350 BC
POLITICS
by Aristotle
Translated by Benjamin Jowett
Book 1, Chapter 1
EVERY STATE is a community of some kind, and every community
is established with a view to some good; for mankind always
act in order to obtain that which they think good. But, if all
communities aim at some good, the state or political
community, which is the highest of all, and which embraces all
the rest, aims at good in a greater degree than any other, and
at the highest good.
Some people think that the qualifications of a statesman,
king, householder, and master are the same, and that they
differ, not in kind, but only in the number of their subjects.
For example, the ruler over a few is called a master; over
more, the manager of a household; over a still larger number,
a statesman or king, as if there were no difference between a
great household and a small state. The distinction which is
made between the king and the statesman is as follows: When
the government is personal, the ruler is a king; when,
according to the rules of the political science, the citizens
rule and are ruled in turn, then he is called a statesman.
But all this is a mistake; for governments differ in kind, as
will be evident to any one who considers the matter according
to the method which has hitherto guided us. As in other
departments of science, so in politics, the compound should
always be resolved into the simple elements or least parts of
the whole. We must therefore look at the elements of which the
state is composed, in order that we may see in what the
different kinds of rule differ from one another, and whether
any scientific result can be attained about each one of them.
Book 1, Chapter 2
He who thus considers things in their first growth and origin,
whether a state or anything else, will obtain the clearest
view of them. In the first place there must be a union of
those who cannot exist without each other; namely, of male and
female, that the race may continue (and this is a union which
is formed, not of deliberate purpose, but because, in common
with other animals and with plants, mankind have a natural
desire to leave behind them an image of themselves), and of
natural ruler and subject, that both may be preserved. For
that which can foresee by the exercise of mind is by nature
intended to be lord and master, and that which can with its
body give effect to such foresight is a subject, and by nature
a slave; hence master and slave have the same interest. Now
nature has distinguished between the female and the slave. For
she is not niggardly, like the smith who fashions the Delphian
knife for many uses; she makes each thing for a single use,
and every instrument is best made when intended for one and
not for many uses. But among barbarians no distinction is made
between women and slaves, because there is no natural ruler
among them: they are a community of slaves, male and female.
Wherefore the poets say,
It is meet that Hellenes should rule over barbarians;
as if they thought that the barbarian and the slave were by
nature one.
Out of these two relationships between man and woman, master
and slave, the first thing to arise is the family, and Hesiod
is right when he says,
First house and wife and an ox for the plough,
for the ox is the poor man's slave. The family is the
association established by nature for the supply of men's
everyday wants, and the members of it are called by Charondas
'companions of the cupboard,' and by Epimenides the Cretan,
'companions of the manger.' But when several families are
united, and the association aims at something more than the
supply of daily needs, the first society to be formed is the
village. And the most natural form of the village appears to
be that of a colony from the family, composed of the children
and grandchildren, who are said to be suckled 'with the same
milk.' And this is the reason why Hellenic states were
originally governed by kings; because the Hellenes were under
royal rule before they came together, as the barbarians still
are. Every family is ruled by the eldest, and therefore in the
colonies of the family the kingly form of government prevailed
because they were of the same blood. As Homer says:
Each one gives law to his children and to his wives.
For they lived dispersedly, as was the manner in ancient
times. Wherefore men say that the Gods have a king, because
they themselves either are or were in ancient times under the
rule of a king. For they imagine, not only the forms of the
Gods, but their ways of life to be like their own.
When several villages are united in a single complete
community, large enough to be nearly or quite self-sufficing,
the state comes into existence, originating in the bare needs
of life, and continuing in existence for the sake of a good
life. And therefore, if the earlier forms of society are
natural, so is the state, for it is the end of them, and the
nature of a thing is its end. For what each thing is when
fully developed, we call its nature, whether we are speaking
of a man, a horse, or a family. Besides, the final cause and
end of a thing is the best, and to be self-sufficing is the
end and the best.
Hence it is evident that the state is a creation of nature,
and that man is by nature a political animal. And he who by
nature and not by mere accident is without a state, is either
a bad man or above humanity; he is like the
Tribeless, lawless, hearthless one,
whom Homer denounces- the natural outcast is forthwith a lover
of war; he may be compared to an isolated piece at draughts.
Now, that man is more of a political animal than bees or any
other gregarious animals is evident. Nature, as we often say,
makes nothing in vain, and man is the only animal whom she has
endowed with the gift of speech. And whereas mere voice is but
an indication of pleasure or pain, and is therefore found in
other animals (for their nature attains to the perception of
pleasure and pain and the intimation of them to one another,
and no further), the power of speech is intended to set forth
the expedient and inexpedient, and therefore likewise the just
and the unjust. And it is a characteristic of man that he
alone has any sense of good and evil, of just and unjust, and
the like, and the association of living beings who have this
sense makes a family and a state.
Further, the state is by nature clearly prior to the family
and to the individual, since the whole is of necessity prior
to the part; for example, if the whole body be destroyed,
there will be no foot or hand, except in an equivocal sense,
as we might speak of a stone hand; for when destroyed the hand
will be no better than that. But things are defined by their
working and power; and we ought not to say that they are the
same when they no longer have their proper quality, but only
that they have the same name. The proof that the state is a
creation of nature and prior to the individual is that the
individual, when isolated, is not self-sufficing; and
therefore he is like a part in relation to the whole. But he
who is unable to live in society, or who has no need because
he is sufficient for himself, must be either a beast or a god:
he is no part of a state. A social instinct is implanted in
all men by nature, and yet he who first founded the state was
the greatest of benefactors. For man, when perfected, is the
best of animals, but, when separated from law and justice, he
is the worst of all; since armed injustice is the more
dangerous, and he is equipped at birth with arms, meant to be
used by intelligence and virtue, which he may use for the
worst ends. Wherefore, if he have not virtue, he is the most
unholy and the most savage of animals, and the most full of
lust and gluttony. But justice is the bond of men in states,
for the administration of justice, which is the determination
of what is just, is the principle of order in political
society.
Book 1, Chapter 3
Seeing then that the state is made up of households, before
speaking of the state we must speak of the management of the
household. The parts of household management correspond to the
persons who compose the household, and a complete household
consists of slaves and freemen. Now we should begin by
examining everything in its fewest possible elements; and the
first and fewest possible parts of a family are master and
slave, husband and wife, father and children. We have
therefore to consider what each of these three relations is
and ought to be: I mean the relation of master and servant,
the marriage relation (the conjunction of man and wife has no
name of its own), and thirdly, the procreative relation (this
also has no proper name). And there is another element of a
household, the so-called art of getting wealth, which,
according to some, is identical with household management,
according to others, a principal part of it; the nature of
this art will also have to be considered by us.
Let us first speak of master and slave, looking to the needs
of practical life and also seeking to attain some better
theory of their relation than exists at present. For some are
of opinion that the rule of a master is a science, and that
the management of a household, and the mastership of slaves,
and the political and royal rule, as I was saying at the
outset, are all the same. Others affirm that the rule of a
master over slaves is contrary to nature, and that the
distinction between slave and freeman exists by law only, and
not by nature; and being an interference with nature is
therefore unjust.
Book 1, Chapter 4
Property is a part of the household, and the art of acquiring
property is a part of the art of managing the household; for
no man can live well, or indeed live at all, unless he be
provided with necessaries. And as in the arts which have a
definite sphere the workers must have their own proper
instruments for the accomplishment of their work, so it is in
the management of a household. Now instruments are of various
sorts; some are living, others lifeless; in the rudder, the
pilot of a ship has a lifeless, in the look-out man, a living
instrument; for in the arts the servant is a kind of
instrument. Thus, too, a possession is an instrument for
maintaining life. And so, in the arrangement of the family, a
slave is a living possession, and property a number of such
instruments; and the servant is himself an instrument which
takes precedence of all other instruments. For if every
instrument could accomplish its own work, obeying or
anticipating the will of others, like the statues of Daedalus,
or the tripods of Hephaestus, which, says the poet,
of their own accord entered the assembly of the Gods;
if, in like manner, the shuttle would weave and the plectrum
touch the lyre without a hand to guide them, chief workmen
would not want servants, nor masters slaves. Here, however,
another distinction must be drawn; the instruments commonly so
called are instruments of production, whilst a possession is
an instrument of action. The shuttle, for example, is not only
of use; but something else is made by it, whereas of a garment
or of a bed there is only the use. Further, as production and
action are different in kind, and both require instruments,
the instruments which they employ must likewise differ in
kind. But life is action and not production, and therefore the
slave is the minister of action. Again, a possession is spoken
of as a part is spoken of; for the part is not only a part of
something else, but wholly belongs to it; and this is also
true of a possession. The master is only the master of the
slave; he does not belong to him, whereas the slave is not
only the slave of his master, but wholly belongs to him. Hence
we see what is the nature and office of a slave; he who is by
nature not his own but another's man, is by nature a slave;
and he may be said to be another's man who, being a human
being, is also a possession. And a possession may be defined
as an instrument of action, separable from the possessor.
Book 1, Chapter 5
But is there any one thus intended by nature to be a slave,
and for whom such a condition is expedient and right, or
rather is not all slavery a violation of nature?
There is no difficulty in answering this question, on grounds
both of reason and of fact. For that some should rule and
others be ruled is a thing not only necessary, but expedient;
from the hour of their birth, some are marked out for
subjection, others for rule.
And there are many kinds both of rulers and subjects (and that
rule is the better which is exercised over better subjects-
for example, to rule over men is better than to rule over wild
beasts; for the work is better which is executed by better
workmen, and where one man rules and another is ruled, they
may be said to have a work); for in all things which form a
composite whole and which are made up of parts, whether
continuous or discrete, a distinction between the ruling and
the subject element comes to fight. Such a duality exists in
living creatures, but not in them only; it originates in the
constitution of the universe; even in things which have no
life there is a ruling principle, as in a musical mode. But we
are wandering from the subject. We will therefore restrict
ourselves to the living creature, which, in the first place,
consists of soul and body: and of these two, the one is by
nature the ruler, and the other the subject. But then we must
look for the intentions of nature in things which retain their
nature, and not in things which are corrupted. And therefore
we must study the man who is in the most perfect state both of
body and soul, for in him we shall see the true relation of
the two; although in bad or corrupted natures the body will
often appear to rule over the soul, because they are in an
evil and unnatural condition. At all events we may firstly
observe in living creatures both a despotical and a
constitutional rule; for the soul rules the body with a
despotical rule, whereas the intellect rules the appetites
with a constitutional and royal rule. And it is clear that the
rule of the soul over the body, and of the mind and the
rational element over the passionate, is natural and
expedient; whereas the equality of the two or the rule of the
inferior is always hurtful. The same holds good of animals in
relation to men; for tame animals have a better nature than
wild, and all tame animals are better off when they are ruled
by man; for then they are preserved. Again, the male is by
nature superior, and the female inferior; and the one rules,
and the other is ruled; this principle, of necessity, extends
to all mankind.
Where then there is such a difference as that between soul and
body, or between men and animals (as in the case of those
whose business is to use their body, and who can do nothing
better), the lower sort are by nature slaves, and it is better
for them as for all inferiors that they should be under the
rule of a master. For he who can be, and therefore is,
another's and he who participates in rational principle enough
to apprehend, but not to have, such a principle, is a slave by
nature. Whereas the lower animals cannot even apprehend a
principle; they obey their instincts. And indeed the use made
of slaves and of tame animals is not very different; for both
with their bodies minister to the needs of life. Nature would
like to distinguish between the bodies of freemen and slaves,
making the one strong for servile labor, the other upright,
and although useless for such services, useful for political
life in the arts both of war and peace. But the opposite often
happens- that some have the souls and others have the bodies
of freemen. And doubtless if men differed from one another in
the mere forms of their bodies as much as the statues of the
Gods do from men, all would acknowledge that the inferior
class should be slaves of the superior. And if this is true of
the body, how much more just that a similar distinction should
exist in the soul? but the beauty of the body is seen, whereas
the beauty of the soul is not seen. It is clear, then, that
some men are by nature free, and others slaves, and that for
these latter slavery is both expedient and right.
Book 1, Chapter 6
But that those who take the opposite view have in a certain
way right on their side, may be easily seen. For the words
slavery and slave are used in two senses. There is a slave or
slavery by law as well as by nature. The law of which I speak
is a sort of convention- the law by which whatever is taken in
war is supposed to belong to the victors. But this right many
jurists impeach, as they would an orator who brought forward
an unconstitutional measure: they detest the notion that,
because one man has the power of doing violence and is
superior in brute strength, another shall be his slave and
subject. Even among philosophers there is a difference of
opinion. The origin of the dispute, and what makes the views
invade each other's territory, is as follows: in some sense
virtue, when furnished with means, has actually the greatest
power of exercising force; and as superior power is only found
where there is superior excellence of some kind, power seems
to imply virtue, and the dispute to be simply one about
justice (for it is due to one party identifying justice with
goodwill while the other identifies it with the mere rule of
the stronger). If these views are thus set out separately, the
other views have no force or plausibility against the view
that the superior in virtue ought to rule, or be master.
