officials, the measure of taxation, the maintenance and increase of the general prosperity and the prevention of factions. At the end of the chapter these precepts on the duties of the prince are extended also to international relations. The courage of citizens and their skill in arms must be fostered. Everything which belongs to defense against violence, fortified places, arms, soldiers and especially money, must be available at the proper time. Even in the case of a just origin of war, no one should be provoked to the extent of going to war, unless the opportunity is entirely propitious and the condition of the State is favorable thereto. Even in peace neighbors must be carefully watched and friendships and alliances contracted with prudence. The following Chapter XII treats of civil laws in particular. These leges civiles ensure effectiveness for the leges naturales only when they are provided with penal sanction and when they ensure to the possessors of natural rights the protection of the authorities. At the same time they make definite the content of natural rights. The civil laws must be obeyed as long as they are not in open conflict with the ius divinum. This holds good also for the particular commands of the rulers. In the latter case it is well to distinguish whether it concerns the performance of an act of the ruler or an act on his own responsibility. Even an unjust war, which the ruler has declared, must be carried on by citizens, for here the responsibility and likewise the sin lies only with the ruler, but never should the citizen himself perform an act, which is in conflict with natural and divine law, even if he be commanded thereto, as for instance, as judge to condemn an innocent person to death. For no one can relieve the judge of his own responsibility. With regard to Chapter XIII we confine ourselves to mentioning that it contains the natural law principles for criminal law, and pass over Chapter XIV also, which is concerned with the reputation of individuals in the State, the valor personalis (personal worth) and the right of the civil authority to dispose thereof. Pufendorf, in this connection, speaks also of questions of preeminence and precedence under princes and nations, but though these questions still played an important role in the practice of state life of his time,[15] he does not stop with that, but is only content with the stipulation that a right to precedence can be acquired only by agreement or concession. The following Chapter XV treats of the rights of the supreme authority over the property of citizens,[16] and only with Chapter XVI do we come upon the soil of international law.[17] Following the model of Grotius, Pufendorf writes above the discussion of this chapter: "De bello et pace", consequently he puts the consideration of war first, in noteworthy contrast to the first sentence of his conclusions that according to the natural law peace is the normal condition, in fact this condition distinguishes men from brutes. Yet at times he considers war not only permissible, but also necessary, when in no other way can our life and property be preserved and our lawful rights maintained. He also, in harmony with Grotius, sees in war only a means to the prosecution of rights and he rises far above Machiavelli, who considers war as a lawful means for the prosecution of state interests. Lawful war can also be an offensive war, if it is carried on for the prosecution of reparations claims and for the attainment of indispensable guaranties; the latter formula is indeed of dangerous elasticity. As Homer in the Iliad relates of the heroes of Greece that before embarking on their campaign of vengeance against the rape of Helen they dispatched an embassy to demand atonement, so Pufendorf desires in a conflict of states first of all the attempt at a peaceful settlement, especially in case of doubt about the right or the fact or even adverse possession. Peaceful negotiations, arbitral tribunal, or lot appear to him as suitable means.[18] Terror and open force are the means of war, use may be made of trickery and ruses and the enemy may be deceived with false reports and tales, but promises and agreements are to be kept. And humanity commands that no more mischief be inflicted upon the enemy than defense, the vindication of right and security for the future require.[19] Pufendorf then distinguishes, according to the existence of a formal declaration of war, between bellum solemne and bellum minus solemne[20] and treats of the right to enter into war which fundamentally belongs only to the head of the state, but this does not debar every governor of a province or commander of a fortified place from having the right and duty of defense. Moreover, the question of delicts and accountability under international law, so to speak, is investigated, since Pufendorf raises the question whether the ruler of a state or the whole state can be attacked by war for acts which do not proceed from them. The reply to this question is wisely made dependent upon whether there is any responsibility on the part of the state, for example, if the ruler has suffered injuries to be done by his own citizens against those belonging to a foreign state. The power of the supreme authority to prevent an injury to another state is presumed, unless the contrary is proved. A duty to deliver up those belonging to a foreign state for punishment is in this connection recognized only so far as provided for by particular agreements.[21] In connection with the question of responsibility of the state, moreover, the right of reprisals is discussed, which, because of the debts of a state or of injuries inflicted by it, can be exercised against the property as well as the person of its citizens abroad.[22] The following section of this chapter treats of wars of alliance. In addition to the supposition that the other state, on whose side one enters, has taken up arms for a just cause, it also supposes that a satisfactory reason to support it is present. The latter considerations naturally disappear if the point in question is the existence of a treaty of alliance. There is still to be examined whether the allies are not perhaps beginning an unjust or imprudent war, and even, if this question is to be answered in the negative, the interests of the ally must yield precedence to the possible needs of our own citizens. Even without an alliance relationship one can come to the assistance of his friends; indeed Pufendorf recognizes that the communis cognatio can be sufficient occasion for coming to the help of the unjustly oppressed at their request,[23] since he has an intense appreciation of international solidarity. The use of poison and the bribery of foreign citizens and soldiers to slay their own rulers are considered by the more civilized nations as dishonorable means of war.[24] Following this the right to spoils is briefly treated. Of the fundamental unassailability of private property in war Pufendorf as yet knows nothing. Movable property is considered as acquired if it has been brought into safety from the enemy's pursuit; immovable property, if the captor can drive away the enemy who desires to take it back again into his possession.[25] But the right to recover it is only extinguished if the former owner has in the treaty of peace renounced all his rights. Spoils belong fundamentally to the state, not to the soldiers;[26] movable property, however, especially such as is of small value, according to widespread usage is left to the soldiers. Immovable property, wrested back, reverts to the former owner;[27] movable property forming part of the spoils, which has been wrested back, remains for the most part to the soldiers who have captured it. As has already been stated by Pufendorf in another connection, victory also gives the right to authority over individuals as well as over whole peoples. But to make the supreme authority legitimate and to bind the consciences of the subjects, the vanquished must have given their word to the victors and the victors must have changed their hostile attitude toward the vanquished, as if an extorted pledging of word could replace an actual consensus civium, upon which Pufendorf's entire theory of the state is erected! At the end of this chapter devoted to war Pufendorf treats of truces[28] and peace treaties.[29] A truce may extend to a complete laying down of arms, not only to a temporary cessation of their use; then it is as it were a temporary peace, while real peace is based upon perpetual duration. A so-called tacit truce is not a legal conception. Peace treaties must be faithfully observed. Chapter XVII of the work also pertains to international law. Here the author treats of alliances and agreements between states.[30] He divides them into the following two groups, those which cover duties already enjoined by the natural law and those which add something over and above the duties enjoined or at least give them greater precision. In the former class he enumerates all such obligations as follow from humanity, such as agreements for friendship, hospitality and trade. The second class he distinguishes further into foedera aequalia and inaequalia. In the latter he enumerates among others those which in their content create an inequality between the contracting states, They might include an encroachment upon sovereignty, for example, if one state promised another not to exercise definite rights of its governing authority without the permission of the state which has become the superior through such a treaty. Accordingly, Pufendorf would have rightly considered the Boer republic, Transvaal, as no longer a sovereign state on account of the agreement of August 3, 1883, by which Transvaal was required to submit its international agreements to London. On the other hand, he rightly emphasizes that burdening conditions, which do not include a permanent subjection, but can be fulfilled by an act done once and for all, such, for example, as are imposed on the vanquished in peace treaties, do not diminish their sovereignty. However, under certain circumstances there may be question of duties of a lasting nature, which nevertheless are completely in harmony with the sovereignty of a state, as, for example, if the treaty obligation is imposed unilaterally not to establish fortifications in certain regions. Pufendorf considers league and commercial treaties as the most frequent, and those extending permanently to a confederation of several states, through which consequently a sort of league of nations is established, as the strictest and most intimate. Finally, Pufendorf distinguishes between foedera realia and foedera personalia.[31] The latter expire with the death of the princes by whom they are concluded, while the former bind the state itself. To be carefully distinguished from foedera, though also in the same general category with them, are mere engagements (sponsiones) of the ministers, which are entered into without instruction from the sovereign and through which the latter is obligated only when he has ratified them. The work of Pufendorf concludes with Chapter XVIII, "De officiis civium". Here are sharply distinguished the general duties of citizens from such duties as depend upon a particular official relationship. The former have regard to the rulers of the state, the state in its entirety and individual fellow citizens. Corresponding to the more or less patriarchal spirit of the absolutist age, there is elaborated here a duty under natural law of citizens of a state toward the ruler of the state, to accommodate themselves in peace to the existing constitution and not to strive for innovations, "to admire and to revere" the head of their state and not only to speak but also to think kindly and respectfully of his actions. Besides, to be sure, there also exist, as said above, duties of citizens toward the state as a whole and toward fellow citizens. For the particular duties of those citizens who stand in closer relations to the state as functionaries, the moral proposition is laid down by way of premise that no one should seek, to say nothing of undertaking, an office, for the performance of which he must consider himself as unfit. For the rest, a special professional ethics is laid down for ministers, religious dignitaries, scholars and professors, administrators and judges, officers, soldiers, ambassadors and envoys, and superintendents and tax-collectors. The general duties of citizens cease with emigration, the legal deprivation of the right of citizenship and the necessity of submitting to the rule of a victor. 