Others, clinging, as they think, simply to a principle of
justice (for law and custom are a sort of justice), assume
that slavery in accordance with the custom of war is justified
by law, but at the same moment they deny this. For what if the
cause of the war be unjust? And again, no one would ever say
he is a slave who is unworthy to be a slave. Were this the
case, men of the highest rank would be slaves and the children
of slaves if they or their parents chance to have been taken
captive and sold. Wherefore Hellenes do not like to call
Hellenes slaves, but confine the term to barbarians. Yet, in
using this language, they really mean the natural slave of
whom we spoke at first; for it must be admitted that some are
slaves everywhere, others nowhere. The same principle applies
to nobility. Hellenes regard themselves as noble everywhere,
and not only in their own country, but they deem the
barbarians noble only when at home, thereby implying that
there are two sorts of nobility and freedom, the one absolute,
the other relative. The Helen of Theodectes says:
Who would presume to call me servant who am on both sides
sprung from the stem of the Gods?
What does this mean but that they distinguish freedom and
slavery, noble and humble birth, by the two principles of good
and evil? They think that as men and animals beget men and
animals, so from good men a good man springs. But this is what
nature, though she may intend it, cannot always accomplish.
We see then that there is some foundation for this difference
of opinion, and that all are not either slaves by nature or
freemen by nature, and also that there is in some cases a
marked distinction between the two classes, rendering it
expedient and right for the one to be slaves and the others to
be masters: the one practicing obedience, the others
exercising the authority and lordship which nature intended
them to have. The abuse of this authority is injurious to
both; for the interests of part and whole, of body and soul,
are the same, and the slave is a part of the master, a living
but separated part of his bodily frame. Hence, where the
relation of master and slave between them is natural they are
friends and have a common interest, but where it rests merely
on law and force the reverse is true.
Book 1, Chapter 7
The previous remarks are quite enough to show that the rule of
a master is not a constitutional rule, and that all the
different kinds of rule are not, as some affirm, the same with
each other. For there is one rule exercised over subjects who
are by nature free, another over subjects who are by nature
slaves. The rule of a household is a monarchy, for every house
is under one head: whereas constitutional rule is a government
of freemen and equals. The master is not called a master
because he has science, but because he is of a certain
character, and the same remark applies to the slave and the
freeman. Still there may be a science for the master and
science for the slave. The science of the slave would be such
as the man of Syracuse taught, who made money by instructing
slaves in their ordinary duties. And such a knowledge may be
carried further, so as to include cookery and similar menial
arts. For some duties are of the more necessary, others of the
more honorable sort; as the proverb says, 'slave before slave,
master before master.' But all such branches of knowledge are
servile. There is likewise a science of the master, which
teaches the use of slaves; for the master as such is
concerned, not with the acquisition, but with the use of them.
Yet this so-called science is not anything great or wonderful;
for the master need only know how to order that which the
slave must know how to execute. Hence those who are in a
position which places them above toil have stewards who attend
to their households while they occupy themselves with
philosophy or with politics. But the art of acquiring slaves,
I mean of justly acquiring them, differs both from the art of
the master and the art of the slave, being a species of
hunting or war. Enough of the distinction between master and
slave.
Book 1, Chapter 8
Let us now inquire into property generally, and into the art
of getting wealth, in accordance with our usual method, for a
slave has been shown to be a part of property. The first
question is whether the art of getting wealth is the same with
the art of managing a household or a part of it, or
instrumental to it; and if the last, whether in the way that
the art of making shuttles is instrumental to the art of
weaving, or in the way that the casting of bronze is
instrumental to the art of the statuary, for they are not
instrumental in the same way, but the one provides tools and
the other material; and by material I mean the substratum out
of which any work is made; thus wool is the material of the
weaver, bronze of the statuary. Now it is easy to see that the
art of household management is not identical with the art of
getting wealth, for the one uses the material which the other
provides. For the art which uses household stores can be no
other than the art of household management. There is, however,
a doubt whether the art of getting wealth is a part of
household management or a distinct art. If the getter of
wealth has to consider whence wealth and property can be
procured, but there are many sorts of property and riches,
then are husbandry, and the care and provision of food in
general, parts of the wealth-getting art or distinct arts?
Again, there are many sorts of food, and therefore there are
many kinds of lives both of animals and men; they must all
have food, and the differences in their food have made
differences in their ways of life. For of beasts, some are
gregarious, others are solitary; they live in the way which is
best adapted to sustain them, accordingly as they are
carnivorous or herbivorous or omnivorous: and their habits are
determined for them by nature in such a manner that they may
obtain with greater facility the food of their choice. But, as
different species have different tastes, the same things are
not naturally pleasant to all of them; and therefore the lives
of carnivorous or herbivorous animals further differ among
themselves. In the lives of men too there is a great
difference. The laziest are shepherds, who lead an idle life,
and get their subsistence without trouble from tame animals;
their flocks having to wander from place to place in search of
pasture, they are compelled to follow them, cultivating a sort
of living farm. Others support themselves by hunting, which is
of different kinds. Some, for example, are brigands, others,
who dwell near lakes or marshes or rivers or a sea in which
there are fish, are fishermen, and others live by the pursuit
of birds or wild beasts. The greater number obtain a living
from the cultivated fruits of the soil. Such are the modes of
subsistence which prevail among those whose industry springs
up of itself, and whose food is not acquired by exchange and
retail trade- there is the shepherd, the husbandman, the
brigand, the fisherman, the hunter. Some gain a comfortable
maintenance out of two employments, eking out the deficiencies
of one of them by another: thus the life of a shepherd may be
combined with that of a brigand, the life of a farmer with
that of a hunter. Other modes of life are similarly combined
in any way which the needs of men may require. Property, in
the sense of a bare livelihood, seems to be given by nature
herself to all, both when they are first born, and when they
are grown up. For some animals bring forth, together with
their offspring, so much food as will last until they are able
to supply themselves; of this the vermiparous or oviparous
animals are an instance; and the viviparous animals have up to
a certain time a supply of food for their young in themselves,
which is called milk. In like manner we may infer that, after
the birth of animals, plants exist for their sake, and that
the other animals exist for the sake of man, the tame for use
and food, the wild, if not all at least the greater part of
them, for food, and for the provision of clothing and various
instruments. Now if nature makes nothing incomplete, and
nothing in vain, the inference must be that she has made all
animals for the sake of man. And so, in one point of view, the
art of war is a natural art of acquisition, for the art of
acquisition includes hunting, an art which we ought to
practice against wild beasts, and against men who, though
intended by nature to be governed, will not submit; for war of
such a kind is naturally just.
Of the art of acquisition then there is one kind which by
nature is a part of the management of a household, in so far
as the art of household management must either find ready to
hand, or itself provide, such things necessary to life, and
useful for the community of the family or state, as can be
stored. They are the elements of true riches; for the amount
of property which is needed for a good life is not unlimited,
although Solon in one of his poems says that
No bound to riches has been fixed for man.
But there is a boundary fixed, just as there is in the other
arts; for the instruments of any art are never unlimited,
either in number or size, and riches may be defined as a
number of instruments to be used in a household or in a state.
And so we see that there is a natural art of acquisition which
is practiced by managers of households and by statesmen, and
what is the reason of this.
Book 1, Chapter 9
There is another variety of the art of acquisition which is
commonly and rightly called an art of wealth-getting, and has
in fact suggested the notion that riches and property have no
limit. Being nearly connected with the preceding, it is often
identified with it. But though they are not very different,
neither are they the same. The kind already described is given
by nature, the other is gained by experience and art.
Let us begin our discussion of the question with the following
considerations:
Of everything which we possess there are two uses: both belong
to the thing as such, but not in the same manner, for one is
the proper, and the other the improper or secondary use of it.
For example, a shoe is used for wear, and is used for
exchange; both are uses of the shoe. He who gives a shoe in
exchange for money or food to him who wants one, does indeed
use the shoe as a shoe, but this is not its proper or primary
purpose, for a shoe is not made to be an object of barter. The
same may be said of all possessions, for the art of exchange
extends to all of them, and it arises at first from what is
natural, from the circumstance that some have too little,
others too much. Hence we may infer that retail trade is not a
natural part of the art of getting wealth; had it been so, men
would have ceased to exchange when they had enough. In the
first community, indeed, which is the family, this art is
obviously of no use, but it begins to be useful when the
society increases. For the members of the family originally
had all things in common; later, when the family divided into
parts, the parts shared in many things, and different parts in
different things, which they had to give in exchange for what
they wanted, a kind of barter which is still practiced among
barbarous nations who exchange with one another the
necessaries of life and nothing more; giving and receiving
wine, for example, in exchange for coin, and the like. This
sort of barter is not part of the wealth-getting art and is
not contrary to nature, but is needed for the satisfaction of
men's natural wants. The other or more complex form of
exchange grew, as might have been inferred, out of the
simpler. When the inhabitants of one country became more
dependent on those of another, and they imported what they
needed, and exported what they had too much of, money
necessarily came into use. For the various necessaries of life
are not easily carried about, and hence men agreed to employ
in their dealings with each other something which was
intrinsically useful and easily applicable to the purposes of
life, for example, iron, silver, and the like. Of this the
value was at first measured simply by size and weight, but in
process of time they put a stamp upon it, to save the trouble
of weighing and to mark the value.
When the use of coin had once been discovered, out of the
barter of necessary articles arose the other art of wealth
getting, namely, retail trade; which was at first probably a
simple matter, but became more complicated as soon as men
learned by experience whence and by what exchanges the
greatest profit might be made. Originating in the use of coin,
the art of getting wealth is generally thought to be chiefly
concerned with it, and to be the art which produces riches and
wealth; having to consider how they may be accumulated.
Indeed, riches is assumed by many to be only a quantity of
coin, because the arts of getting wealth and retail trade are
concerned with coin. Others maintain that coined money is a
mere sham, a thing not natural, but conventional only,
because, if the users substitute another commodity for it, it
is worthless, and because it is not useful as a means to any
of the necessities of life, and, indeed, he who is rich in
coin may often be in want of necessary food. But how can that
be wealth of which a man may have a great abundance and yet
perish with hunger, like Midas in the fable, whose insatiable
prayer turned everything that was set before him into gold?
Hence men seek after a better notion of riches and of the art
of getting wealth than the mere acquisition of coin, and they
are right. For natural riches and the natural art of wealth-
getting are a different thing; in their true form they are
part of the management of a household; whereas retail trade is
the art of producing wealth, not in every way, but by
exchange. And it is thought to be concerned with coin; for
coin is the unit of exchange and the measure or limit of it.
And there is no bound to the riches which spring from this art
of wealth getting. As in the art of medicine there is no limit
to the pursuit of health, and as in the other arts there is no
limit to the pursuit of their several ends, for they aim at
accomplishing their ends to the uttermost (but of the means
there is a limit, for the end is always the limit), so, too,
in this art of wealth-getting there is no limit of the end,
which is riches of the spurious kind, and the acquisition of
wealth. But the art of wealth-getting which consists in
household management, on the other hand, has a limit; the
unlimited acquisition of wealth is not its business. And,
therefore, in one point of view, all riches must have a limit;
nevertheless, as a matter of fact, we find the opposite to be
the case; for all getters of wealth increase their hoard of
coin without limit. The source of the confusion is the near
connection between the two kinds of wealth-getting; in either,
the instrument is the same, although the use is different, and
so they pass into one another; for each is a use of the same
property, but with a difference: accumulation is the end in
the one case, but there is a further end in the other. Hence
some persons are led to believe that getting wealth is the
object of household management, and the whole idea of their
lives is that they ought either to increase their money
without limit, or at any rate not to lose it. The origin of
this disposition in men is that they are intent upon living
only, and not upon living well; and, as their desires are
unlimited they also desire that the means of gratifying them
should be without limit. Those who do aim at a good life seek
the means of obtaining bodily pleasures; and, since the
enjoyment of these appears to depend on property, they are
absorbed in getting wealth: and so there arises the second
species of wealth-getting. For, as their enjoyment is in
excess, they seek an art which produces the excess of
enjoyment; and, if they are not able to supply their pleasures
by the art of getting wealth, they try other arts, using in
turn every faculty in a manner contrary to nature. The quality
of courage, for example, is not intended to make wealth, but
to inspire confidence; neither is this the aim of the
general's or of the physician's art; but the one aims at
victory and the other at health. Nevertheless, some men turn
every quality or art into a means of getting wealth; this they
conceive to be the end, and to the promotion of the end they
think all things must contribute.
Thus, then, we have considered the art of wealth-getting which
is unnecessary, and why men want it; and also the necessary
art of wealth-getting, which we have seen to be different from
the other, and to be a natural part of the art of managing a
household, concerned with the provision of food, not, however,
like the former kind, unlimited, but having a limit.
Book 1, Chapter 10
And we have found the answer to our original question, Whether
the art of getting wealth is the business of the manager of a
household and of the statesman or not their business? viz.,
that wealth is presupposed by them. For as political science
does not make men, but takes them from nature and uses them,
so too nature provides them with earth or sea or the like as a
source of food. At this stage begins the duty of the manager
of a household, who has to order the things which nature
supplies; he may be compared to the weaver who has not to make
but to use wool, and to know, too, what sort of wool is good
and serviceable or bad and unserviceable. Were this otherwise,
it would be difficult to see why the art of getting wealth is
a part of the management of a household and the art of
medicine not; for surely the members of a household must have
health just as they must have life or any other necessary. The
answer is that as from one point of view the master of the
house and the ruler of the state have to consider about
health, from another point of view not they but the physician;
so in one way the art of household management, in another way
the subordinate art, has to consider about wealth. But,
strictly speaking, as I have already said, the means of life
must be provided beforehand by nature; for the business of
nature is to furnish food to that which is born, and the food
of the offspring is always what remains over of that from
which it is produced. Wherefore the art of getting wealth out
of fruits and animals is always natural.