4. The Importance of the Work The value of Pufendorfs work, De officio hominis et civis, lies not in the manner in which the author deals with the individual questions of international law. Out of the eighteen chapters of the work, only two (Chapters XVI and XVII) deal with matters of international law in particular, consequently only a small portion of the whole. What is presented in these scanty discussions may be traced back entirely to Grotius. In spite of his democratic conception of the state, which bases the state not only upon one compact, but, as has been set forth above, requires a second compact with the ruler, a compact of bilateral character, which defines their rights and duties, he does not venture to apply this doctrine of the right of self-determination of the nation to what concerns international law. He recognizes here as before the right of conquest, and deduces the tacit consensus of citizens, forced into subjection to the new sovereignty, from the cause of the war furnished by hem, with which they have accepted for themselves in advance the consequences of the war, as if the desire for war did not proceed solely from an aggressor greedy for conquest and the vanquished could not be altogether innocent of the war. An interesting demonstration how even the adherents of natural law, who ostensibly derive the law solely from reason, were inclined in practical questions to adapt their conclusions on law to the practice of their age! Pufendorf's conclusions, therefore, in the field of international law, so far as they are contained in this work, present no tangible contributions. Nevertheless one should not underestimate the importance of his work. In the depth of his ethical thinking he places, as the title of his work indicates, the entire system of law under the stamp of the concept of duty. And this concept of duty is derived from the abstract ideal of sociability. His fundamental idea is the social man. From this postulate is derived in a somewhat grandiose manner the entire system of private and public law. The idea, "Thou art not alone here in the world," affords the point of departure for all legal relations; it holds for mankind as for states. This deep, moral world-philosophy stands towering over all the doctrine harking back to the Hegelian deification of the individual state: "The social ideal is the victorious war." For apart from the fact that the prudent knew, even before the World War, that modem war in our age of world commerce weakens the victors as well as the vanquished, the regulatory principle for state relations can be established only upon the simultaneous prosperity of all. This idea Pufendorf had already accurately discovered. But if the international economic life of the present has in unexpected ways wrenched the states loose from their previous isolation and brought them closer together, then the point of departure of all legal relations which furnished the soil for the doctrinal system of Samuel von Pufendorf, "Thou art not alone in the world," must be authoritative in increased measure today for the relations of states under international law. An epoch, which has as its task the "socialization of international law,"[32] must recognize in Pufendorf therefore a leader and pathfinder. And if we today must consider it as an error of method that Pufendorf according to the model of Hobbes allowed international law to disappear altogether in natural law, perhaps the setting forth of this doctrine concerning the obligatory power of natural law, in an age in which international law as the youngest branch on the tree of legal development was in practice still a very delicate little sprig, has in large measure been beneficial. The development of the idea of international law was thereby substantially facilitated and at that time it was possibly chiefly dependent thereon. We as jurists know better today than Pufendorf how to distinguish between a philosophical right, which is developed purely from reason and which should be a just right, and actually valid positive right, which may be a material injustice,[33] but we also know that it is always proper to continue to develop valid right rationally under great guiding principles, and that our age, which has overcome space and has completely transformed the face of the earth, needs the solution of this problem more urgently than any other. In the necessary and complete conquest of the age which lies behind us, of a mode of thought which is more or less historical, the natural lawyer, Pufendorf, consequently will be of assistance to us. Therefore, he, who as author more than 250 years after the appearance of his work still deserves consideration, is rightly counted among the "Classics" of international law. WALTHER SCHÜCKING. June 10, 1925. ______ Notes on the Introduction translated by Herbert F. Wright 1. Cf. A. RIVIER, Literarhistorische Uebersicht der Systeme und Theorien des Völkerrechts seit Grotius, in FRANZ VON HOLTZENDORFF, Handbuch des Völkerrechts, vol. i (Berlin, 1885), pp. 393-523. The same work forms the fourth part in HOLTZENDORFF-RIVIER, Introduction au Droit des Gens, which appeared in French (Hambourg, 1888-1889). 2. Certainly the natural law "outsiders" are not among the worst representatives of the entire group. Only three of them need be mentioned here from the century in question. Professor JAMES LORIMER of Edinburgh, for example, says, in his The Institutes of the Law of Nations (1883-1884, also published in French translation by ERNEST NYS in 1884), vol. i, p. 19: "The law of nations is the law of nature, realised in the relations of separate political communities." J. K. BLUNTSCHLI, in his famous work, Das moderne Völkerrecht der civilisirten Staaten als Rechtsbuch dargestellt (Nördlingen, 1868), by no means gives merely positive law, and the Frenchman BONFILS in his oft-printed manual under No. 40 treats the natural law of nations as valid law. 3. Cf. especially the comprehensive work of ERICH CASSIRER, Naturrecht und Völkerrecht im Lichte der Geschichte und der systematischen Philosophie (Berlin, 1919). 4. Cf. hereon the work of the German Jesuit, VICTOR CATHREIN, Recht, Naturrecht und positives Recht (2d ed., Freiburg, 1909). 5. ZOUCHE, Juris et judicii fecialis, sive juris inter gentes, et quaestionum de eodem explicatio, qua, quae ad pacem et bellum inter diversos principes aut populos spectant, ex praecipuis historico-jure-peritis exhibentur (Oxford, 1650), republished with English translation in the Classics of International Law (Washington, 1911). 6. HOBBES, Elementa philosophica de cive (Paris, 1642), "Imperium", c. xiv, § 4. 7. BARBEYRAC based his translation of the work De officio hominis et civis, dated in the preface at Berlin, March 1, 1707, upon the eleventh edition of the original, which was prepared in 1703 at Frankfort-am-Main by Professor IMMANUEL WEBER of Giessen. The fifth edition of this translation was dated in the preface by the translator himself at Groningen on August 25, 1734. A further edition appeared in 1756 at Amsterdam and Leipzig after the translator's death. The complete title runs: Les devoirs de l'homme et du citoyen, teis qu'ils sont prescrits par la loi naturelle, traduits du latin du Baron de Pufendorff, par Jean Barbeyrac. Nouvelle edition. From a later date should also be mentioned a rather large edition in Latin, which appeared at Leyden in 1769 in two volumes totaling 1043 pages. It bears the title: S. Pufendorfii de officio hominis et civis secundum legem naturalem libri duo, cum observationibus Ev. Ottonis el Gottl. Gerh. Titii; cum supplementis et observationibus Gerschomi Carmichaelis, et annotationibus Gottl. Sam. Treneri. 8. The Codex Maximilianeus Bavaricus of 1756 was authoritative in Bavaria. 9. A conclusion to which indeed HUGO GROTIUS also adhered. Cf. Book III, ch. vii and xiv. 10. Cf. hereon the explanatory remarks, which GEORGE JELLINEK makes in his Allgemeine Staatslehre (Berlin, 1914), chapter vii, on the doctrine of the justification of the state, concerning Hobbes and the relation between his doctrine and Pufendorf's. 11. HOBBES, De cive, chapter v, § 9. 12. De cive, chapter vii, § 5. 13. Pufendorf thereby also departs from Grotius. Grotius indeed denies in principle the right of resistance, but at the same time he recognizes, for seven particular cases in so large and uncertain a number, that the application of these principles would give a much slighter and much more uncertain guaranty for the stability of the civil authority than that of the doctrine of some avowed champions of the right of resistance. Cf. hereon the interesting explanations in the excellent work of my deceased pupil, KURT WOTZENDORFF, Staatsrecht und Völkerrecht (1916), pp. 247 ff. 14. Cf. GROTIUS, De jure belli ac pacis. Book I, chapter iii, § 11. 15. Cf. STIEVEN, Europäisches Hofceremonial (Leipzig, 1715). 16. Cf. GROTIUS, De jure belli ac pacis, Book I, chapter i, § 6; Book II, chapter xiv, § 7; Book II, chapter i, § 15; chapter xix, § 7. 17. For all the points raised in this chapter, compare the more detailed presentation in PUFENDORF'S work De jure naturae et gentium libri octo, Book VIII, chapters vi and vii; furthermore Grotius, op. cit. Book I, chapter ii, § 3; Book II and Book III, passim. 18. Cf. GROTIUS, op. cit. Book II, chapters xxiii and xxiv. 19. On this question compare GROTIUS, op. cit. Book III, chapters xi-xvi. 20. GROTIUS, op. cit., Book III, chapter iii. 21. This corresponds to the practice of that time, but on this question compare also GROTIUS, op. cit. Book II, chapter xxi, § 4. 22. Hereon see GROTIUS, op. cit. Book III, chapter ii. 23. Cf. GROTIUS, op. cit. Book II, chapter xxv. 24. Cf. GROTIUS, op. cit. Book III, chapter iv, § 18. 25. GROTIUS, op. cit. Book III, chapter vi, §§ 2 ff. 26. GROTIUS, loc. cit., § 8. 27. GROTIUS, Book III, chapters ix and xvi. 28. GROTIUS, op. cit. Book III, chapter xxi, §§ 1-14. 29. Loc. cit., chapter xx. 30. Cf. GROTIUS, op. cit. Book II, chapter xv. 31. Op. cit., chapter xvi, §§ 7 and 8. 32. Cf. hereon the replies, which under the title, "Jus naturae et gentium," an inquiry for the anniversary of Hugo Grotius, appeared as a separate from Vol. 34 of the Zeitfchrift für internationales Recht, edited by Professor Dr. TH. NIEMEYER at Kiel in 1925. 33. Cf. hereon the statement of SCHÜCKING-WEHBERG, Die Satzung des Völkerbundes (2d edition, Berlin, 1924), p. 152. ______ [The Title-Page of the Edition of 1682] THE TWO BOOKS ON THE DUTY OF MAN AND CITIZEN ACCORDING TO THE NATURAL LAW BY SAMUEL VON PUFENDORF CAMBRIDGE FROM THE HOUSE OF JOHN HAYES Printer to the Celebrated University 1682 At the Charges of John Creed, Bookseller, Cambridge. ______ TO THE VERY ILLUSTRIOUS AND CELEBRATED GENTLEMAN GUSTAVE OTTO STEENBOCK COUNT IN BOGESUND FREIHERR VON CHRONEBECH AND OHRESTEEN, ETC. ARCHITHALASSUS OF THE KINGDOM OF SWEDEN AND CHANCELLOR OF THE CAROLINE UNIVERSITY OF THE GOTHS, ETC. MY MOST OBLIGING LORD Most Illustrious and Distinguished Count, Most Obliging Lord, No slight doubt troubled my distraught mind, as to whether it would be quite proper for such an insignificant work to claim for itself the auspices of such an illustrious name. For on the one hand the smallness of the little book caused a blush because it possessed no genius or splendor, seeing that it embraced merely the first rudiments of moral philosophy excerpted almost entirely from our more lengthy work. But just as it can furnish some use perhaps to those who are undertaking the first step to that study, so, if account must be taken here of your dignity and my obligation, it will seem sufficiently suitable for neither. On the other hand, your private no less than your public merits stimulated a mind so devoted to your Most Illustrious Excellency, so that I thought it a brand of ingratitude to be vigorously feared, if I neglected any such occasion at least of attesting how much it was beholden to You. Nor do I now speak of those merits whereby through noble achievements at home and abroad you have rendered the country especially obligated to you, and at the same time have since dedicated your name to immortal glory. To recount those deeds commensurately with their dignity is the task of history, which, while it is relating at length the glorious deeds of your nation and the spreading of its arms victoriously throughout so many regions, finds you always an important factor in such great achievements; and wonders that the same man, when there has been a cessation from war, blossoms forth no less in the arts of peace, applying himself first to the government of a very large province and afterwards to a protecting administration of the entire kingdom. Rather would it have been proper in this place to touch upon those gifts which have been received from your Most Illustrious Excellency by this newly established University in which it was given to me to fix the abode of my fortunes upon the invitation of the All-Highest King. It can never, in proportion to your merits, proclaim you enough as the wisest as well as the kindest defender and greatest moderator, while it daily finds you striving earnestly and untiringly for its own advantages and embellishments among such a great mass of public business. Indeed with what respect ought I value the benefits which your Most Illustrious Excellency has conferred upon me in an especial manner? To others it is the height of their wishes to become known to men of rank and to be approved by them. But to me your effusive favor has been pleasing to such an extent that more than once have I experienced it most liberally bestowed both in promoting my advantages and in turning aside from myself the assaults of malevolent persons. Although it is far beyond the measure of my means to make any return for these favors, yet it will surely be necessary at least to acquit myself of a humble attitude of mind and a candid acknowledgment of so many benefits, inasmuch as the benevolence of great men has this characteristic also, that it gladly allows itself to be satisfied with the attestation of a grateful mind. And because it is customary for noble-minded men of their own accord to attach honor to even a slight exhibition of reverence for themselves by way of expressing one's loyalty, the goodness of your Most Illustrious Excellency bids me to hope likewise for this, that I may not seem to have been wanting to your greatness, if I make use of such a petty work as an occasion of publicly expressing my mind which is so devoted to your Excellency. For it would be too much to expect from me a work which is brilliant and which can attain a long life, especially since geniuses are tremendously chilled, if they discover that, while they are striving to snatch themselves away from the common crowd, malice and ignorance use their teeth upon them with impunity and no regard is had for repose. Yet my mind will begin to bloom forth with new vigor and will cast aside the weariness that has sprung up, if I shall have understood that this homage has been received by your Most Illustrious Excellency with a placid brow, and if at the same time you shall have bid me rest easy forever about your favor and patronage. So may God preserve your Most Illustrious Excellency flourishing and vigorous for many years as the glory and gain of your country, your most brilliant family, and our new Commonwealth! Your Most Illustrious Excellency's most devoted, SAMUEL PUFENDORF. Lund, January 23, 1673. TO THE BENEVOLENT READER, GREETING![1] If the custom accepted by many erudite men had almost the force of law, it might have seemed superfluous to say anything by way of preface regarding the raison d'être of this work, since the subject matter itself tells sufficiently that I have done nothing else than set forth for beginners the chief headings of natural law, briefly, and, I think, in a clear compendium, lest, if they mingled themselves into the diffuse regions of this study beyond as it were an elementary knowledge, they be put to flight by the abundance and difficulty of the subject matter from the very beginning. At the same time it seemed to be to the public advantage that the minds of studious youths be imbued with moral doctrine of this character, in order that its manifest use in civil life might be considered. And although otherwise I would always have judged it inglorious to reduce to a compendium the more extensive writings of others, and much more of myself, yet when the authority of superiors is added, I do not think that the prudent will blame me for having wished to devote this labor simply to the advantage of youth, whose approval deservedly should be so great that a work undertaken for their favor, even when it does not possess genius or brilliancy, should not be judged unworthy by anyone. But that principles of this character are not more suitable for the entire study of law than any elements of civil law, no one denies who has half a sane head. And this might be sufficient for the present, did not some counsel that it would not be amiss to preface some remarks which might make for the understanding of the character of the natural law as a whole and the more accurate marking off of its limits. I have undertaken this all the more willingly because in this way a pretext is taken away from men who are importunately curious to put forth their feverish criticism upon this study, which, though often as it were intermingled, is separated from their province. Therefore it is manifest that from three founts, so to speak, men derive the knowledge of their duty and what in this life they must do, as being morally good, and what not to do, as being morally bad: namely the light of reason, the civil laws and the particular revelation of the divine authority. From the first flow the commonest duties of man, especially those which make him sociable with other men; from the second, the duties of man in so far as he lives subject to a particular and definite State; from the third, the duties of a man who is a Christian. From this three separate studies arise, the first of which is the natural law, common to all nations; the second, the civil law of the single individual States, into which the human race departed. The third is called moral theology in contradistinction to that part of theology which explains what is to be believed [that is, dogmatic theology]. Each of these studies uses a method of proving its dogmas corresponding to its principle. In the natural law it is asserted that something must be done because the same is gathered by right reason as necessary for sociability between men. The last analysis of the precepts of the civil law is that the law-giver so established. The moral theologian acquiesces in that ultimate proposition, because God has so ordered in the Holy Scriptures. But just as the study of civil law presupposes the natural law as a more general study, so if the civil law contains anything upon which the natural law is silent, not on this account is the latter to be counted repugnant to the former. In a similar way, if in moral theology some doctrines are handed down as flowing from divine revelation to which our reason does not extend and therefore which the natural law ignores, it would be very ignorant on that account to match the former with the latter or imagine some repugnance between those studies. Vice versa, if any principles in the study of the natural law are presupposed from that which can be investigated by reason, on this account in no wise are the former opposed to those which the sacred literature hands down with greater clearness upon the same subject, but are only conceived by abstraction. Thus, e.g. in the study of the natural law, by abstracting from that knowledge which is drawn from the Sacred Scriptures, the condition of the first man is fashioned, howsoever he was projected in the world, in so far as reasoning alone can attain it. To oppose such principles to those which the divine literature hands down concerning the same condition, "this indeed is the juice of a black cuttlefish, this is mere envy."[2] Indeed just as there will easily be harmony between the civil law and the natural law, so it seems a little more difficult to determine the boundary lines between the same natural law and moral theology and to define the chief respects in which they differ. I shall briefly set forth my opinion upon this matter, not indeed by virtue of papal authority, as if it would by some privilege protect me from all error, nor as one who from dreams sent down from on high, or some irrationable instinct, is animated with a trustworthiness of some singular illumination; but as one who is minded to ornament the Sparta which has been entrusted to him in proportion to the slight measure of his genius. In such a way, however, that, just as I am ready to gladly listen to the better suggestions of prudent and erudite men and to correct my previous pronouncements without obstinacy, so I do not care a straw for those rivals of Midas, the critics who wantonly rush into judgments upon matters which are no concern of theirs, or for a whole nation of busybodies whose character Phaedrus very cleverly depicts. "Tremblingly," he says, "they run about, busy in idleness, panting freely, doing much in doing nothing, troublesome to themselves and detestable to others."[3] The first distinction therefore, whereby those studies are mutually separated, results from the different source from which each derives its dogmas, and upon this point we have just touched. Consequently, if there be some actions which we are bid by divine literature to perform or not to perform, yet whose necessity can not be grasped by reason left to itself, those actions fall outside the natural law and properly look toward moral theology. Moreover in theology law is considered proportionately as it has annexed a divine promise and a certain sort of pact between God and man. From this consideration the natural law abstracts, obviously since that which reason alone can not discover proceeds from the particular revelation of God. Furthermore, that is by far the most important distinction whereby the end and aim of the natural law is included only in the circuit of this life, and therefore it moulds man accordingly as he ought to lead this life in society with others. But moral theology moulds a man into a Christian, who should not only have the purpose of passing honorably through this life, but who especially hopes for the fruit of piety after this life and who on this account has his politeuma [policy] in heaven, while here he lives merely as a wayfarer or sojoumer. For although the mind of man not only with a glowing desire leans, as it were, towards immortality and vigorously shrinks from self-destruction, and hence among many of the Gentiles the persuasion has become inveterate that the soul remains after its separation from the body and that then it will go well with the good and ill with the bad; nevertheless a persuasion of this sort on such matters, in which the mind of man might plainly and firmly acquiesce, is drawn only from the word of God. Hence the decrees of the natural law are adapted only to the human forum, which does not extend beyond this life, and they are wrongly applied in many places to the divine forum, which is the especial care of theology. From this also it follows that, because the human forum is busied with only the external actions of man, while to those which he concealed within the breast and produce no effect or sign outside it does not penetrate and consequently is not disturbed about them, the natural law likewise is concerned to a great extent with the directing of the external actions of man. But for moral theology it is not sufficient that the external customs of men have been made in some way or another in keeping with decorum; but it is concerned chiefly with this, that the mind and its internal movements be fashioned after the will of the deity; and it reprobates those very actions which extrinsically indeed appear to be proper, but nevertheless emanate from an impure mind. And this too seems to be the reason why in the divine books there is not so frequently question of those actions which have been forbidden under penalties of