There are two sorts of wealth-getting, as I have said; one is
a part of household management, the other is retail trade: the
former necessary and honorable, while that which consists in
exchange is justly censured; for it is unnatural, and a mode
by which men gain from one another. The most hated sort, and
with the greatest reason, is usury, which makes a gain out of
money itself, and not from the natural object of it. For money
was intended to be used in exchange, but not to increase at
interest. And this term interest, which means the birth of
money from money, is applied to the breeding of money because
the offspring resembles the parent. Wherefore of an modes of
getting wealth this is the most unnatural.
Book 1, Chapter 11
Enough has been said about the theory of wealth-getting; we
will now proceed to the practical part. The discussion of such
matters is not unworthy of philosophy, but to be engaged in
them practically is illiberal and irksome. The useful parts of
wealth-getting are, first, the knowledge of livestock- which
are most profitable, and where, and how- as, for example, what
sort of horses or sheep or oxen or any other animals are most
likely to give a return. A man ought to know which of these
pay better than others, and which pay best in particular
places, for some do better in one place and some in another.
Secondly, husbandry, which may be either tillage or planting,
and the keeping of bees and of fish, or fowl, or of any
animals which may be useful to man. These are the divisions of
the true or proper art of wealth-getting and come first. Of
the other, which consists in exchange, the first and most
important division is commerce (of which there are three
kinds- the provision of a ship, the conveyance of goods,
exposure for sale- these again differing as they are safer or
more profitable), the second is usury, the third, service for
hire- of this, one kind is employed in the mechanical arts,
the other in unskilled and bodily labor. There is still a
third sort of wealth getting intermediate between this and the
first or natural mode which is partly natural, but is also
concerned with exchange, viz., the industries that make their
profit from the earth, and from things growing from the earth
which, although they bear no fruit, are nevertheless
profitable; for example, the cutting of timber and all mining.
The art of mining, by which minerals are obtained, itself has
many branches, for there are various kinds of things dug out
of the earth. Of the several divisions of wealth-getting I now
speak generally; a minute consideration of them might be
useful in practice, but it would be tiresome to dwell upon
them at greater length now.
Those occupations are most truly arts in which there is the
least element of chance; they are the meanest in which the
body is most deteriorated, the most servile in which there is
the greatest use of the body, and the most illiberal in which
there is the least need of excellence.
Works have been written upon these subjects by various
persons; for example, by Chares the Parian, and Apollodorus
the Lemnian, who have treated of Tillage and Planting, while
others have treated of other branches; any one who cares for
such matters may refer to their writings. It would be well
also to collect the scattered stories of the ways in which
individuals have succeeded in amassing a fortune; for all this
is useful to persons who value the art of getting wealth.
There is the anecdote of Thales the Milesian and his financial
device, which involves a principle of universal application,
but is attributed to him on account of his reputation for
wisdom. He was reproached for his poverty, which was supposed
to show that philosophy was of no use. According to the story,
he knew by his skill in the stars while it was yet winter that
there would be a great harvest of olives in the coming year;
so, having a little money, he gave deposits for the use of all
the olive-presses in Chios and Miletus, which he hired at a
low price because no one bid against him. When the harvest-
time came, and many were wanted all at once and of a sudden,
he let them out at any rate which he pleased, and made a
quantity of money. Thus he showed the world that philosophers
can easily be rich if they like, but that their ambition is of
another sort. He is supposed to have given a striking proof of
his wisdom, but, as I was saying, his device for getting
wealth is of universal application, and is nothing but the
creation of a monopoly. It is an art often practiced by cities
when they are want of money; they make a monopoly of
provisions.
There was a man of Sicily, who, having money deposited with
him, bought up an the iron from the iron mines; afterwards,
when the merchants from their various markets came to buy, he
was the only seller, and without much increasing the price he
gained 200 per cent. Which when Dionysius heard, he told him
that he might take away his money, but that he must not remain
at Syracuse, for he thought that the man had discovered a way
of making money which was injurious to his own interests. He
made the same discovery as Thales; they both contrived to
create a monopoly for themselves. And statesmen as well ought
to know these things; for a state is often as much in want of
money and of such devices for obtaining it as a household, or
even more so; hence some public men devote themselves entirely
to finance.
Book 1, Chapter 12
Of household management we have seen that there are three
parts- one is the rule of a master over slaves, which has been
discussed already, another of a father, and the third of a
husband. A husband and father, we saw, rules over wife and
children, both free, but the rule differs, the rule over his
children being a royal, over his wife a constitutional rule.
For although there may be exceptions to the order of nature,
the male is by nature fitter for command than the female, just
as the elder and full-grown is superior to the younger and
more immature. But in most constitutional states the citizens
rule and are ruled by turns, for the idea of a constitutional
state implies that the natures of the citizens are equal, and
do not differ at all. Nevertheless, when one rules and the
other is ruled we endeavor to create a difference of outward
forms and names and titles of respect, which may be
illustrated by the saying of Amasis about his foot-pan. The
relation of the male to the female is of this kind, but there
the inequality is permanent. The rule of a father over his
children is royal, for he rules by virtue both of love and of
the respect due to age, exercising a kind of royal power. And
therefore Homer has appropriately called Zeus 'father of Gods
and men,' because he is the king of them all. For a king is
the natural superior of his subjects, but he should be of the
same kin or kind with them, and such is the relation of elder
and younger, of father and son.
Book 1, Chapter 13
Thus it is clear that household management attends more to men
than to the acquisition of inanimate things, and to human
excellence more than to the excellence of property which we
call wealth, and to the virtue of freemen more than to the
virtue of slaves. A question may indeed be raised, whether
there is any excellence at all in a slave beyond and higher
than merely instrumental and ministerial qualities- whether he
can have the virtues of temperance, courage, justice, and the
like; or whether slaves possess only bodily and ministerial
qualities. And, whichever way we answer the question, a
difficulty arises; for, if they have virtue, in what will they
differ from freemen? On the other hand, since they are men and
share in rational principle, it seems absurd to say that they
have no virtue. A similar question may be raised about women
and children, whether they too have virtues: ought a woman to
be temperate and brave and just, and is a child to be called
temperate, and intemperate, or note So in general we may ask
about the natural ruler, and the natural subject, whether they
have the same or different virtues. For if a noble nature is
equally required in both, why should one of them always rule,
and the other always be ruled? Nor can we say that this is a
question of degree, for the difference between ruler and
subject is a difference of kind, which the difference of more
and less never is. Yet how strange is the supposition that the
one ought, and that the other ought not, to have virtue! For
if the ruler is intemperate and unjust, how can he rule well?
If the subject, how can he obey well? If he be licentious and
cowardly, he will certainly not do his duty. It is evident,
therefore, that both of them must have a share of virtue, but
varying as natural subjects also vary among themselves. Here
the very constitution of the soul has shown us the way; in it
one part naturally rules, and the other is subject, and the
virtue of the ruler we in maintain to be different from that
of the subject; the one being the virtue of the rational, and
the other of the irrational part. Now, it is obvious that the
same principle applies generally, and therefore almost all
things rule and are ruled according to nature. But the kind of
rule differs; the freeman rules over the slave after another
manner from that in which the male rules over the female, or
the man over the child; although the parts of the soul are
present in an of them, they are present in different degrees.
For the slave has no deliberative faculty at all; the woman
has, but it is without authority, and the child has, but it is
immature. So it must necessarily be supposed to be with the
moral virtues also; all should partake of them, but only in
such manner and degree as is required by each for the
fulfillment of his duty. Hence the ruler ought to have moral
virtue in perfection, for his function, taken absolutely,
demands a master artificer, and rational principle is such an
artificer; the subjects, oil the other hand, require only that
measure of virtue which is proper to each of them. Clearly,
then, moral virtue belongs to all of them; but the temperance
of a man and of a woman, or the courage and justice of a man
and of a woman, are not, as Socrates maintained, the same; the
courage of a man is shown in commanding, of a woman in
obeying. And this holds of all other virtues, as will be more
clearly seen if we look at them in detail, for those who say
generally that virtue consists in a good disposition of the
soul, or in doing rightly, or the like, only deceive
themselves. Far better than such definitions is their mode of
speaking, who, like Gorgias, enumerate the virtues. All
classes must be deemed to have their special attributes; as
the poet says of women,
Silence is a woman's glory,
but this is not equally the glory of man. The child is
imperfect, and therefore obviously his virtue is not relative
to himself alone, but to the perfect man and to his teacher,
and in like manner the virtue of the slave is relative to a
master. Now we determined that a slave is useful for the wants
of life, and therefore he will obviously require only so much
virtue as will prevent him from failing in his duty through
cowardice or lack of self-control. Some one will ask whether,
if what we are saying is true, virtue will not be required
also in the artisans, for they often fail in their work
through the lack of self control? But is there not a great
difference in the two cases? For the slave shares in his
master's life; the artisan is less closely connected with him,
and only attains excellence in proportion as he becomes a
slave. The meaner sort of mechanic has a special and separate
slavery; and whereas the slave exists by nature, not so the
shoemaker or other artisan. It is manifest, then, that the
master ought to be the source of such excellence in the slave,
and not a mere possessor of the art of mastership which trains
the slave in his duties. Wherefore they are mistaken who
forbid us to converse with slaves and say that we should
employ command only, for slaves stand even more in need of
admonition than children.
So much for this subject; the relations of husband and wife,
parent and child, their several virtues, what in their
intercourse with one another is good, and what is evil, and
how we may pursue the good and good and escape the evil, will
have to be discussed when we speak of the different forms of
government. For, inasmuch as every family is a part of a
state, and these relationships are the parts of a family, and
the virtue of the part must have regard to the virtue of the
whole, women and children must be trained by education with an
eye to the constitution, if the virtues of either of them are
supposed to make any difference in the virtues of the state.
And they must make a difference: for the children grow up to
be citizens, and half the free persons in a state are women.
Of these matters, enough has been said; of what remains, let
us speak at another time. Regarding, then, our present inquiry
as complete, we will make a new beginning. And, first, let us
examine the various theories of a perfect state.
Book 2, Chapter 1
OUR PURPOSE is to consider what form of political community is
best of all for those who are most able to realize their ideal
of life. We must therefore examine not only this but other
constitutions, both such as actually exist in well-governed
states, and any theoretical forms which are held in esteem;
that what is good and useful may be brought to light. And let
no one suppose that in seeking for something beyond them we
are anxious to make a sophistical display at any cost; we only
undertake this inquiry because all the constitutions with
which we are acquainted are faulty.
We will begin with the natural beginning of the subject. Three
alternatives are conceivable: The members of a state must
either have (1) all things or (2) nothing in common, or (3)
some things in common and some not. That they should have
nothing in common is clearly impossible, for the constitution
is a community, and must at any rate have a common place- one
city will be in one place, and the citizens are those who
share in that one city. But should a well ordered state have
all things, as far as may be, in common, or some only and not
others? For the citizens might conceivably have wives and
children and property in common, as Socrates proposes in the
Republic of Plato. Which is better, our present condition, or
the proposed new order of society.
Book 2, Chapter 2
There are many difficulties in the community of women. And the
principle on which Socrates rests the necessity of such an
institution evidently is not established by his arguments.
Further, as a means to the end which he ascribes to the state,
the scheme, taken literally is impracticable, and how we are
to interpret it is nowhere precisely stated. I am speaking of
the premise from which the argument of Socrates proceeds,
'that the greater the unity of the state the better.' Is it
not obvious that a state may at length attain such a degree of
unity as to be no longer a state? since the nature of a state
is to be a plurality, and in tending to greater unity, from
being a state, it becomes a family, and from being a family,
an individual; for the family may be said to be more than the
state, and the individual than the family. So that we ought
not to attain this greatest unity even if we could, for it
would be the destruction of the state. Again, a state is not
made up only of so many men, but of different kinds of men;
for similars do not constitute a state. It is not like a
military alliance The usefulness of the latter depends upon
its quantity even where there is no difference in quality (for
mutual protection is the end aimed at), just as a greater
weight of anything is more useful than a less (in like manner,
a state differs from a nation, when the nation has not its
population organized in villages, but lives an Arcadian sort
of life); but the elements out of which a unity is to be
formed differ in kind. Wherefore the principle of
compensation, as I have already remarked in the Ethics, is the
salvation of states. Even among freemen and equals this is a
principle which must be maintained, for they cannot an rule
together, but must change at the end of a year or some other
period of time or in some order of succession. The result is
that upon this plan they all govern; just as if shoemakers and
carpenters were to exchange their occupations, and the same
persons did not always continue shoemakers and carpenters. And
since it is better that this should be so in politics as well,
it is clear that while there should be continuance of the same
persons in power where this is possible, yet where this is not
possible by reason of the natural equality of the citizens,
and at the same time it is just that an should share in the
government (whether to govern be a good thing or a bad), an
approximation to this is that equals should in turn retire
from office and should, apart from official position, be
treated alike. Thus the one party rule and the others are
ruled in turn, as if they were no longer the same persons. In
like manner when they hold office there is a variety in the
offices held. Hence it is evident that a city is not by nature
one in that sense which some persons affirm; and that what is
said to be the greatest good of cities is in reality their
destruction; but surely the good of things must be that which
preserves them. Again, in another point of view, this extreme
unification of the state is clearly not good; for a family is
more self-sufficing than an individual, and a city than a
family, and a city only comes into being when the community is
large enough to be self-sufficing. If then self-sufficiency is
to be desired, the lesser degree of unity is more desirable
than the greater.
Book 2, Chapter 3
But, even supposing that it were best for the community to
have the greatest degree of unity, this unity is by no means
proved to follow from the fact 'of all men saying "mine" and
"not mine" at the same instant of time,' which, according to
Socrates, is the sign of perfect unity in a state. For the
word 'all' is ambiguous. If the meaning be that every
individual says 'mine' and 'not mine' at the same time, then
perhaps the result at which Socrates aims may be in some
degree accomplished; each man will call the same person his
own son and the same person his wife, and so of his property
and of all that falls to his lot. This, however, is not the
way in which people would speak who had their had their wives
and children in common; they would say 'all' but not 'each.'
In like manner their property would be described as belonging
to them, not severally but collectively. There is an obvious
fallacy in the term 'all': like some other words, 'both,'
'odd,' 'even,' it is ambiguous, and even in abstract argument
becomes a source of logical puzzles. That all persons call the
same thing mine in the sense in which each does so may be a
fine thing, but it is impracticable; or if the words are taken
in the other sense, such a unity in no way conduces to
harmony. And there is another objection to the proposal. For
that which is common to the greatest number has the least care
bestowed upon it. Every one thinks chiefly of his own, hardly
at all of the common interest; and only when he is himself
concerned as an individual. For besides other considerations,
everybody is more inclined to neglect the duty which he
expects another to fulfill; as in families many attendants are
often less useful than a few. Each citizen will have a
thousand sons who will not be his sons individually but
anybody will be equally the son of anybody, and will therefore
be neglected by all alike. Further, upon this principle, every
one will use the word 'mine' of one who is prospering or the
reverse, however small a fraction he may himself be of the
whole number; the same boy will be 'so and so's son,' the son
of each of the thousand, or whatever be the number of the
citizens; and even about this he will not be positive; for it
is impossible to know who chanced to have a child, or whether,
if one came into existence, it has survived. But which is
better- for each to say 'mine' in this way, making a man the
same relation to two thousand or ten thousand citizens, or to
use the word 'mine' in the ordinary and more restricted sense?
For usually the same person is called by one man his own son
whom another calls his own brother or cousin or kinsman- blood
relation or connection by marriage either of himself or of
some relation of his, and yet another his clansman or
tribesman; and how much better is it to be the real cousin of
somebody than to be a son after Plato's fashion! Nor is there
any way of preventing brothers and children and fathers and
mothers from sometimes recognizing one another; for children
are born like their parents, and they will necessarily be
finding indications of their relationship to one another.
Geographers declare such to be the fact; they say that in part
of Upper Libya, where the women are common, nevertheless the
children who are born are assigned to their respective fathers
on the ground of their likeness. And some women, like the
females of other animals- for example, mares and cows- have a
strong tendency to produce offspring resembling their parents,
as was the case with the Pharsalian mare called Honest.
Book 2, Chapter 4
Other evils, against which it is not easy for the authors of
such a community to guard, will be assaults and homicides,
voluntary as well as involuntary, quarrels and slanders, all
which are most unholy acts when committed against fathers and
mothers and near relations, but not equally unholy when there
is no relationship. Moreover, they are much more likely to
occur if the relationship is unknown, and, when they have
occurred, the customary expiations of them cannot be made.
Again, how strange it is that Socrates, after having made the
children common, should hinder lovers from carnal intercourse
only, but should permit love and familiarities between father
and son or between brother and brother, than which nothing can
be more unseemly, since even without them love of this sort is
improper. How strange, too, to forbid intercourse for no other
reason than the violence of the pleasure, as though the
relationship of father and son or of brothers with one another
made no difference.
This community of wives and children seems better suited to
the husbandmen than to the guardians, for if they have wives
and children in common, they will be bound to one another by
weaker ties, as a subject class should be, and they will
remain obedient and not rebel. In a word, the result of such a
law would be just the opposite of which good laws ought to
have, and the intention of Socrates in making these
regulations about women and children would defeat itself. For
friendship we believe to be the greatest good of states and
the preservative of them against revolutions; neither is there
anything which Socrates so greatly lauds as the unity of the
state which he and all the world declare to be created by
friendship. But the unity which he commends would be like that
of the lovers in the Symposium, who, as Aristophanes says,
desire to grow together in the excess of their affection, and
from being two to become one, in which case one or both would
certainly perish. Whereas in a state having women and children
common, love will be watery; and the father will certainly not
say 'my son,' or the son 'my father.' As a little sweet wine
mingled with a great deal of water is imperceptible in the
mixture, so, in this sort of community, the idea of
relationship which is based upon these names will be lost;
there is no reason why the so-called father should care about
the son, or the son about the father, or brothers about one
another. Of the two qualities which chiefly inspire regard and
affection- that a thing is your own and that it is your only
one-neither can exist in such a state as this.
Again, the transfer of children as soon as they are born from
the rank of husbandmen or of artisans to that of guardians,
and from the rank of guardians into a lower rank, will be very
difficult to arrange; the givers or transferrers cannot but
know whom they are giving and transferring, and to whom. And
the previously mentioned evils, such as assaults, unlawful
loves, homicides, will happen more often amongst those who are
transferred to the lower classes, or who have a place assigned
to them among the guardians; for they will no longer call the
members of the class they have left brothers, and children,
and fathers, and mothers, and will not, therefore, be afraid
of committing any crimes by reason of consanguinity. Touching
the community of wives and children, let this be our
conclusion.
Book 2, Chapter 5
Next let us consider what should be our arrangements about
property: should the citizens of the perfect state have their
possessions in common or not? This question may be discussed
separately from the enactments about women and children. Even
supposing that the women and children belong to individuals,
according to the custom which is at present universal, may
there not be an advantage in having and using possessions in
common? Three cases are possible: (1) the soil may be
appropriated, but the produce may be thrown for consumption
into the common stock; and this is the practice of some
nations. Or (2), the soil may be common, and may be cultivated
in common, but the produce divided among individuals for their
private use; this is a form of common property which is said
to exist among certain barbarians. Or (3), the soil and the
produce may be alike common.
When the husbandmen are not the owners, the case will be
different and easier to deal with; but when they till the
ground for themselves the question of ownership will give a
world of trouble. If they do not share equally enjoyments and
toils, those who labor much and get little will necessarily
complain of those who labor little and receive or consume
much. But indeed there is always a difficulty in men living
together and having all human relations in common, but
especially in their having common property. The partnerships
of fellow-travelers are an example to the point; for they
generally fall out over everyday matters and quarrel about any
trifle which turns up. So with servants: we are most able to
take offense at those with whom we most we most frequently
come into contact in daily life.
These are only some of the disadvantages which attend the
community of property; the present arrangement, if improved as
it might be by good customs and laws, would be far better, and
would have the advantages of both systems. Property should be
in a certain sense common, but, as a general rule, private;
for, when everyone has a distinct interest, men will not
complain of one another, and they will make more progress,
because every one will be attending to his own business. And
yet by reason of goodness, and in respect of use, 'Friends,'
as the proverb says, 'will have all things common.' Even now
there are traces of such a principle, showing that it is not
impracticable, but, in well-ordered states, exists already to
a certain extent and may be carried further. For, although
every man has his own property, some things he will place at
the disposal of his friends, while of others he shares the use
with them. The Lacedaemonians, for example, use one another's
slaves, and horses, and dogs, as if they were their own; and
when they lack provisions on a journey, they appropriate what
they find in the fields throughout the country. It is clearly
better that property should be private, but the use of it
common; and the special business of the legislator is to
create in men this benevolent disposition. Again, how
immeasurably greater is the pleasure, when a man feels a thing
to be his own; for surely the love of self is a feeling
implanted by nature and not given in vain, although
selfishness is rightly censured; this, however, is not the
mere love of self, but the love of self in excess, like the
miser's love of money; for all, or almost all, men love money
and other such objects in a measure. And further, there is the
greatest pleasure in doing a kindness or service to friends or
guests or companions, which can only be rendered when a man
has private property. These advantages are lost by excessive
unification of the state. The exhibition of two virtues,
besides, is visibly annihilated in such a state: first,
temperance towards women (for it is an honorable action to
abstain from another's wife for temperance' sake); secondly,
liberality in the matter of property. No one, when men have
all things in common, will any longer set an example of
liberality or do any liberal action; for liberality consists
in the use which is made of property.
Such legislation may have a specious appearance of
benevolence; men readily listen to it, and are easily induced
to believe that in some wonderful manner everybody will become
everybody's friend, especially when some one is heard
denouncing the evils now existing in states, suits about
contracts, convictions for perjury, flatteries of rich men and
the like, which are said to arise out of the possession of
private property. These evils, however, are due to a very
different cause- the wickedness of human nature. Indeed, we
see that there is much more quarrelling among those who have
all things in common, though there are not many of them when
compared with the vast numbers who have private property.
Again, we ought to reckon, not only the evils from which the
citizens will be saved, but also the advantages which they
will lose. The life which they are to lead appears to be quite
impracticable. The error of Socrates must be attributed to the
false notion of unity from which he starts. Unity there should
be, both of the family and of the state, but in some respects
only. For there is a point at which a state may attain such a
degree of unity as to be no longer a state, or at which,
without actually ceasing to exist, it will become an inferior
state, like harmony passing into unison, or rhythm which has
been reduced to a single foot. The state, as I was saying, is
a plurality which should be united and made into a community
by education; and it is strange that the author of a system of
education which he thinks will make the state virtuous, should
expect to improve his citizens by regulations of this sort,
and not by philosophy or by customs and laws, like those which
prevail at Sparta and Crete respecting common meals, whereby
the legislator has made property common. Let us remember that
we should not disregard the experience of ages; in the
multitude of years these things, if they were good, would
certainly not have been unknown; for almost everything has
been found out, although sometimes they are not put together;
in other cases men do not use the knowledge which they have.
Great light would be thrown on this subject if we could see
such a form of government in the actual process of
construction; for the legislator could not form a state at all
without distributing and dividing its constituents into
associations for common meals, and into phratries and tribes.
But all this legislation ends only in forbidding agriculture
to the guardians, a prohibition which the Lacedaemonians try
to enforce already.
But, indeed, Socrates has not said, nor is it easy to decide,
what in such a community will be the general form of the
state. The citizens who are not guardians are the majority,
and about them nothing has been determined: are the
husbandmen, too, to have their property in common? Or is each
individual to have his own? And are the wives and children to
be individual or common. If, like the guardians, they are to
have all things in common, what do they differ from them, or
what will they gain by submitting to their government? Or,
upon what principle would they submit, unless indeed the
governing class adopt the ingenious policy of the Cretans, who
give their slaves the same institutions as their own, but
forbid them gymnastic exercises and the possession of arms.
If, on the other hand, the inferior classes are to be like
other cities in respect of marriage and property, what will be
the form of the community? Must it not contain two states in
one, each hostile to the other He makes the guardians into a
mere occupying garrison, while the husbandmen and artisans and
the rest are the real citizens. But if so the suits and
quarrels, and all the evils which Socrates affirms to exist in
other states, will exist equally among them. He says indeed
that, having so good an education, the citizens will not need
many laws, for example laws about the city or about the
markets; but then he confines his education to the guardians.
Again, he makes the husbandmen owners of the property upon
condition of their paying a tribute. But in that case they are
likely to be much more unmanageable and conceited than the
Helots, or Penestae, or slaves in general. And whether
community of wives and property be necessary for the lower
equally with the higher class or not, and the questions akin
to this, what will be the education, form of government, laws
of the lower class, Socrates has nowhere determined: neither
is it easy to discover this, nor is their character of small
importance if the common life of the guardians is to be
maintained.
Again, if Socrates makes the women common, and retains private
property, the men will see to the fields, but who will see to
the house? And who will do so if the agricultural class have
both their property and their wives in common? Once more: it
is absurd to argue, from the analogy of the animals, that men
and women should follow the same pursuits, for animals have
not to manage a household. The government, too, as constituted
by Socrates, contains elements of danger; for he makes the
same persons always rule. And if this is often a cause of
disturbance among the meaner sort, how much more among high-
spirited warriors? But that the persons whom he makes rulers
must be the same is evident; for the gold which the God
mingles in the souls of men is not at one time given to one,
at another time to another, but always to the same: as he
says, 'God mingles gold in some, and silver in others, from
their very birth; but brass and iron in those who are meant to
be artisans and husbandmen.' Again, he deprives the guardians
even of happiness, and says that the legislator ought to make
the whole state happy. But the whole cannot be happy unless
most, or all, or some of its parts enjoy happiness. In this
respect happiness is not like the even principle in numbers,
which may exist only in the whole, but in neither of the
parts; not so happiness. And if the guardians are not happy,
who are? Surely not the artisans, or the common people. The
Republic of which Socrates discourses has all these
difficulties, and others quite as great.
Book 2, Chapter 6
The same, or nearly the same, objections apply to Plato's
later work, the Laws, and therefore we had better examine
briefly the constitution which is therein described. In the
Republic, Socrates has definitely settled in all a few
questions only; such as the community of women and children,
the community of property, and the constitution of the state.
The population is divided into two classes- one of husbandmen,
and the other of warriors; from this latter is taken a third
class of counselors and rulers of the state. But Socrates has
not determined whether the husbandmen and artisans are to have
a share in the government, and whether they, too, are to carry
arms and share in military service, or not. He certainly
thinks that the women ought to share in the education of the
guardians, and to fight by their side. The remainder of the
work is filled up with digressions foreign to the main
subject, and with discussions about the education of the
guardians. In the Laws there is hardly anything but laws; not
much is said about the constitution. This, which he had
intended to make more of the ordinary type, he gradually
brings round to the other or ideal form. For with the
exception of the community of women and property, he supposes
everything to be the same in both states; there is to be the
same education; the citizens of both are to live free from
servile occupations, and there are to be common meals in both.