the human forum or concerning which the rights are there declared as of those actions which (to use the words of Seneca) are outside of public documents. This is manifestly evident to those who have carefully examined the precepts and virtues inculcated therein, although, while those very Christian virtues dispose the minds of men as much as possible to sociability, moral theology likewise promotes in a most efficacious manner honesty of civil life. So also vice versa, if you see anyone who shows himself a turbulent and troublesome member of civil life, you may safely judge that the Christian religion clings inside his lips only and has not yet penetrated his heart. And from this not only do I think that the genuine limits are manifestly evident which separate the natural law, as laid down by us, from moral theology; but also that natural law is by no means repugnant to the dogmas of true theology, but only abstracts from some of its dogmas which can not be investigated by reason alone. Hence it is also patent that man now necessarily confides in the teachings of natural law, accordingly as his nature has been corrupted and consequently as he is an animal bubbling over with many wicked desires. For although no one is so stupid as not to perceive in himself affections that are inordinate and tending out of the beaten path, yet, if the divine literature did not light the way, no one could now be certain that that rebellion of the affections arose through the fault of the first man. And consequently since the natural law does not extend to those things to which reason can not reach it would be incongruous to wish to deduce it from the uncorrupted nature of man. Especially since many commandments of the Decalogue itself, seeing that they are couched in negative terms, manifestly presuppose the corrupted nature of man. So, for example, the first commandment seems certainly to presuppose the proclivity of man to believe in idolatry and polytheism For if you suppose men as endowed with a nature still uncorrupted in whom the knowledge of God was perfectly clear and who from time to time enjoyed His familiar, so to speak, revelation I do not see how it could possibly enter the mind of such a man to fashion for himself something which he would wish to worship in place of the true God or along with Him, or believe that divinity was inherent in that thing which he himself had fashioned. Therefore there was no need to enjoin upon this man in negative terms, not to worship strange gods, but for him was sufficient the simple affirmative commandment, love, honor and worship God Whom you recognize as the Creator of this Universe and your own Creator likewise. The same thing obtains with regard to the second commandment. For why should he be forbidden by a negative commandment to blaspheme God who clearly understood His majesty and benefactions and whom no wicked desires disturbed, and whose mind quietly acquiesced in the status assigned to it by God? How could such an insanity take possession of him? Nay rather he Was to be advised with an affirmative commandment only, to glorify the name of God. Yet we must apparently speak otherwise with regard to the third as well as the fourth commandment, for since they are affirmative and do not necessarily presuppose a corrupted nature, they may find place in either status. Bat concerning the rest of the commandments, which have regard for one's neighbor, the matter is likewise very evident. For upon man, such as he was established by God in the beginning, it was sufficient simply to enjoin that he should love his neighbor; to this his nature was inclined. But how could he be commanded not to kill, when death had not yet fallen upon man, since it entered the world through sin? But there is the greatest need of a negative commandment now when instead of love so many hatreds stalk among men that there is a great crop of those who from mere envy or lust for attacking another's fortune do not hesitate to overthrow others who are not only innocent but even friends and deserving well of them, and indeed who do not blush to pass off a terrible and rash attack of a turbulent mind under the word conscience. So why was there need expressly to forbid adulteries among those spouses who loved each other with such an ardent and sincere love? Or why was it relevant to forbid thefts, since there was no avarice, no penury as yet, and no one thought something belonged to himself which could benefit another? Or why was it necessary to forbid false testimony, since they did not yet exist who thereafter strove to obtain fame and glory for themselves, if they could asperge another by a base and stupid false accusation? So that it would not be inapt to apply to this that statement of Tacitus: "The most ancient of mortals, as yet without evil lust, used to live without baseness, crime, and therefore without punishment and coercions; and since they desired nothing beyond custom, they were forbidden nothing through fear."[4] [Note 4 and beginning of next page apparently omitted from the original.] the state of uncorrupted nature or indeed the same law? Here reply can be made in a few words; that the chief headings of the law are the same in both states, but that the many particular precepts vary on account of the diversity of the human condition; or rather, that the same essence of the law is unfolded through different, though not contrary, precepts, according as the man by whom the law must be observed exists in a different manner. Our Saviour reduced the essence of the law to two heads: Love God and love your neighbor. To these heads can be referred the entire natural law, in the uncorrupted as well as in the corrupted state of mankind; unless because in the uncorrupted state there seems to have been little or no difference between the natural law and moral theology. For the sociability, which we have laid down as the foundation for the natural law, may be properly resolved into love of neighbor. But when we come down to the particular precepts, surely no slight distinction arises with regard to the affirmative as well as the negative precepts. And indeed, so far as the affirmative precepts are concerned, not a few of them exist now in the present state for which there does not seem to have been room in the primeval state: and this partly because they presuppose an institution such as it is not clear whether it falls to the happiest condition of mankind; partly because they are not intelligible without misery and death which was exiled from that state. For example, it is now among the precepts of the natural law not to deceive another in a buying or selling, not to use a false ell, measure or weight, to return borrowed money at the time agreed upon. But it is not yet perfectly clear whether, if the human race had remained free from sin, commercial relations of the same character as are now carried on would have been put into practice, and whether there would then have been any use for money. So if such States as now exist had no place in the state of innocence, there was likewise no place there for precepts which presuppose States of this kind and the authority contained in them. Now too we are bidden by the natural law to succor the needy, to aid those oppressed by an unfortunate calamity, to take care of widows and of orphans. But these are prescribed in vain to those who are not subject to misfortune, need and death. We are now bidden by the natural law to be prone to condone wrongs and to seek out peace. This would be fruitless among those who do not sin against the laws of sociability. And this very thing is likewise manifestly evident in negative precepts, which have regard for the natural (not the positive) law. For although any affirmative precept may virtually contain an interdict of everything opposed (for example, he who is bidden to love his neighbor, by that very fact is forbidden to do all those deeds to him which are repugnant to love); nevertheless it seems superfluous that they be set apart by express precepts when no wicked desires impel [one] to commit such deeds. To illustrate this we can bring forward the fact that Solon was unwilling to set aside a punishment for parricides by public law, because he did not think that such a great- crime would fall to the lot of any son. Similar to this is the statement of Francisco Lopez de Gomara[5] concerning the peoples of Nicaragua, that there was no punishment decreed among them for him who had killed a petty chief (cacique, they called him), because, they said, there was no subject who wished to think up or perpetrate so dire a crime. I fear that it may seem affected to inculcate these principles which are so patent to the majority. Yet for the comprehension of beginners I shall add this example. There are two boys of altogether different dispositions entrusted to the education of someone. One is modest and bashful and glowing with a great love for letters. The other is dissolute, petulant, and loves abominable lusts rather than books. The substance of the duty of both is the same, to learn letters. But the individual precepts are different. For it is sufficient to enjoin upon the former what studies, at what time, and with what method he ought to treat them. The other, besides these precepts very sharply given, ought to be forbidden under threat to run around, to play dice, to sell his books, to depend entirely upon another in composing his exercises, to be a dude, to consort with harlots. In the same way if anyone would teach a boy of the former disposition to declaim carefully, he will bid him euphemein [use felicitous expressions], and him who is not affected with any desire of such things, to sing them to anyone rather than to himself. From which it is manifest, I think, that there would be a far different aspect of natural law, if anyone wished to presuppose the state of man to be uncorrupted. And at the same time since the limits whereby this study is separated from moral theology are so clearly marked off, this study would be in no worse condition than civil jurisprudence, medicine, natural science or mathematics; if anyone should dare to burst forth into them amuetos [uninitiated], arrogating censure to himself unchosen, people would not hesitate to exclaim what Appelles once said to Megabyzus who was attempting some discourse or other upon the art of painting: "Be silent, I beseech you, lest the slave-boys who prepare the white paint laugh at you, in your attempt to speak upon subjects which you have not learned." But it will be easy for us to suit good and kindly men. The evil minded and unlearned calumniators, however, it were better to entrust to their own envy for punishment, seeing that it is certainly clear and based upon the eternal law that the Ethiopian does not change his skin. 1. [This Greeting and the preceding Dedicatory Letter and Title-Page have been translated by Herbert F. Wright.] 2. [HORACE, Sermones. 1, 4, 100-101.] 3. [PHAEDRUS, 2, 52.] 4. La Historia General de las Indias, ch. 207. [The reference is to be found in Chapter 206 in the edition published at Antwerp in 1554.] ______ TABLE OF CHAPTERS BOOK I PAGE[1] CHAPTER 1. On human action ..................................................................... 1 [3] 2. On the norm of human actions, or law in general ................. 12 [12] 3. On natural law .................................................. 18 [17] 4. On the duty of man toward God, or natural religion .............. 24 [22] 5. On the duty of man toward himself ............................... 31 [28] 6. On mutual duties, and first, that of not injuring others ........ 42 [37] 7. On recognition of the natural equality of men ................... 47 [42] 8. On the common duties of humanity ................................ 50 [45] 9. On the duty of contracting parties in general ................... 53 [48] 10. On the duty of the users of language ........................... 62 [56] 11. On the duty of those who take oath ............................. 66 [59] 12. On duty as regards the acquisition of ownership ................ 69 [62] 13. On the duties which result from ownership per se ............... 76 [68] 14. On value ....................................................... 