The only difference is that in the Laws, the common meals are
extended to women, and the warriors number 5000, but in the
Republic only 1000.
The discourses of Socrates are never commonplace; they always
exhibit grace and originality and thought; but perfection in
everything can hardly be expected. We must not overlook the
fact that the number of 5000 citizens, just now mentioned,
will require a territory as large as Babylon, or some other
huge site, if so many persons are to be supported in idleness,
together with their women and attendants, who will be a
multitude many times as great. In framing an ideal we may
assume what we wish, but should avoid impossibilities.
It is said that the legislator ought to have his eye directed
to two points- the people and the country. But neighboring
countries also must not be forgotten by him, firstly because
the state for which he legislates is to have a political and
not an isolated life. For a state must have such a military
force as will be serviceable against her neighbors, and not
merely useful at home. Even if the life of action is not
admitted to be the best, either for individuals or states,
still a city should be formidable to enemies, whether invading
or retreating.
There is another point: Should not the amount of property be
defined in some way which differs from this by being clearer?
For Socrates says that a man should have so much property as
will enable him to live temperately, which is only a way of
saying 'to live well'; this is too general a conception.
Further, a man may live temperately and yet miserably. A
better definition would be that a man must have so much
property as will enable him to live not only temperately but
liberally; if the two are parted, liberally will combine with
luxury; temperance will be associated with toil. For
liberality and temperance are the only eligible qualities
which have to do with the use of property. A man cannot use
property with mildness or courage, but temperately and
liberally he may; and therefore the practice of these virtues
is inseparable from property. There is an inconsistency, too,
in too, in equalizing the property and not regulating the
number of the citizens; the population is to remain unlimited,
and he thinks that it will be sufficiently equalized by a
certain number of marriages being unfruitful, however many are
born to others, because he finds this to be the case in
existing states. But greater care will be required than now;
for among ourselves, whatever may be the number of citizens,
the property is always distributed among them, and therefore
no one is in want; but, if the property were incapable of
division as in the Laws, the supernumeraries, whether few or
many, would get nothing. One would have thought that it was
even more necessary to limit population than property; and
that the limit should be fixed by calculating the chances of
mortality in the children, and of sterility in married
persons. The neglect of this subject, which in existing states
is so common, is a never-failing cause of poverty among the
citizens; and poverty is the parent of revolution and crime.
Pheidon the Corinthian, who was one of the most ardent
legislators, thought that the families and the number of
citizens ought to remain the same, although originally all the
lots may have been of different sizes: but in the Laws the
opposite principle is maintained. What in our opinion is the
right arrangement will have to be explained hereafter.
There is another omission in the Laws: Socrates does not tell
us how the rulers differ from their subjects; he only says
that they should be related as the warp and the woof, which
are made out of different wools. He allows that a man's whole
property may be increased fivefold, but why should not his
land also increase to a certain extent? Again, will the good
management of a household be promoted by his arrangement of
homesteads? For he assigns to each individual two homesteads
in separate places, and it is difficult to live in two houses.
The whole system of government tends to be neither democracy
nor oligarchy, but something in a mean between them, which is
usually called a polity, and is composed of the heavy-armed
soldiers. Now, if he intended to frame a constitution which
would suit the greatest number of states, he was very likely
right, but not if he meant to say that this constitutional
form came nearest to his first or ideal state; for many would
prefer the Lacedaemonian, or, possibly, some other more
aristocratic government. Some, indeed, say that the best
constitution is a combination of all existing forms, and they
praise the Lacedaemonian because it is made up of oligarchy,
monarchy, and democracy, the king forming the monarchy, and
the council of elders the oligarchy while the democratic
element is represented by the Ephors; for the Ephors are
selected from the people. Others, however, declare the
Ephoralty to be a tyranny, and find the element of democracy
in the common meals and in the habits of daily life. In the
Laws it is maintained that the best constitution is made up of
democracy and tyranny, which are either not constitutions at
all, or are the worst of all. But they are nearer the truth
who combine many forms; for the constitution is better which
is made up of more numerous elements. The constitution
proposed in the Laws has no element of monarchy at all; it is
nothing but oligarchy and democracy, leaning rather to
oligarchy. This is seen in the mode of appointing magistrates;
for although the appointment of them by lot from among those
who have been already selected combines both elements, the way
in which the rich are compelled by law to attend the assembly
and vote for magistrates or discharge other political duties,
while the rest may do as they like, and the endeavor to have
the greater number of the magistrates appointed out of the
richer classes and the highest officers selected from those
who have the greatest incomes, both these are oligarchical
features. The oligarchical principle prevails also in the
choice of the council, for all are compelled to choose, but
the compulsion extends only to the choice out of the first
class, and of an equal number out of the second class and out
of the third class, but not in this latter case to all the
voters but to those of the first three classes; and the
selection of candidates out of the fourth class is only
compulsory on the first and second. Then, from the persons so
chosen, he says that there ought to be an equal number of each
class selected. Thus a preponderance will be given to the
better sort of people, who have the larger incomes, because
many of the lower classes, not being compelled will not vote.
These considerations, and others which will be adduced when
the time comes for examining similar polities, tend to show
that states like Plato's should not be composed of democracy
and monarchy. There is also a danger in electing the
magistrates out of a body who are themselves elected; for, if
but a small number choose to combine, the elections will
always go as they desire. Such is the constitution which is
described in the Laws.
Book 2, Chapter 7
Other constitutions have been proposed; some by private
persons, others by philosophers and statesmen, which all come
nearer to established or existing ones than either of Plato's.
No one else has introduced such novelties as the community of
women and children, or public tables for women: other
legislators begin with what is necessary. In the opinion of
some, the regulation of property is the chief point of all,
that being the question upon which all revolutions turn. This
danger was recognized by Phaleas of Chalcedon, who was the
first to affirm that the citizens of a state ought to have
equal possessions. He thought that in a new colony the
equalization might be accomplished without difficulty, not so
easily when a state was already established; and that then the
shortest way of compassing the desired end would be for the
rich to give and not to receive marriage portions, and for the
poor not to give but to receive them.
Plato in the Laws was of opinion that, to a certain extent,
accumulation should be allowed, forbidding, as I have already
observed, any citizen to possess more than five times the
minimum qualification But those who make such laws should
remember what they are apt to forget- that the legislator who
fixes the amount of property should also fix the number of
children; for, if the children are too many for the property,
the law must be broken. And, besides the violation of the law,
it is a bad thing that many from being rich should become
poor; for men of ruined fortunes are sure to stir up
revolutions. That the equalization of property exercises an
influence on political society was clearly understood even by
some of the old legislators. Laws were made by Solon and
others prohibiting an individual from possessing as much land
as he pleased; and there are other laws in states which forbid
the sale of property: among the Locrians, for example, there
is a law that a man is not to sell his property unless he can
prove unmistakably that some misfortune has befallen him.
Again, there have been laws which enjoin the preservation of
the original lots. Such a law existed in the island of Leucas,
and the abrogation of it made the constitution too democratic,
for the rulers no longer had the prescribed qualification.
Again, where there is equality of property, the amount may be
either too large or too small, and the possessor may be living
either in luxury or penury. Clearly, then, the legislator
ought not only to aim at the equalization of properties, but
at moderation in their amount. Further, if he prescribe this
moderate amount equally to all, he will be no nearer the mark;
for it is not the possessions but the desires of mankind which
require to be equalized, and this is impossible, unless a
sufficient education is provided by the laws. But Phaleas will
probably reply that this is precisely what he means; and that,
in his opinion, there ought to be in states, not only equal
property, but equal education. Still he should tell precisely
what he means; and that, in his opinion, there ought to be in
be in having one and the same for all, if it is of a sort that
predisposes men to avarice, or ambition, or both. Moreover,
civil troubles arise, not only out of the inequality of
property, but out of the inequality of honor, though in
opposite ways. For the common people quarrel about the
inequality of property, the higher class about the equality of
honor; as the poet says,
The bad and good alike in honor share.
There are crimes of which the motive is want; and for these
Phaleas expects to find a cure in the equalization of
property, which will take away from a man the temptation to be
a highwayman, because he is hungry or cold. But want is not
the sole incentive to crime; men also wish to enjoy themselves
and not to be in a state of desire- they wish to cure some
desire, going beyond the necessities of life, which preys upon
them; nay, this is not the only reason- they may desire
superfluities in order to enjoy pleasures unaccompanied with
pain, and therefore they commit crimes.
Now what is the cure of these three disorders? Of the first,
moderate possessions and occupation; of the second, habits of
temperance; as to the third, if any desire pleasures which
depend on themselves, they will find the satisfaction of their
desires nowhere but in philosophy; for all other pleasures we
are dependent on others. The fact is that the greatest crimes
are caused by excess and not by necessity. Men do not become
tyrants in order that they may not suffer cold; and hence
great is the honor bestowed, not on him who kills a thief, but
on him who kills a tyrant. Thus we see that the institutions
of Phaleas avail only against petty crimes.
There is another objection to them. They are chiefly designed
to promote the internal welfare of the state. But the
legislator should consider also its relation to neighboring
nations, and to all who are outside of it. The government must
be organized with a view to military strength; and of this he
has said not a word. And so with respect to property: there
should not only be enough to supply the internal wants of the
state, but also to meet dangers coming from without. The
property of the state should not be so large that more
powerful neighbors may be tempted by it, while the owners are
unable to repel the invaders; nor yet so small that the state
is unable to maintain a war even against states of equal
power, and of the same character. Phaleas has not laid down
any rule; but we should bear in mind that abundance of wealth
is an advantage. The best limit will probably be, that a more
powerful neighbor must have no inducement to go to war with
you by reason of the excess of your wealth, but only such as
he would have had if you had possessed less. There is a story
that Eubulus, when Autophradates was going to besiege
Atarneus, told him to consider how long the operation would
take, and then reckon up the cost which would be incurred in
the time. 'For,' said he, 'I am willing for a smaller sum than
that to leave Atarneus at once.' These words of Eubulus made
an impression on Autophradates, and he desisted from the
siege.
The equalization of property is one of the things that tend to
prevent the citizens from quarrelling. Not that the gain in
this direction is very great. For the nobles will be
dissatisfied because they think themselves worthy of more than
an equal share of honors; and this is often found to be a
cause of sedition and revolution. And the avarice of mankind
is insatiable; at one time two obols was pay enough; but now,
when this sum has become customary, men always want more and
more without end; for it is of the nature of desire not to be
satisfied, and most men live only for the gratification of it.
The beginning of reform is not so much to equalize property as
to train the nobler sort of natures not to desire more, and to
prevent the lower from getting more; that is to say, they must
be kept down, but not ill-treated. Besides, the equalization
proposed by Phaleas is imperfect; for he only equalizes land,
whereas a man may be rich also in slaves, and cattle, and
money, and in the abundance of what are called his movables.
Now either all these things must be equalized, or some limit
must be imposed on them, or they must an be let alone. It
would appear that Phaleas is legislating for a small city
only, if, as he supposes, all the artisans are to be public
slaves and not to form a supplementary part of the body of
citizens. But if there is a law that artisans are to be public
slaves, it should only apply to those engaged on public works,
as at Epidamnus, or at Athens on the plan which Diophantus
once introduced.
From these observations any one may judge how far Phaleas was
wrong or right in his ideas.
Book 2, Chapter 8
Hippodamus, the son of Euryphon, a native of Miletus, the same
who invented the art of planning cities, and who also laid out
the Piraeus- a strange man, whose fondness for distinction led
him into a general eccentricity of life, which made some think
him affected (for he would wear flowing hair and expensive
ornaments; but these were worn on a cheap but warm garment
both in winter and summer); he, besides aspiring to be an
adept in the knowledge of nature, was the first person not a
statesman who made inquiries about the best form of
government.
The city of Hippodamus was composed of 10,000 citizens divided
into three parts- one of artisans, one of husbandmen, and a
third of armed defenders of the state. He also divided the
land into three parts, one sacred, one public, the third
private: the first was set apart to maintain the customary
worship of the Gods, the second was to support the warriors,
the third was the property of the husbandmen. He also divided
laws into three classes, and no more, for he maintained that
there are three subjects of lawsuits- insult, injury, and
homicide. He likewise instituted a single final court of
appeal, to which all causes seeming to have been improperly
decided might be referred; this court he formed of elders
chosen for the purpose. He was further of opinion that the
decisions of the courts ought not to be given by the use of a
voting pebble, but that every one should have a tablet on
which he might not only write a simple condemnation, or leave
the tablet blank for a simple acquittal; but, if he partly
acquitted and partly condemned, he was to distinguish
accordingly. To the existing law he objected that it obliged
the judges to be guilty of perjury, whichever way they voted.
He also enacted that those who discovered anything for the
good of the state should be honored; and he provided that the
children of citizens who died in battle should be maintained
at the public expense, as if such an enactment had never been
heard of before, yet it actually exists at Athens and in other
places. As to the magistrates, he would have them all elected
by the people, that is, by the three classes already
mentioned, and those who were elected were to watch over the
interests of the public, of strangers, and of orphans. These
are the most striking points in the constitution of
Hippodamus. There is not much else.
The first of these proposals to which objection may be taken
is the threefold division of the citizens. The artisans, and
the husbandmen, and the warriors, all have a share in the
government. But the husbandmen have no arms, and the artisans
neither arms nor land, and therefore they become all but
slaves of the warrior class. That they should share in all the
offices is an impossibility; for generals and guardians of the
citizens, and nearly all the principal magistrates, must be
taken from the class of those who carry arms. Yet, if the two
other classes have no share in the government, how can they be
loyal citizens? It may be said that those who have arms must
necessarily be masters of both the other classes, but this is
not so easily accomplished unless they are numerous; and if
they are, why should the other classes share in the government
at all, or have power to appoint magistrates? Further, what
use are farmers to the city? Artisans there must be, for these
are wanted in every city, and they can live by their craft, as
elsewhere; and the husbandmen too, if they really provided the
warriors with food, might fairly have a share in the
government. But in the republic of Hippodamus they are
supposed to have land of their own, which they cultivate for
their private benefit. Again, as to this common land out of
which the soldiers are maintained, if they are themselves to
be the cultivators of it, the warrior class will be identical
with the husbandmen, although the legislator intended to make
a distinction between them. If, again, there are to be other
cultivators distinct both from the husbandmen, who have land
of their own, and from the warriors, they will make a fourth
class, which has no place in the state and no share in
anything. Or, if the same persons are to cultivate their own
lands, and those of the public as well, they will have
difficulty in supplying the quantity of produce which will
maintain two households: and why, in this case, should there
be any division, for they might find food themselves and give
to the warriors from the same land and the same lots? There is
surely a great confusion in all this.
Neither is the law to commended which says that the judges,
when a simple issue is laid before them, should distinguish in
their judgement; for the judge is thus converted into an
arbitrator. Now, in an arbitration, although the arbitrators
are many, they confer with one another about the decision, and
therefore they can distinguish; but in courts of law this is
impossible, and, indeed, most legislators take pains to
prevent the judges from holding any communication with one
another. Again, will there not be confusion if the judge
thinks that damages should be given, but not so much as the
suitor demands? He asks, say, for twenty minae, and the judge
allows him ten minae (or in general the suitor asks for more
and the judge allows less), while another judge allows five,
another four minae. In this way they will go on splitting up
the damages, and some will grant the whole and others nothing:
how is the final reckoning to be taken? Again, no one contends
that he who votes for a simple acquittal or condemnation
perjures himself, if the indictment has been laid in an
unqualified form; and this is just, for the judge who acquits
does not decide that the defendant owes nothing, but that he
does not owe the twenty minae. He only is guilty of perjury
who thinks that the defendant ought not to pay twenty minae,
and yet condemns him.
To honor those who discover anything which is useful to the
state is a proposal which has a specious sound, but cannot
safely be enacted by law, for it may encourage informers, and
perhaps even lead to political commotions. This question
involves another. It has been doubted whether it is or is not
expedient to make any changes in the laws of a country, even
if another law be better. Now, if an changes are inexpedient,
we can hardly assent to the proposal of Hippodamus; for, under
pretense of doing a public service, a man may introduce
measures which are really destructive to the laws or to the
constitution. But, since we have touched upon this subject,
perhaps we had better go a little into detail, for, as I was
saying, there is a difference of opinion, and it may sometimes
seem desirable to make changes. Such changes in the other arts
and sciences have certainly been beneficial; medicine, for
example, and gymnastic, and every other art and craft have
departed from traditional usage. And, if politics be an art,
change must be necessary in this as in any other art. That
improvement has occurred is shown by the fact that old customs
are exceedingly simple and barbarous. For the ancient Hellenes
went about armed and bought their brides of each other. The
remains of ancient laws which have come down to us are quite
absurd; for example, at Cumae there is a law about murder, to
the effect that if the accuser produce a certain number of
witnesses from among his own kinsmen, the accused shall be
held guilty. Again, men in general desire the good, and not
merely what their fathers had. But the primeval inhabitants,
whether they were born of the earth or were the survivors of
some destruction, may be supposed to have been no better than
ordinary or even foolish people among ourselves (such is
certainly the tradition concerning the earth-born men); and it
would be ridiculous to rest contented with their notions. Even
when laws have been written down, they ought not always to
remain unaltered. As in other sciences, so in politics, it is
impossible that all things should be precisely set down in
writing; for enactments must be universal, but actions are
concerned with particulars. Hence we infer that sometimes and
in certain cases laws may be changed; but when we look at the
matter from another point of view, great caution would seem to
be required. For the habit of lightly changing the laws is an
evil, and, when the advantage is small, some errors both of
lawgivers and rulers had better be left; the citizen will not
gain so much by making the change as he will lose by the habit
of disobedience. The analogy of the arts is false; a change in
a law is a very different thing from a change in an art. For
the law has no power to command obedience except that of
habit, which can only be given by time, so that a readiness to
change from old to new laws enfeebles the power of the law.
Even if we admit that the laws are to be changed, are they all
to be changed, and in every state? And are they to be changed
by anybody who likes, or only by certain persons? These are
very important questions; and therefore we had better reserve
the discussion of them to a more suitable occasion.
Book 2, Chapter 9
In the governments of Lacedaemon and Crete, and indeed in all
governments, two points have to be considered: first, whether
any particular law is good or bad, when compared with the
perfect state; secondly, whether it is or is not consistent
with the idea and character which the lawgiver has set before
his citizens. That in a well-ordered state the citizens should
have leisure and not have to provide for their daily wants is
generally acknowledged, but there is a difficulty in seeing
how this leisure is to be attained. The Thessalian Penestae
have often risen against their masters, and the Helots in like
manner against the Lacedaemonians, for whose misfortunes they
are always lying in wait. Nothing, however, of this kind has
as yet happened to the Cretans; the reason probably is that
the neighboring cities, even when at war with one another,
never form an alliance with rebellious serfs, rebellions not
being for their interest, since they themselves have a
dependent population. Whereas all the neighbors of the
Lacedaemonians, whether Argives, Messenians, or Arcadians,
were their enemies. In Thessaly, again, the original revolt of
the slaves occurred because the Thessalians were still at war
with the neighboring Achaeans, Perrhaebians, and Magnesians.
Besides, if there were no other difficulty, the treatment or
management of slaves is a troublesome affair; for, if not kept
in hand, they are insolent, and think that they are as good as
their masters, and, if harshly treated, they hate and conspire
against them. Now it is clear that when these are the results
the citizens of a state have not found out the secret of
managing their subject population.
Again, the license of the Lacedaemonian women defeats the
intention of the Spartan constitution, and is adverse to the
happiness of the state. For, a husband and wife being each a
part of every family, the state may be considered as about
equally divided into men and women; and, therefore, in those
states in which the condition of the women is bad, half the
city may be regarded as having no laws. And this is what has
actually happened at Sparta; the legislator wanted to make the
whole state hardy and temperate, and he has carried out his
intention in the case of the men, but he has neglected the
women, who live in every sort of intemperance and luxury. The
consequence is that in such a state wealth is too highly
valued, especially if the citizen fall under the dominion of
their wives, after the manner of most warlike races, except
the Celts and a few others who openly approve of male loves.
The old mythologer would seem to have been right in uniting
Ares and Aphrodite, for all warlike races are prone to the
love either of men or of women. This was exemplified among the
Spartans in the days of their greatness; many things were
managed by their women. But what difference does it make
whether women rule, or the rulers are ruled by women? The
result is the same. Even in regard to courage, which is of no
use in daily life, and is needed only in war, the influence of
the Lacedaemonian women has been most mischievous. The evil
showed itself in the Theban invasion, when, unlike the women
other cities, they were utterly useless and caused more
confusion than the enemy. This license of the Lacedaemonian
women existed from the earliest times, and was only what might
be expected. For, during the wars of the Lacedaemonians, first
against the Argives, and afterwards against the Arcadians and
Messenians, the men were long away from home, and, on the
return of peace, they gave themselves into the legislator's
hand, already prepared by the discipline of a soldier's life
(in which there are many elements of virtue), to receive his
enactments. But, when Lycurgus, as tradition says, wanted to
bring the women under his laws, they resisted, and he gave up
the attempt. These then are the causes of what then happened,
and this defect in the constitution is clearly to be
attributed to them. We are not, however, considering what is
or is not to be excused, but what is right or wrong, and the
disorder of the women, as I have already said, not only gives
an air of indecorum to the constitution considered in itself,
but tends in a measure to foster avarice.
The mention of avarice naturally suggests a criticism on the
inequality of property. While some of the Spartan citizen have
quite small properties, others have very large ones; hence the
land has passed into the hands of a few. And this is due also
to faulty laws; for, although the legislator rightly holds up
to shame the sale or purchase of an inheritance, he allows
anybody who likes to give or bequeath it. Yet both practices
lead to the same result. And nearly two-fifths of the whole
country are held by women; this is owing to the number of
heiresses and to the large dowries which are customary. It
would surely have been better to have given no dowries at all,
or, if any, but small or moderate ones. As the law now stands,
a man may bestow his heiress on any one whom he pleases, and,
if he die intestate, the privilege of giving her away descends
to his heir. Hence, although the country is able to maintain
1500 cavalry and 30,000 hoplites, the whole number of Spartan
citizens fell below 1000. The result proves the faulty nature
of their laws respecting property; for the city sank under a
single defeat; the want of men was their ruin. There is a
tradition that, in the days of their ancient kings, they were
in the habit of giving the rights of citizenship to strangers,
and therefore, in spite of their long wars, no lack of
population was experienced by them; indeed, at one time Sparta
is said to have numbered not less than 10,000 citizens Whether
this statement is true or not, it would certainly have been
better to have maintained their numbers by the equalization of
property. Again, the law which relates to the procreation of
children is adverse to the correction of this inequality. For
the legislator, wanting to have as many Spartans as he could,
encouraged the citizens to have large families; and there is a
law at Sparta that the father of three sons shall be exempt
from military service, and he who has four from all the
burdens of the state. Yet it is obvious that, if there were
many children, the land being distributed as it is, many of
them must necessarily fall into poverty.
The Lacedaemonian constitution is defective in another point;
I mean the Ephoralty. This magistracy has authority in the
highest matters, but the Ephors are chosen from the whole
people, and so the office is apt to fall into the hands of
very poor men, who, being badly off, are open to bribes. There
have been many examples at Sparta of this evil in former
times; and quite recently, in the matter of the Andrians,
certain of the Ephors who were bribed did their best to ruin
the state. And so great and tyrannical is their power, that
even the kings have been compelled to court them, so that, in
this way as well together with the royal office, the whole
constitution has deteriorated, and from being an aristocracy
has turned into a democracy. The Ephoralty certainly does keep
the state together; for the people are contented when they
have a share in the highest office, and the result, whether
due to the legislator or to chance, has been advantageous. For
if a constitution is to be permanent, all the parts of the
state must wish that it should exist and the same arrangements
be maintained. This is the case at Sparta, where the kings
desire its permanence because they have due honor in their own
persons; the nobles because they are represented in the
council of elders (for the office of elder is a reward of
virtue); and the people, because all are eligible to the
Ephoralty. The election of Ephors out of the whole people is
perfectly right, but ought not to be carried on in the present
fashion, which is too childish. Again, they have the decision
of great causes, although they are quite ordinary men, and
therefore they should not determine them merely on their own
judgment, but according to written rules, and to the laws.
Their way of life, too, is not in accordance with the spirit
of the constitution- they have a deal too much license;
whereas, in the case of the other citizens, the excess of
strictness is so intolerable that they run away from the law
into the secret indulgence of sensual pleasures.
Again, the council of elders is not free from defects. It may
be said that the elders are good men and well trained in manly
virtue; and that, therefore, there is an advantage to the
state in having them. But that judges of important causes
should hold office for life is a disputable thing, for the
mind grows old as well as the body. And when men have been
educated in such a manner that even the legislator himself
cannot trust them, there is real danger. Many of the elders
are well known to have taken bribes and to have been guilty of
partiality in public affairs. And therefore they ought not to
be irresponsible; yet at Sparta they are so. But (it may be
replied), 'All magistracies are accountable to the Ephors.'
Yes, but this prerogative is too great for them, and we
maintain that the control should be exercised in some other
manner. Further, the mode in which the Spartans elect their
elders is childish; and it is improper that the person to be
elected should canvass for the office; the worthiest should be
appointed, whether he chooses or not. And here the legislator
clearly indicates the same intention which appears in other
parts of his constitution; he would have his citizens
ambitious, and he has reckoned upon this quality in the
election of the elders; for no one would ask to be elected if
he were not. Yet ambition and avarice, almost more than any
other passions, are the motives of crime.
Whether kings are or are not an advantage to states, I will
consider at another time; they should at any rate be chosen,
not as they are now, but with regard to their personal life
and conduct. The legislator himself obviously did not suppose
that he could make them really good men; at least he shows a
great distrust of their virtue. For this reason the Spartans
used to join enemies with them in the same embassy, and the
quarrels between the kings were held to be conservative of the
state.
Neither did the first introducer of the common meals, called
'phiditia,' regulate them well. The entertainment ought to
have been provided at the public cost, as in Crete; but among
the Lacedaemonians every one is expected to contribute, and
some of them are too poor to afford the expense; thus the
intention of the legislator is frustrated. The common meals
were meant to be a popular institution, but the existing
manner of regulating them is the reverse of popular. For the
very poor can scarcely take part in them; and, according to
ancient custom, those who cannot contribute are not allowed to
retain their rights of citizenship.
The law about the Spartan admirals has often been censured,
and with justice; it is a source of dissension, for the kings
are perpetual generals, and this office of admiral is but the
setting up of another king.
The charge which Plato brings, in the Laws, against the
intention of the legislator, is likewise justified; the whole
constitution has regard to one part of virtue only- the virtue
of the soldier, which gives victory in war. So long as they
were at war, therefore, their power was preserved, but when
they had attained empire they fell for of the arts of peace
they knew nothing, and had never engaged in any employment
higher than war. There is another error, equally great, into
which they have fallen. Although they truly think that the
goods for which men contend are to be acquired by virtue
rather than by vice, they err in supposing that these goods
are to be preferred to the virtue which gains them.