78 [70] 15. On contracts which presuppose the prices of things, and the duties thence derived ..................................................... 82 [74] 16. The methods of dissolving obligations arising from agreements .. 91 [81] 17. On interpretation .............................................. 93 [83] BOOK II PAGE CHAPTER 1. On the natural state of men ..................................... 98 [89] 2. On conjugal duties ............................................. 104 [94] 3. On the duties of parents and children .......................... 106 [97] 4. On the duties of masters and servants .......................... 112 [101] 5. On the impelling cause for the establishment of a State ........ 115 [103] 6. On the internal structure of States ............................ 118 [106] 7. On the functions of the supreme authority ...................... 123 [110] 8. On the forms of government ..................................... 126 [113] 9. The characteristics of civil authority ......................... 130 [116] 10. On the methods of acquiring authority, especially monarchical . 132 [118] 11. On the duty of rulers ......................................... 135 [121] 12. On civil laws in particular ................................... 140 [125] 13. On the power of life and death ................................ 143 [128] 14. On reputation ................................................. 148 [133] 15. On the power of the supreme authority over property in the State ............................................................. 152 [136] 16. On war and peace .............................................. 154 [138] 17. On alliances .................................................. 159 [142] 18. On the duties of citizens ..................................... 161 [144] 1. [The numbers in brackets refer to pages of this translation.] ______ THE FIRST BOOK ON THE DUTY OF MAN AND CITIZEN BY SAMUEL VON PUFENDORF CHAPTER I On Human Action 1. Duty is here defined by me as man's action, duly conformed to the ordinances of the law, and in proportion to obligation. To understand this, it is necessary to treat first of the nature of human action, and also of laws in general. 2. By human action we understand not any motion proceeding from the faculties of man, but that motion only which proceeds from and is directed by those faculties which the Creator[1] has given to mankind above the brutes, -- I mean that which is undertaken with intellect lighting the way, and at the bidding of the will. 3. Man has in fact been granted the power not only of knowing the different things which he meets in this universe, of comparing them and of forming new notions in regard to them, but also the ability to foresee what he is going to do, to bestir himself to accomplish it, to shape it to a certain norm and a certain end, and to infer what the result will be; and further, to judge whether things already done conform to rule. Moreover, not all the faculties of man act continually or in a uniform manner. Some of them, in fact, are excited, and then controlled and directed, by an impulse from within. Finally a man is not attracted to all objects indifferently, but seeks some and shuns others. Often too, though the object be present, he checks the impulse, and when several objects are before him, he selects one and rejects the others. 4. With regard then to the faculty of comprehending and judging things -- intellect it is called -- we must hold it absolutely certain that any man of mature age and sound mind has enough of natural light to be able, with training and due reflection, to comprehend properly at least those general precepts and principles which make for an honorable and a peaceful life in this world; also to appreciate the fact that they are in conformity with human nature. For if this be not admitted, at least within the competence of the human court, men would be able to shield any misdeeds of theirs by an invincible ignorance, since in the human court no one can be accused of violating a rule which it is beyond his powers to comprehend. 5. When a man's intellect has been well instructed as to what is to be done or left undone, to the point of understanding how to give certain and unmistakable reasons for its opinion, we call this a right conscience. But when a man has indeed a correct opinion as regards doing and leaving undone, without the ability to establish the same by argument, having acquired it from the general tenor of life in a community, from habit, or from the authority of superiors, and having no reason impelling him to the opposite course, we call this a probable conscience. By this the greater part of men are guided, for it has been given to few to discover the causes of things. 6. To some, however, it happens not infrequently, especially in regard to particular cases, that arguments for both sides suggest themselves, and they lack the strength of judgment to see clearly which have greater weight. This is usually called a doubtfui conscience. And here is the rule for it: So long as judgment is uncertain as to what is good, or what bad, action must be suspended. For while the doubt is unremoved, the decision to act involves an intention to do wrong, or at least neglect of the law. 7. Often too the human intellect mistakes the false for the true, and then is said to be in error. And error is usually called vincible, when a man with attention and due care can avoid falling into it; but invincible, when even by employing all the diligence which the circumstances of the common life require, one could not avoid the error. This sort, however, at least among those whose heart's desire it is to nurture the light of reason and order their lives in accordance with honor, does not usually happen in regard to the general precepts for living, but merely in connection with particular matters. For the general precepts of the natural law are clear; and then he who makes positive laws follows the custom and the duty of taking special pains that they be made known to his subjects. Hence, without supine neglect, this error does not arise. But in particular matters it is easy for error in regard to the object and other circumstances of the action to steal in against a man's will and without his fault. 8. But where there is simply an absence of knowledge, this is called ignorance. And the latter is treated in two ways, first, according as it contributes to the action; second, according as it comes about against the will, or not without blame. From the former point of view ignorance is usually divided into the effectual and the concomitant. In the absence of the former the action in question would not have been undertaken. The latter may have been absent, and still the action would have been undertaken. From the second point of view ignorance is voluntary or involuntary. The former is even knowingly affected, the means of arriving at the truth having been rejected; or, failing to employ due diligence, one has allowed it to steal in unawares. The involuntary ignorance is when one does not know what he could not know, and was not bound to know. And this again is twofold. For either a man was unable, indeed, to avoid ignorance for the present, and yet was to blame for being in that state; or else he was not only unable to conquer his ignorance for the present, but is also not to blame for having fallen into such a condition. 9. The second faculty which is exclusively seen in man, as compared with the brutes, is called the will. By means of this, as from some inward impulse, a man bestirs himself to action, and chooses what especially attracts him, rejects what does not seem to him suitable. From the will, therefore, man derives the power of acting of his own accord, in other words, the fact that he is not set to act by some inward necessity, but is himself the author of his own action; also the power of acting freely, which means that, when one object is put before him, he can act or not act, and choose the same, or reject it, or if several objects are set before him, can select one and reject the rest. Moreover some human actions are undertaken on their own account, some in so far as they serve to gain another object, that is, some have the functions of an end and others of means. Hence as regards an end, the concern of the will is first to recognize and approve it, then to bestir itself effectually to gain it, with more or less earnestness of aim; then having attained, to rest in quiet enjoyment of it. As for means, they are first approved, then the most suitable, as it appears, selected, and finally put into practice. 10. And just as the chief reason for considering a man responsible for his own acts is that he undertook them of his own will, so we must especially observe that the freedom of the will is by all means to be asserted, at least in regard to the acts for which a man is commonly held to account before a human court. But where no freedom at all is left a man, there he will not himself be held responsible for an act to which he unwillingly lends his limbs and powers, but the other man, who brings constraint to bear. 11. Furthermore, although the will always chooses a generic good, and avoids a generic evil, still, as between individuals, we see a great diversity of desires and actions. And the cause is the fart that not all good and bad things appear to a man uncontaminated, but mixed together, good with bad, bad with good. And because different objects affect peculiarly different parts, so to say, of the man, -- some, for example, his self-esteem, some his external senses, some his self-love, the instinct of self-preservation, -- the result is that the man views these different objects as respectively becoming, agreeable, and useful. And each of these makes the man incline especially toward itself, in exact proportion to the strength of the impression it has made upon him. There is in most men a special penchant also for certain things, and aversion to others. Consequently, in almost any action different kinds of good things and bad, real or apparent, crop out together, and to distinguish these truly, some men have more, some less, of penetration. It is no wonder then that one man is carried away to that which is especially abhorrent to another. 12. Moreover, the will of man is not always found in equilibrium as regards any action, so that his inclination to this or that side comes from his own inward impulse alone, after maturely weighing everything. But most frequently the man is impelled in the one direction rather than in the other by external influences. For, not to mention the common proclivity of human beings to the bad, the origin and nature of which it is not for our court to examine, the will gains a special penchant from a peculiarly constituted nature, by which some are much inclined to a certain kind of action. And this is observed not only in individuals, but also in entire nations. It appears to be produced by the character of the atmosphere all about us, and of the soil, also the combination of humors in the body. resulting from birth itself, age, food, health, occupation, and similar causes; further by the conformation of the organs, which the mind uses in performing its functions, and so on. Here we must note that not only can a man with care repress and alter his temperament considerably; but also, no matter how much force is attributed to the latter, it must not be thought to have such strength as to force the man necessarily into violation of the natural law, in so far as it is enforced in the human court, where base desires, stopping short of the outward act, are not considered. And, in fact, no matter how much Nature, though driven out with a fork, still returns, a man can nevertheless prevent her causing external acts that are immoral. And the difficulty encountered in conquering a bent of that sort is balanced by the glory and praise which here awaits the victor. But should the mind be goaded with passions such as no reason can hold in check, there is still a way of emptying them out, as it were, without sin. 13. And then the will is strongly bent toward certain acts by frequent repetition of acts of the same sort, from which arises a proclivity which we call habit. The result of habit is that an action is undertaken willingly and lightly, so that the mind seems to be, as it were, dragged toward the object, if present, or most ardently to desire it, if absent. And one should note that there is no habit such that a man cannot with care throw it off again; and also none that can so far pervert the mind, that a man is unequal to the task of restraining here and now the outward acts, at least, toward which habit is swept. And as it is in a man's power to contract a habit of the kind, no matter how much it facilitates the act, nothing is subtracted from the value of his good deeds, nor is the guilt of his misdeeds any the less. In fact, as a good habit heightens a man's praise, so a bad habit his shame. 14. It also makes a great difference whether there is a calm tranquillity of mind, or whether it is stirred by certain special emotions, which they call passions. With regard to these this must be our opinion: however violent they may be, still by due use of reason a man can be superior to them and check their attack, at least before the ultimate act. Moreover, some of the passions are excited by the appearance of a good, others of an evil, and they spur us on to win some agreeable thing, or to avoid the disagreeable. Consequently it is in keeping with human nature that more favor and indulgence among men should go with the second class of passions, and precisely in proportion to the intolerable violence of the evil which aroused them. It is in fact thought much more tolerable to dispense with a good not very necessary to self-preservation, than to suffer an evil tending to the destruction of our nature. 15. Finally, as there are certain diseases which quite take away the use of reason, permanently, or for a time, so among many nations it is a common thing for men actually to invite a kind of malady which soon passes away, and greatly disturbs the use of reason. By which hint I mean intoxication, arising from some beverages and some kinds of smoke. It creates in the blood and spirit a violent commotion, and gives men a proclivity to lust in particular, to anger, rashness, and excessive mirth, so that many seem to be carried out of themselves by intoxication, and to have put on an entirely different nature, as compared with their sober appearance. While it does not, however, always take away the complete use of reason, as being self-invited, it is apt to win odium, rather than favor, for the acts done in that condition. 16. Again, human actions are called voluntary, since they proceed from the will and are guided by it. In the same way whatever actions are knowingly undertaken in opposition to the will, are called involuntary, in the narrower sense of the term. For in its wider sense it also includes acts committed through ignorance. But by involuntary I here mean the same thing as compelled, that is, when a man is forced by a stronger principle from without to surrender the use of his limbs, in such wise as to show his aversion and dissent by signs, and especially by bodily resistance. Also, but less exactly, we speak of the involuntary, when under the stress of necessity one chooses as the lesser evil and undertakes a thing to which formerly, when unconstrained by necessity, one was absolutely averse. Such actions they commonly call mixed. With the voluntary they have this in common, that the will does in the emergency choose the apparently lesser evil. With the involuntary they agree to a certain extent in their effect, in that they are either not laid at all to the charge of the doer, or less severely than are the voluntary actions. 17. But human actions proceeding from and guided by intellect and will possess this particular attribute, that they can be imputed to a man, that is, that the man can rightly be regarded as their author, and held to the rendering of an account of them, and that the consequences which flow from them fall back upon himself. For there is no more intimate reason why an action can be imputed to a man, than because, directly or indirectly, it proceeded from him, knowing and willing it; or because it was in his power, whether the thing should be done or not. Hence in the moral sciences which concern the human tribunal, it is accounted a fundamental axiom, that a man can be called to account for those actions, the performance or omission of which was in his power; or, -- and this amounts to the same thing, -- that any action which can be directed by a man, and brought about or not at his discretion, can be laid at his own door. So too, on the other hand, no one can be reckoned the author of an action which neither in itself nor in its cause was within his power. 18. Out of these premises we shall form a number of particular propositions, from which it will be established what can be imputed to each man, that is, of what action and result each one can be regarded as the author. First, the actions which another commits, as also the workings of any other causes, and any effects, can only be imputed to a man in so far as he has the power and the duty to control them. Nothing, in fact, is more common among men than for one man to be intrusted with the direction of another's actions. In this case, then, if the other should commit any action in regard to which the first omitted to do what was in his power, that action will be imputed not only to him who immediately committed it, but also to him who neglected any part of the direction which was his duty and within his power. This, however, has its limits and bounds, so that the possible in the case is to be understood with a certain reservation and in a moral sense. By no subjection of one man to another is the freedom of the subject so far extinguished that he cannot resist the direction of the other, and have different aims, and, on the other hand, human life is not so constituted that a man continually attached to one man should be able to observe his every movement. It follows then that, if one has done everything which the nature of the direction laid upon him suggests, when, nevertheless, something has been done by the other, it will be imputed to the doer alone. Thus since men have assumed the ownership of animals, whatever has been done by them to the detriment of another will be laid to the charge of the owner, if, indeed, he has omitted any due care and watchfulness. Thus also any evils which befall another can be imputed to him who, having the power and duty, did not remove their cause and occasion. So, since men have it in their power to promote or suspend many natural operations, any advantage or loss, which they may have occasioned, will be imputed to them in proportion to their contributory pains or neglect. Also in some extraordinary cases a man is responsible for such events as are at other times beyond human control, since the Deity has in a special manner brought them about with reference to a certain man. These and similar cases aside, it is enough if a man can render account of his own actions. 19. Secondly, whatever qualities are found, or not found, in a man, when their presence or absence was not within his power, cannot be imputed to the man himself, except in so far as he failed by industry to make good his natural defect, or to second his native powers. Thus, since no one could insure himself mental penetration and bodily strength, nothing will be chargeable to any one on that account, save in so far as he availed himself of training, or failed to do so. Thus it is not the rustic, but the man of the city and the court, to whom uncouth manners are made a reproach. Hence fault-finding for qualities whose cause was not in our power is to be accounted very absurd, for example, shortness of stature, imperfection of form, and the like. 20. Thirdly, things done through invincible ignorance cannot be laid to one's charge. For we cannot direct an action when the light of intellect does not shine before us; and also we arc presupposing that the man was unable to gain such a light, and was not to blame for this inability. Indeed, in common life ability [to posse] is understood, in a moral sense, to be that degree of capacity, shrewdness, and caution, which is usually judged sufficient, and was based upon plausible reasons. 21. Fourthly, ignorance, as also error, in regard to laws and the duty imposed upon each man does not release one from responsibility. For he who imposes laws and duty upon a man is accustomed, and is bound, to bring these to the notice of the subject. And laws and rules of duty are usually adapted, and must be so, to the capacity of the subject; and to learn and remember them must be a care to everyone. Hence he who is the cause of others' ignorance will be held answerable for the acts also which flow from that ignorance. 22. Fifthly, if a man lacks opportunity to act without involving himself in a fault, his failure to act will not be laid to his account. And opportunity seems to include these four points: (1) that the object of the act be at hand, (2) that there be a convenient place, where we cannot be hindered by others, or suffer some harm, (3) that there be a favorable time, when we do not have more necessary business to transact, -- a time which is favorable for others also who concur in the act, (4) finally that we have the natural powers for the act. Without these circumstances the action could not take place, and hence it would be absurd to hold a man accountable, when the opportunity to act was lacking. Thus a physician cannot be accused of indolence, if no one is ill; and a man who is himself in want is not permitted to be liberal. So also he cannot be charged with hiding his talent, who has been refused the position for which he made a proper request. And "unto whomsoever much is given, of him shall be much required."[2] Thus we cannot suck and blow at the same time. 23. Sixthly, it cannot be laid to a man's account either, that he did not do things which exceed his powers, and cannot be prevented by these, or brought about by them. Hence the common saying that there is no obligation for the impossible. We must, however, add the proviso that a man has not diminished or lost his power to perform by his own fault. For such a man can be treated just as if he still retained his powers; for otherwise there would be an easy way to evade any rather troublesome obligation, by electing to destroy the power to perform. 24. Seventhly, there is also no responsibility for what one suffers or does under compulsion. For to avert or escape such things is understood to be beyond the man's powers. Now compulsion is used in two senses: first, when a stronger by force employs our limbs to do or suffer something; secondly, if a more powerful person threatens some great harm at once, and has the ability to carry it out directly, unless we are ready to bestir ourselves to do something, or to refrain from action. For in that case, unless we are expressly obliged to buy off at our own cost the injury we were to inflict upon a third party, the man who imposes upon us that necessity will be considered the author of the crime; but the deed can no more be imputed to us than bloodshed to the sword or the ax. 25. Eighthly, those who are deprived of the use of their reason are not accountable for their actions. For they are unable to distinguish clearly what is being done, or to compare it with a standard. Here belong the acts of infants, before the reason begins to show itself at all dearly. As for the fact that they are scolded or whipped for certain acts, it is not done with the idea that they have strictly speaking deserved punishment in the human court; but it is by way of mere correction and discipline, that they may not make trouble for others by such actions, or may not form a bad habit. So, too, the acts of the insane, the unbalanced and dotards, if the disease has come without their fault, are not regarded as human actions. 26. Ninthly, and finally, one is not accountable for what he imagines he does in sleep, except in so far as by dwelling with pleasure upon the thought of such things by day he has deeply impressed their images upon his mind. And yet these too are very rarely considered in a human court. For in general imagination in sleep is like a boat adrift without a pilot, so that it is not in a man's power to determine what kind of images fancy is to produce. 