Once more: the revenues of the state are ill-managed; there is
no money in the treasury, although they are obliged to carry
on great wars, and they are unwilling to pay taxes. The
greater part of the land being in the hands of the Spartans,
they do not look closely into one another's contributions. The
result which the legislator has produced is the reverse of
beneficial; for he has made his city poor, and his citizens
greedy.
Enough respecting the Spartan constitution, of which these are
the principal defects.
Book 2, Chapter 10
The Cretan constitution nearly resembles the Spartan, and in
some few points is quite as good; but for the most part less
perfect in form. The older constitutions are generally less
elaborate than the later, and the Lacedaemonian is said to be,
and probably is, in a very great measure, a copy of the
Cretan. According to tradition, Lycurgus, when he ceased to be
the guardian of King Charillus, went abroad and spent most of
his time in Crete. For the two countries are nearly connected;
the Lyctians are a colony of the Lacedaemonians, and the
colonists, when they came to Crete, adopted the constitution
which they found existing among the inhabitants. Even to this
day the Perioeci, or subject population of Crete, are governed
by the original laws which Minos is supposed to have enacted.
The island seems to be intended by nature for dominion in
Hellas, and to be well situated; it extends right across the
sea, around which nearly all the Hellenes are settled; and
while one end is not far from the Peloponnese, the other
almost reaches to the region of Asia about Triopium and
Rhodes. Hence Minos acquired the empire of the sea, subduing
some of the islands and colonizing others; at last he invaded
Sicily, where he died near Camicus.
The Cretan institutions resemble the Lacedaemonian. The Helots
are the husbandmen of the one, the Perioeci of the other, and
both Cretans and Lacedaemonians have common meals, which were
anciently called by the Lacedaemonians not 'phiditia' but
'andria'; and the Cretans have the same word, the use of which
proves that the common meals originally came from Crete.
Further, the two constitutions are similar; for the office of
the Ephors is the same as that of the Cretan Cosmi, the only
difference being that whereas the Ephors are five, the Cosmi
are ten in number. The elders, too, answer to the elders in
Crete, who are termed by the Cretans the council. And the
kingly office once existed in Crete, but was abolished, and
the Cosmi have now the duty of leading them in war. All
classes share in the ecclesia, but it can only ratify the
decrees of the elders and the Cosmi.
The common meals of Crete are certainly better managed than
the Lacedaemonian; for in Lacedaemon every one pays so much
per head, or, if he fails, the law, as I have already
explained, forbids him to exercise the rights of citizenship.
But in Crete they are of a more popular character. There, of
all the fruits of the earth and cattle raised on the public
lands, and of the tribute which is paid by the Perioeci, one
portion is assigned to the Gods and to the service of the
state, and another to the common meals, so that men, women,
and children are all supported out of a common stock. The
legislator has many ingenious ways of securing moderation in
eating, which he conceives to be a gain; he likewise
encourages the separation of men from women, lest they should
have too many children, and the companionship of men with one
another- whether this is a good or bad thing I shall have an
opportunity of considering at another time. But that the
Cretan common meals are better ordered than the Lacedaemonian
there can be no doubt.
On the other hand, the Cosmi are even a worse institution than
the Ephors, of which they have all the evils without the good.
Like the Ephors, they are any chance persons, but in Crete
this is not counterbalanced by a corresponding political
advantage. At Sparta every one is eligible, and the body of
the people, having a share in the highest office, want the
constitution to be permanent. But in Crete the Cosmi are
elected out of certain families, and not out of the whole
people, and the elders out of those who have been Cosmi.
The same criticism may be made about the Cretan, which has
been already made about the Lacedaemonian elders. Their
irresponsibility and life tenure is too great a privilege, and
their arbitrary power of acting upon their own judgment, and
dispensing with written law, is dangerous. It is no proof of
the goodness of the institution that the people are not
discontented at being excluded from it. For there is no profit
to be made out of the office as out of the Ephoralty, since,
unlike the Ephors, the Cosmi, being in an island, are removed
from temptation.
The remedy by which they correct the evil of this institution
is an extraordinary one, suited rather to a close oligarchy
than to a constitutional state. For the Cosmi are often
expelled by a conspiracy of their own colleagues, or of
private individuals; and they are allowed also to resign
before their term of office has expired. Surely all matters of
this kind are better regulated by law than by the will of man,
which is a very unsafe rule. Worst of all is the suspension of
the office of Cosmi, a device to which the nobles often have
recourse when they will not submit to justice. This shows that
the Cretan government, although possessing some of the
characteristics of a constitutional state, is really a close
oligarchy.
The nobles have a habit, too, of setting up a chief; they get
together a party among the common people and their own friends
and then quarrel and fight with one another. What is this but
the temporary destruction of the state and dissolution of
society? A city is in a dangerous condition when those who are
willing are also able to attack her. But, as I have already
said, the island of Crete is saved by her situation; distance
has the same effect as the Lacedaemonian prohibition of
strangers; and the Cretans have no foreign dominions. This is
the reason why the Perioeci are contented in Crete, whereas
the Helots are perpetually revolting. But when lately foreign
invaders found their way into the island, the weakness of the
Cretan constitution was revealed. Enough of the government of
Crete.
Book 2, Chapter 11
The Carthaginians are also considered to have an excellent
form of government, which differs from that of any other state
in several respects, though it is in some very like the
Lacedaemonian. Indeed, all three states- the Lacedaemonian,
the Cretan, and the Carthaginian- nearly resemble one another,
and are very different from any others. Many of the
Carthaginian institutions are excellent The superiority of
their constitution is proved by the fact that the common
people remain loyal to the constitution the Carthaginians have
never had any rebellion worth speaking of, and have never been
under the rule of a tyrant.
Among the points in which the Carthaginian constitution
resembles the Lacedaemonian are the following: The common
tables of the clubs answer to the Spartan phiditia, and their
magistracy of the 104 to the Ephors; but, whereas the Ephors
are any chance persons, the magistrates of the Carthaginians
are elected according to merit- this is an improvement. They
have also their kings and their gerusia, or council of elders,
who correspond to the kings and elders of Sparta. Their kings,
unlike the Spartan, are not always of the same family, nor
that an ordinary one, but if there is some distinguished
family they are selected out of it and not appointed by
senority- this is far better. Such officers have great power,
and therefore, if they are persons of little worth, do a great
deal of harm, and they have already done harm at Lacedaemon.
Most of the defects or deviations from the perfect state, for
which the Carthaginian constitution would be censured, apply
equally to all the forms of government which we have
mentioned. But of the deflections from aristocracy and
constitutional government, some incline more to democracy and
some to oligarchy. The kings and elders, if unanimous, may
determine whether they will or will not bring a matter before
the people, but when they are not unanimous, the people decide
on such matters as well. And whatever the kings and elders
bring before the people is not only heard but also determined
by them, and any one who likes may oppose it; now this is not
permitted in Sparta and Crete. That the magistrates of five
who have under them many important matters should be co-opted,
that they should choose the supreme council of 100, and should
hold office longer than other magistrates (for they are
virtually rulers both before and after they hold office)-
these are oligarchical features; their being without salary
and not elected by lot, and any similar points, such as the
practice of having all suits tried by the magistrates, and not
some by one class of judges or jurors and some by another, as
at Lacedaemon, are characteristic of aristocracy. The
Carthaginian constitution deviates from aristocracy and
inclines to oligarchy, chiefly on a point where popular
opinion is on their side. For men in general think that
magistrates should be chosen not only for their merit, but for
their wealth: a man, they say, who is poor cannot rule well-
he has not the leisure. If, then, election of magistrates for
their wealth be characteristic of oligarchy, and election for
merit of aristocracy, there will be a third form under which
the constitution of Carthage is comprehended; for the
Carthaginians choose their magistrates, and particularly the
highest of them- their kings and generals- with an eye both to
merit and to wealth.
But we must acknowledge that, in thus deviating from
aristocracy, the legislator has committed an error. Nothing is
more absolutely necessary than to provide that the highest
class, not only when in office, but when out of office, should
have leisure and not disgrace themselves in any way; and to
this his attention should be first directed. Even if you must
have regard to wealth, in order to secure leisure, yet it is
surely a bad thing that the greatest offices, such as those of
kings and generals, should be bought. The law which allows
this abuse makes wealth of more account than virtue, and the
whole state becomes avaricious. For, whenever the chiefs of
the state deem anything honorable, the other citizens are sure
to follow their example; and, where virtue has not the first
place, their aristocracy cannot be firmly established. Those
who have been at the expense of purchasing their places will
be in the habit of repaying themselves; and it is absurd to
suppose that a poor and honest man will be wanting to make
gains, and that a lower stamp of man who has incurred a great
expense will not. Wherefore they should rule who are able to
rule best. And even if the legislator does not care to protect
the good from poverty, he should at any rate secure leisure
for them when in office.
It would seem also to be a bad principle that the same person
should hold many offices, which is a favorite practice among
the Carthaginians, for one business is better done by one man.
The legislator should see to this and should not appoint the
same person to be a flute-player and a shoemaker. Hence, where
the state is large, it is more in accordance both with
constitutional and with democratic principles that the offices
of state should be distributed among many persons. For, as I
said, this arrangement is fairer to all, and any action
familiarized by repetition is better and sooner performed. We
have a proof in military and naval matters; the duties of
command and of obedience in both these services extend to all.
The government of the Carthaginians is oligarchical, but they
successfully escape the evils of oligarchy by enriching one
portion of the people after another by sending them to their
colonies. This is their panacea and the means by which they
give stability to the state. Accident favors them, but the
legislator should be able to provide against revolution
without trusting to accidents. As things are, if any
misfortune occurred, and the bulk of the subjects revolted,
there would be no way of restoring peace by legal methods.
Such is the character of the Lacedaemonian, Cretan, and
Carthaginian constitutions, which are justly celebrated.
Book 2, Chapter 12
Of those who have treated of governments, some have never
taken any part at all in public affairs, but have passed their
lives in a private station; about most of them, what was worth
telling has been already told. Others have been lawgivers,
either in their own or in foreign cities, whose affairs they
have administered; and of these some have only made laws,
others have framed constitutions; for example, Lycurgus and
Solon did both. Of the Lacedaemonian constitution I have
already spoken. As to Solon, he is thought by some to have
been a good legislator, who put an end to the exclusiveness of
the oligarchy, emancipated the people, established the ancient
Athenian democracy, and harmonized the different elements of
the state. According to their view, the council of Areopagus
was an oligarchical element, the elected magistracy,
aristocratical, and the courts of law, democratical. The truth
seems to be that the council and the elected magistracy
existed before the time of Solon, and were retained by him,
but that he formed the courts of law out of an the citizens,
thus creating the democracy, which is the very reason why he
is sometimes blamed. For in giving the supreme power to the
law courts, which are elected by lot, he is thought to have
destroyed the non-democratic element. When the law courts grew
powerful, to please the people who were now playing the tyrant
the old constitution was changed into the existing democracy.
Ephialtes and Pericles curtailed the power of the Areopagus;
Pericles also instituted the payment of the juries, and thus
every demagogue in turn increased the power of the democracy
until it became what we now see. All this is true; it seems,
however, to be the result of circumstances, and not to have
been intended by Solon. For the people, having been
instrumental in gaining the empire of the sea in the Persian
War, began to get a notion of itself, and followed worthless
demagogues, whom the better class opposed. Solon, himself,
appears to have given the Athenians only that power of
electing to offices and calling to account the magistrates
which was absolutely necessary; for without it they would have
been in a state of slavery and enmity to the government. All
the magistrates he appointed from the notables and the men of
wealth, that is to say, from the pentacosio-medimni, or from
the class called zeugitae, or from a third class of so-called
knights or cavalry. The fourth class were laborers who had no
share in any magistracy.
Mere legislators were Zaleucus, who gave laws to the
Epizephyrian Locrians, and Charondas, who legislated for his
own city of Catana, and for the other Chalcidian cities in
Italy and Sicily. Some people attempt to make out that
Onomacritus was the first person who had any special skill in
legislation, and that he, although a Locrian by birth, was
trained in Crete, where he lived in the exercise of his
prophetic art; that Thales was his companion, and that
Lycurgus and Zaleucus were disciples of Thales, as Charondas
was of Zaleucus. But their account is quite inconsistent with
chronology.
There was also Philolaus, the Corinthian, who gave laws to the
Thebans. This Philolaus was one of the family of the
Bacchiadae, and a lover of Diocles, the Olympic victor, who
left Corinth in horror of the incestuous passion which his
mother Halcyone had conceived for him, and retired to Thebes,
where the two friends together ended their days. The
inhabitants still point out their tombs, which are in full
view of one another, but one is visible from the Corinthian
territory, the other not. Tradition says the two friends
arranged them thus, Diocles out of horror at his misfortunes,
so that the land of Corinth might not be visible from his
tomb; Philolaus that it might. This is the reason why they
settled at Thebes, and so Philolaus legislated for the
Thebans, and, besides some other enactments, gave them laws
about the procreation of children, which they call the 'Laws
of Adoption.' These laws were peculiar to him, and were
intended to preserve the number of the lots.
In the legislation of Charondas there is nothing remarkable,
except the suits against false witnesses. He is the first who
instituted denunciation for perjury. His laws are more exact
and more precisely expressed than even those of our modern
legislators.