27. With regard to responsibility for the acts of another, we should observe more closely that sometimes, to be sure, it happens that an action is not laid at all to the charge of him who directly committed it, but to another person who used him as a mere instrument. More commonly, however, an act is charged both to him who committed it, and to him who concurred by some act or omission. This happens especially in three ways: either the second party is accounted the principal cause of the act and he who committed it secondary; or they both walk pari passu; or the second party is the secondary cause, and he who committed it the principal. To the first class belong those who urged another to anything by their influence; those who gave the necessary consent, without which the other could not have acted; those who were able and bound to prevent, and did not do so. To the second class belong those who charge another, or hire him, to commit crime; those who help, harbor, or defend; those who, being able and bound to lend aid to the injured party, failed to do so. To the third class are referred those who give particular advice; those who applaud and approve before the deed; those who by their example inflame others to wrong-doing, and similar persons. ______ CHAPTER II On the Norm of Human Actions, or Law in General 1. Because human actions depend upon the will, but the wills of individuals are not always consistent, and those of different men generally tend toward different things, therefore, in order to establish order and seemliness among the human race, it was necessary that some norm should come into being, to which actions might be conformed. For otherwise, if with such freedom of the will, and such diversity of inclinations and tastes, each should do whatever came into his head, without reference to a fixed norm, nothing but the greatest confusion could arise among men. 2. That norm is called law, that is, a decree by which a superior obliges a subject to conform his arts to his own prescription. 3. That this definition may be better understood, we must develop the meaning of obligation, whence it arises, who can undertake an obligation, and who impose it upon another. Obligation, then, is commonly defined as a legal bond, by which we are of necessity bound to perform something. That is, a kind of bridle is thereby put upon our freedom, so that, though in actual fact the will can have a different aim, still it finds itself imbued with an inward sentiment due to the obligation, with the result that, if the action performed is not in conformity with the prescribed norm, the will is forced to acknowledge that it has not done what is right. And so if any ill should befall a man on that account, he would judge that it befalls him not undeservedly; since by following the norm, as was proper, he might have avoided it. 4. For the fart that man is fitted to undertake an obligation there are two reasons: one, because he has a will which can turn in different directions, and so also conform to the rule; the other, since man is not free from the power of a superior. For where an agent's powers have been bound by nature to a uniform mode of action, there we look in vain for free action; and it is vain to prescribe a rule for a man who cannot understand it nor conform to the same. Again, assuming that a man does not recognize a superior, there is for that reason no one who can rightfully impose a necessity upon him. And if he be ever so strict in observing a certain method of action, and consistently abstain from certain arts, still he is understood to do this not from any obligation, but from his own good pleasure. It follows then that he is capable of an obligation who not only has a superior, but also can recognize a prescribed rule, and further has a will flexible in different directions, but conscious of the fart that, when the rule has been prescribed by a superior, it does wrong to depart from the same. Such is evidently the nature with which man is endowed. 5. Obligation is properly introduced into the mind of a man by a superior, that is, a person who has not only the power to bring some harm at once upon those who resist, but also just grounds for his claim that the freedom of our will should be limited at his discretion. For when these conditions are found in anyone, he has only to intimate his wish, and there must arise in men's minds a fear that is tempered with respect, the former in view of his power, the latter in consideration of the reasons, which, were there no fear, must still induce one to embrace his will. For whoever is unable to assign any other reason why he wishes to impose an obligation upon me against my will, except mere power, can indeed frighten me into thinking it better for a time to obey him, to avoid a greater evil; but, once that fear is removed, nothing further remains to prevent my acting according to my will rather than his. Conversely, if he has indeed the reasons which make it my duty to obey him, but lacks the power of inflicting any harm upon me, I may with impunity neglect his commands, unless a more powerful person comes to assert the authority upon which I have trampled. Now the reasons why one may rightly demand that another obey him are: in case some conspicuous benefits have come to the latter from the former; or if it be proved that he wishes the other well, and is also better able than the man himself to provide for him, and at the same time actually claims control over the other; and finally if a man has willingly subjected himself to another and agreed to his control. 6. But that the law may exert its power in the minds of those for whom it is made, knowledge both of the lawgiver and of the law itself is required. For no man will be able to yield obedience, if he knows neither whom he ought to obey, nor to what he is obligated. And as for the lawgiver, knowledge of him is very easy. For the natural laws, as the light of reason assures us, have the same author as the universe. And the citizen cannot fail to know who has authority over him. How the natural laws are made known, will be explained presently. Civil laws come to the knowledge of subjects by public and explicit promulgation. In this two things must be dear: that the law has as its author him who has the highest authority in the state; and also what is the meaning of the law. The former point is established, if the sovereign shall promulgate the law by his own lips, or sign them with his own hand, or if this be done by his ministers. The authority of the latter it is idle to question if it is clear that this function is connected with the office which they fill in the state, and that they are regularly employed for the same purpose; further if the laws in question are for the guidance of the courts, and if they contain nothing derogatory to the sovereign authority. As for the meaning of the law, that this may be rightly understood, it is incumbent upon those who promulgate them to use the utmost clearness. Should any obscurity be found in the laws, an interpretation must be sought from the lawgiver, or from those who are publicly ordained to render justice in accordance with the laws. 7. Every perfect law has two parts: one defining what is to be done, or not done; the other indicating what punishment is in store for him who neglects what is enjoined and does what is forbidden. For on account of the depravity of human nature, prone as it is to the forbidden, it is superfluous to say "Do this!" if there is no punishment in store for the non-doer. And it is equally absurd to say "You will pay the penalty," if the reason which merits punishment has not preceded. Accordingly all the force of a law consists in the declaration of what our superior wishes us to do or not do, and of the penalty which has been fixed for transgressors of the law. But the power to oblige, that is, to impose an inward necessity, and the power to force or compel by penalties to observe the law, resides exclusively in the lawgiver, and in him to whom has been committed the maintenance and execution of the laws. 8. Whatever is enjoined upon a man by the laws ought not only to be within his powers, for whom they are made, but should also bring some advantage either to the man himself or to others. For as it would be absurd and cruel to attempt-under threat of a penalty to exact from a man what is and has always been beyond his powers, so it is idle to constrain the natural freedom of the will, if no advantage for anybody be derived therefrom. 9. Moreover, although regularly a law embraces all the lawgiver's subjects to whom the content of the law applies, and whom the lawgiver did not from the beginning wish exempt, it nevertheless sometimes happens that a man is expressly released from the obligation of a law. And this is called dispensation. But he only can dispense to whom belongs the power of enacting and abrogating a law; and pains too must be taken that the authority of the laws be not undermined by promiscuous dispensation granted without the weightiest reasons, and thus occasion be given for jealousy and indignation among the subjects. 10. Very different from dispensation, however, is equity, a correction of a defect in the law due to its universality, or a skillful interpretation of the law, showing by the natural reason that a particular case is not included under the general law, since otherwise some absurdity would result. For because it is impossible either to foresee or state all cases on account of their infinite variety, the judges, whose task it is to apply general enactments of the laws to particular cases, are bound to except from the law the kind of cases which the lawgiver would himself have excepted, were he present, or had he foreseen such instances. 11. Again, from their relation to the moral standard and their agreement with it human actions gain certain qualifying terms. As for the actions in regard to which the law ordains nothing in either direction, they are called legitimate or permitted. Sometimes, to be sure, in the civil life, in which not everything can be cut back to the quick, those acts also are called legitimate against which no punishment has been ordained in the human court, though in themselves they are repugnant to natural goodness. Also, actions in agreement with law are called good, if not in harmony therewith, bad. But for an action to be good, it must in every way agree with the law; to be bad, it is enough that it be defective at a single point. 12. Justice, however, is sometimes an attribute of actions, sometimes of persons. When justice is attributed to a person, it is commonly denned as the "constant and perpetual will to render to every man his due."[3] For he who delights in doing just deeds, who is devoted to justice, who in everything endeavors to do what is just, is called a just man. On the other hand the unjust is he who neglects to give every man his due, or thinks the measure must be not that of his duty, but of present advantage. Consequently not a few of the just man's acts may be unjust, and conversely. For the just man acts justly on account of the precept of the law, but unjustly only through weakness, while the unjust acts justly on account of the penalty annexed to the law, and unjustly from an evil character. 13. But when justice is predicated of actions, there is merely a proper application of these to the person. And a just action is one which from deliberate choice, that is, by a knowing and willing agent, is applied to the person to whom it is due. Hence the justice of acts differs from their goodness especially in this, that the latter merely indicates conformity to law, while justice involves in addition a regard for those toward whom the action goes out. For this reason justice is also defined as virtue in relation to another. 14. On the division of justice there is no agreement. The generally received division is into universal and particular. We speak of the former, when any duty whatever is practiced toward others, even that which could not be exacted by force or by suit at law; of the latter, when a man receives just what he could by rights demand. And this is again divided into distributive justice and commutative justice. The former rests upon a compact entered into between a society and its members concerning the pro rata sharing of profit and loss. The latter rests upon a bilateral contract in regard especially to things and acts connected with trade. 15. Having learned what justice is, it is easy to conclude what injustice is. But here one must observe that an unjust act, undertaken after premeditation, and violating what is by perfect right due another, or what he possessed by the same right, -- no matter whence obtained, -- that act is properly called an injury. And this happens in three ways: if one is refused a thing which he could by his own right demand (not if something was due him out of mere humanity, or some such virtue); or if that is taken away from him which he rightly held, by a title valid against the aggressor; or if we inflict upon another some harm which we had not the right to inflict. For an injury, moreover, premeditation is required, and malice on the part of the doer. Failing this, harming another is called an accident or a fault, more or less serious, according to the seriousness of the thoughtlessness and neglect, in consequence of which the encounter occurred. 16. With respect to its author, the law is divided into divine and human, the one enacted by God, the other by men. But if law be considered according as it has a necessary and universal adaptation to men or not, it is divided into the natural and the positive. The former is so adapted to the rational and social nature of man, that an honorable and peaceful society cannot exist for mankind without it. Consequently it can be investigated and learned as a whole, by the light of man's inborn reason and a consideration of human nature. The latter kind of justice by no means flows from the common condition of human nature, but proceeds from the decision of the lawgiver alone. And yet it ought not to lack its own reason, and the utility which it effects for certain men or a particular society. But while the divine law is now natural and now positive, human law is, in the strict sense, altogether positive. ______ CHAPTER III On Natural Law 1. What is the character of the natural law, what its necessity, and of what precepts it consists in the present state of mankind, are most clearly seen, after one has thoroughly examined the nature and disposition of man. For, just as for an accurate knowledge of civil laws, it is very important to have a clear understanding of the condition of the state, and of the habits and interests of its citizens, so if we have examined the common disposition of men and their condition, it will be readily apparent upon what laws their welfare depends. 2. Now man shares with all the animals that have consciousness the fact that he holds nothing dearer than himself, and is eager in every way to preserve himself; that he strives to gain what seem to him good things, and to reject the evil. This feeling is regularly so strong that all the others give way to it. And one cannot but resent it, if any man make an attack upon one's life, so much so that, even after the threatened danger has been averted, hatred usually still remains, and a desire for vengeance. 3. But in one respect man seems to be in a worse state even than the brutes, -- that scarcely any other animal is attended from birth by such weakness. Hence it would be a miracle, if anyone reached mature years, if he have not the aid of other men, since, as it is, among all the helps which have been invented for human needs, careful training for a number of years is required, to enable a man to gain his food and clothing by his own efforts. Let us imagine a man brought to maturity without any care and training bestowed upon him by others, having no knowledge except what sprang up of itself in his own mind, and in a desert, deprived of all help and society of other men. Certainly a more miserable animal it will be hard to find. Speechless and naked, he has nothing left him but to pluck herbs and roots, or gather wild fruits, to slake his thirst from spring or river, or the first marsh he encountered, to seek shelter in a cave from the violence of the weather, or to cover his body somehow with moss or grass, to pass his time most tediously in idleness, to shudder at any noise or the encounter with another creature, finally to perish by hunger or cold or some wild beast. On the other hand, whatever advantages now attend human life have flowed entirely from the mutual help of men. It follows that, after God, there is nothing in this world from which greater advantage can come to man than from man himself. 4. Yet this animal, though so useful to his kind, suffers from not a few faults, and is endowed with no less power to injure; which facts make contact with him rather uncertain, and call for great caution, that one may not receive evil from him instead of good. First of all, there is generally a greater tendency to injure found in man than in any of the brutes. For the brutes are usually excited by the desire for food and for love, both of which, however, they can themselves easily satisfy. But having stilled that craving, they are not readily roused to anger or to injure people, unless someone provokes them. But man is an animal at no time disinclined to lust, and by its goad he is excited much more frequently than would seem necessary for the conservation of the race. And his belly desires not merely to be satisfied, but also to be tickled, and often craves more than nature is able to digest. That the brutes should not need clothing nature has provided. But man delights to clothe himself, not for necessity only, but also for display. Many more passions and desires unknown to the brutes are found in man, as the desire to have superfluities, avarice, the love of glory and eminence, envy, emulation, and rivalry of wits. Witness the fact that most wars, in which men clash with men, are waged for reasons unknown to the brutes. And all these things can, and usually do, incite men to desire to injure one another. Then too there is in many a notable insolence and passion for insulting their fellows, at which the rest, modest though they be by nature, cannot fail to take offense, and gird themselves to resist, from the desire to maintain and defend themselves and their freedom. At times also men are driven to mutual injury by want, and the fact that their present resources are insufficient for their desires or their need. 5. Moreover men have in them great power for the infliction of mutual injuries. For though not formidable because of teeth or claws or horns, as are many of the brutes, still manual dexterity can prove a most effective means of injury; and shrewdness gives a man the opportunity to attack by cunning and in ambush, where the enemy cannot be reached by open force. Hence it is very easy for man to inflict upon man the worst of natural evils, namely death. 6. Finally, we must also consider in mankind such a remarkable variety of gifts as is not observed in single species of animals, which, in fact, generally have like inclinations, and are led by the same passion and desire. But among men there are as many emotions as there are heads, and each has his own idea of the attractive. Nor are all stirred by a single and uniform desire, but by one that is manifold and variously intermixed. Even one and the same man often appears unlike himself, and if he has eagerly sought a thing at one time, at another he is very averse to it. And there is no less variety in the tastes and habits, the inclinations to exert mental powers, -- a variety which we see now in the almost countless modes of life. That men may not thus be brought into collision, there is need of careful regulation and control. 7. Thus then man is indeed an animal most bent upon self-preservation, helpless in himself, unable to save himself without the aid of his fellows, highly adapted to promote mutual interests; but on the other hand no less malicious, insolent, and easily provoked, also as able as he is prone to inflict injury upon another. Whence it follows that, in order to be safe, he must be sociable, that is, must be united with men like himself, and so conduct himself toward them that they may have no good cause to injure him, but rather may be ready to maintain and promote his interests. 8. The laws then of this sociability, or those which teach how a man should conduct himself, to become a good member of human society, are called natural laws. 9. So much settled, it is clear that the fundamental natural law is this: that every man must cherish and maintain sociability, so far as in him lies. From this it follows that, as he who wishes an end, wishes also the means, without which the end cannot be obtained, all things which necessarily and universally make for that sociability are understood to be ordained by natural law, and all that confuse or destroy it forbidden. The remaining precepts are mere corollaries, so to speak, under this general law, and the natural light given to mankind declares that they are evident. 10. Again, although those precepts have manifest utility, still, if they are to have the force of law, it is necessary to presuppose that God exists, and by His providence rules all things; also that He has enjoined upon the human race that they observe those dictates of the reason, as laws promulgated by Himself by means of our natural light. For otherwise they might, to be sure, be observed perhaps, in view of their utility, like the prescriptions of physicians for the regimen of health, but not as laws; since these of necessity presuppose a superior, and in fact one who has actually undertaken the direction of another. 11. But that God is the author of the natural law, is proved by the natural reason, if only we limit ourselves strictly to the present condition of humanity, disregarding the question whether his primitive condition was different from the present, or whence that change has come about. The nature of man is so constituted that the race cannot be preserved without the social life, and man's mind is found to be capable of all the notions which serve that end. And it is in fact clear, not only that the human race owes its origin, as do the other creatures, to God, but also that, whatever be its present state, God includes the race in the government of His providence. It follows from these arguments that God wills that man use for the conservation of his own nature those special powers which he knows are peculiarly his own, as compared with the brutes, and thus that man's life be distinguished from the lawless life of the brutes. And as this cannot be secured except by observing the natural law, we understand too that man has been obliged by God to keep the same, as a means not devised by will of man, and changeable at their discretion, but expressly ordained by God Himself, in order to insure this end. For whoever binds a man to an end, is considered to have bound him also to employ the means necessary to that end. And besides, we have evidence that the social life has been enjoined upon men by God's authority, in the fact that in no other creature do we find the religious sentiment or fear of the Deity, -- a feeling which seems inconceivable in a lawless animal. Hence in the minds of men not entirely corrupt a very delicate sense is born, which convinces them that by sin against the natural law they offend Him who holds sway over the minds of men, and is to be feared even when the fear of men does not impend. 12. The common saying that that law is known by nature, should not be understood, it seems, as though actual and distinct propositions concerning things to be done or to be avoided were inherent in men's minds at the hour of their birth. But it means in part that the law can be investigated by the light of reason, in part that at least the common and important provisions of the natural law are so plain and clear that they at once find assent, and grow up in our minds, so that they can never again be destroyed, no matter how the impious man, in order to still the twinges of conscience, may endeavor to blot out the consciousness of those precepts. For this reason in Scripture too the law is said to be "written in the hearts" of men.[4] Hence, since we are imbued from childhood with a consciousnes