(Characteristic of Phaleas is the equalization of property; of
Plato, the community of women, children, and property, the
common meals of women, and the law about drinking, that the
sober shall be masters of the feast; also the training of
soldiers to acquire by practice equal skill with both hands,
so that one should be as useful as the other.)
Draco has left laws, but he adapted them to a constitution
which already existed, and there is no peculiarity in them
which is worth mentioning, except the greatness and severity
of the punishments.
Pittacus, too, was only a lawgiver, and not the author of a
constitution; he has a law which is peculiar to him, that, if
a drunken man do something wrong, he shall be more heavily
punished than if he were sober; he looked not to the excuse
which might be offered for the drunkard, but only to
expediency, for drunken more often than sober people commit
acts of violence.
Androdamas of Rhegium gave laws to the Chalcidians of Thrace.
Some of them relate to homicide, and to heiresses; but there
is nothing remarkable in them.
And here let us conclude our inquiry into the various
constitutions which either actually exist, or have been
devised by theorists.
Book 3, Chapter 1
HE who would inquire into the essence and attributes of
various kinds of governments must first of all determine 'What
is a state?' At present this is a disputed question. Some say
that the state has done a certain act; others, no, not the
state, but the oligarchy or the tyrant. And the legislator or
statesman is concerned entirely with the state; a constitution
or government being an arrangement of the inhabitants of a
state. But a state is composite, like any other whole made up
of many parts; these are the citizens, who compose it. It is
evident, therefore, that we must begin by asking, Who is the
citizen, and what is the meaning of the term? For here again
there may be a difference of opinion. He who is a citizen in a
democracy will often not be a citizen in an oligarchy. Leaving
out of consideration those who have been made citizens, or who
have obtained the name of citizen any other accidental manner,
we may say, first, that a citizen is not a citizen because he
lives in a certain place, for resident aliens and slaves share
in the place; nor is he a citizen who has no legal right
except that of suing and being sued; for this right may be
enjoyed under the provisions of a treaty. Nay, resident aliens
in many places do not possess even such rights completely, for
they are obliged to have a patron, so that they do but
imperfectly participate in citizenship, and we call them
citizens only in a qualified sense, as we might apply the term
to children who are too young to be on the register, or to old
men who have been relieved from state duties. Of these we do
not say quite simply that they are citizens, but add in the
one case that they are not of age, and in the other, that they
are past the age, or something of that sort; the precise
expression is immaterial, for our meaning is clear. Similar
difficulties to those which I have mentioned may be raised and
answered about deprived citizens and about exiles. But the
citizen whom we are seeking to define is a citizen in the
strictest sense, against whom no such exception can be taken,
and his special characteristic is that he shares in the
administration of justice, and in offices. Now of offices some
are discontinuous, and the same persons are not allowed to
hold them twice, or can only hold them after a fixed interval;
others have no limit of time- for example, the office of a
dicast or ecclesiast. It may, indeed, be argued that these are
not magistrates at all, and that their functions give them no
share in the government. But surely it is ridiculous to say
that those who have the power do not govern. Let us not dwell
further upon this, which is a purely verbal question; what we
want is a common term including both dicast and ecclesiast.
Let us, for the sake of distinction, call it 'indefinite
office,' and we will assume that those who share in such
office are citizens. This is the most comprehensive definition
of a citizen, and best suits all those who are generally so
called.
But we must not forget that things of which the underlying
principles differ in kind, one of them being first, another
second, another third, have, when regarded in this relation,
nothing, or hardly anything, worth mentioning in common. Now
we see that governments differ in kind, and that some of them
are prior and that others are posterior; those which are
faulty or perverted are necessarily posterior to those which
are perfect. (What we mean by perversion will be hereafter
explained.) The citizen then of necessity differs under each
form of government; and our definition is best adapted to the
citizen of a democracy; but not necessarily to other states.
For in some states the people are not acknowledged, nor have
they any regular assembly, but only extraordinary ones; and
suits are distributed by sections among the magistrates. At
Lacedaemon, for instance, the Ephors determine suits about
contracts, which they distribute among themselves, while the
elders are judges of homicide, and other causes are decided by
other magistrates. A similar principle prevails at Carthage;
there certain magistrates decide all causes. We may, indeed,
modify our definition of the citizen so as to include these
states. In them it is the holder of a definite, not of an
indefinite office, who legislates and judges, and to some or
all such holders of definite offices is reserved the right of
deliberating or judging about some things or about all things.
The conception of the citizen now begins to clear up.
He who has the power to take part in the deliberative or
judicial administration of any state is said by us to be a
citizens of that state; and, speaking generally, a state is a
body of citizens sufficing for the purposes of life.
Book 3, Chapter 2
But in practice a citizen is defined to be one of whom both
the parents are citizens; others insist on going further back;
say to two or three or more ancestors. This is a short and
practical definition but there are some who raise the further
question: How this third or fourth ancestor came to be a
citizen? Gorgias of Leontini, partly because he was in a
difficulty, partly in irony, said- 'Mortars are what is made
by the mortar-makers, and the citizens of Larissa are those
who are made by the magistrates; for it is their trade to make
Larissaeans.' Yet the question is really simple, for, if
according to the definition just given they shared in the
government, they were citizens. This is a better definition
than the other. For the words, 'born of a father or mother who
is a citizen,' cannot possibly apply to the first inhabitants
or founders of a state.
There is a greater difficulty in the case of those who have
been made citizens after a revolution, as by Cleisthenes at
Athens after the expulsion of the tyrants, for he enrolled in
tribes many metics, both strangers and slaves. The doubt in
these cases is, not who is, but whether he who is ought to be
a citizen; and there will still be a furthering the state,
whether a certain act is or is not an act of the state; for
what ought not to be is what is false. Now, there are some who
hold office, and yet ought not to hold office, whom we
describe as ruling, but ruling unjustly. And the citizen was
defined by the fact of his holding some kind of rule or
office- he who holds a judicial or legislative office fulfills
our definition of a citizen. It is evident, therefore, that
the citizens about whom the doubt has arisen must be called
citizens.
Book 3, Chapter 3
Whether they ought to be so or not is a question which is
bound up with the previous inquiry. For a parallel question is
raised respecting the state, whether a certain act is or is
not an act of the state; for example, in the transition from
an oligarchy or a tyranny to a democracy. In such cases
persons refuse to fulfill their contracts or any other
obligations, on the ground that the tyrant, and not the state,
contracted them; they argue that some constitutions are
established by force, and not for the sake of the common good.
But this would apply equally to democracies, for they too may
be founded on violence, and then the acts of the democracy
will be neither more nor less acts of the state in question
than those of an oligarchy or of a tyranny. This question runs
up into another: on what principle shall we ever say that the
state is the same, or different? It would be a very
superficial view which considered only the place and the
inhabitants (for the soil and the population may be separated,
and some of the inhabitants may live in one place and some in
another). This, however, is not a very serious difficulty; we
need only remark that the word 'state' is ambiguous.
It is further asked: When are men, living in the same place,
to be regarded as a single city- what is the limit? Certainly
not the wall of the city, for you might surround all
Peloponnesus with a wall. Like this, we may say, is Babylon,
and every city that has the compass of a nation rather than a
city; Babylon, they say, had been taken for three days before
some part of the inhabitants became aware of the fact. This
difficulty may, however, with advantage be deferred to another
occasion; the statesman has to consider the size of the state,
and whether it should consist of more than one nation or not.
Again, shall we say that while the race of inhabitants, as
well as their place of abode, remain the same, the city is
also the same, although the citizens are always dying and
being born, as we call rivers and fountains the same, although
the water is always flowing away and coming again Or shall we
say that the generations of men, like the rivers, are the
same, but that the state changes? For, since the state is a
partnership, and is a partnership of citizens in a
constitution, when the form of government changes, and becomes
different, then it may be supposed that the state is no longer
the same, just as a tragic differs from a comic chorus,
although the members of both may be identical. And in this
manner we speak of every union or composition of elements as
different when the form of their composition alters; for
example, a scale containing the same sounds is said to be
different, accordingly as the Dorian or the Phrygian mode is
employed. And if this is true it is evident that the sameness
of the state consists chiefly in the sameness of the
constitution, and it may be called or not called by the same
name, whether the inhabitants are the same or entirely
different. It is quite another question, whether a state ought
or ought not to fulfill engagements when the form of
government changes.
Book 3, Chapter 4
There is a point nearly allied to the preceding: Whether the
virtue of a good man and a good citizen is the same or not.
But, before entering on this discussion, we must certainly
first obtain some general notion of the virtue of the citizen.
Like the sailor, the citizen is a member of a community. Now,
sailors have different functions, for one of them is a rower,
another a pilot, and a third a look-out man, a fourth is
described by some similar term; and while the precise
definition of each individual's virtue applies exclusively to
him, there is, at the same time, a common definition
applicable to them all. For they have all of them a common
object, which is safety in navigation. Similarly, one citizen
differs from another, but the salvation of the community is
the common business of them all. This community is the
constitution; the virtue of the citizen must therefore be
relative to the constitution of which he is a member. If,
then, there are many forms of government, it is evident that
there is not one single virtue of the good citizen which is
perfect virtue. But we say that the good man is he who has one
single virtue which is perfect virtue. Hence it is evident
that the good citizen need not of necessity possess the virtue
which makes a good man.
The same question may also be approached by another road, from
a consideration of the best constitution. If the state cannot
be entirely composed of good men, and yet each citizen is
expected to do his own business well, and must therefore have
virtue, still inasmuch as all the citizens cannot be alike,
the virtue of the citizen and of the good man cannot coincide.
All must have the virtue of the good citizen- thus, and thus
only, can the state be perfect; but they will not have the
virtue of a good man, unless we assume that in the good state
all the citizens must be good.
Again, the state, as composed of unlikes, may be compared to
the living being: as the first elements into which a living
being is resolved are soul and body, as soul is made up of
rational principle and appetite, the family of husband and
wife, property of master and slave, so of all these, as well
as other dissimilar elements, the state is composed; and,
therefore, the virtue of all the citizens cannot possibly be
the same, any more than the excellence of the leader of a
chorus is the same as that of the performer who stands by his
side. I have said enough to show why the two kinds of virtue
cannot be absolutely and always the same.
But will there then be no case in which the virtue of the good
citizen and the virtue of the good man coincide? To this we
answer that the good ruler is a good and wise man, and that he
who would be a statesman must be a wise man. And some persons
say that even the education of the ruler should be of a
special kind; for are not the children of kings instructed in
riding and military exercises? As Euripides says:
No subtle arts for me, but what the state requires.
As though there were a special education needed by a ruler. If
then the virtue of a good ruler is the same as that of a good
man, and we assume further that the subject is a citizen as
well as the ruler, the virtue of the good citizen and the
virtue of the good man cannot be absolutely the same, although
in some cases they may; for the virtue of a ruler differs from
that of a citizen. It was the sense of this difference which
made Jason say that 'he felt hungry when he was not a tyrant,'
meaning that he could not endure to live in a private station.
But, on the other hand, it may be argued that men are praised
for knowing both how to rule and how to obey, and he is said
to be a citizen of approved virtue who is able to do both. Now
if we suppose the virtue of a good man to be that which rules,
and the virtue of the citizen to include ruling and obeying,
it cannot be said that they are equally worthy of praise.
Since, then, it is sometimes thought that the ruler and the
ruled must learn different things and not the same, but that
the citizen must know and share in them both, the inference is
obvious. There is, indeed, the rule of a master, which is
concerned with menial offices- the master need not know how to
perform these, but may employ others in the execution of them:
the other would be degrading; and by the other I mean the
power actually to do menial duties, which vary much in
character and are executed by various classes of slaves, such,
for example, as handicraftsmen, who, as their name signifies,
live by the labor of their hands: under these the mechanic is
included. Hence in ancient times, and among some nations, the
working classes had no share in the government- a privilege
which they only acquired under the extreme democracy.
Certainly the good man and the statesman and the good citizen
ought not to learn the crafts of inferiors except for their
own occasional use; if they habitually practice them, there
will cease to be a distinction between master and slave.
This is not the rule of which we are speaking; but there is a
rule of another kind, which is exercised over freemen and
equals by birth -a constitutional rule, which the ruler must
learn by obeying, as he would learn the duties of a general of
cavalry by being under the orders of a general of cavalry, or
the duties of a general of infantry by being under the orders
of a general of infantry, and by having had the command of a
regiment and of a company. It has been well said that 'he who
has never learned to obey cannot be a good commander.' The two
are not the same, but the good citizen ought to be capable of
both; he should know how to govern like a freeman, and how to
obey like a freeman- these are the virtues of a citizen. And,
although the temperance and justice of a ruler are distinct
from those of a subject, the virtue of a good man will include
both; for the virtue of the good man who is free and also a
subject, e.g., his justice, will not be one but will comprise
distinct kinds, the one qualifying him to rule, the other to
obey, and differing as the temperance and courage of men and
women differ. For a man would be thought a coward if he had no
more courage than a courageous woman, and a woman would be
thought loquacious if she imposed no more restraint on her
conversation than the good man; and indeed their part in the
management of the household is different, for the duty of the
one is to acquire, and of the other to preserve. Practical
wisdom only is characteristic of the ruler: it would seem that
all other virtues must equally belong to ruler and subject.
The virtue of the subject is certainly not wisdom, but only
true opinion; he may be compared to the maker of the flute,
while his master is like the flute-player or user of the
flute.
From these considerations may be gathered the answer to the
question, whether the virtue of the good man is the same as
that of the good citizen, or different, and how far the same,
and how far different.
Book 3, Chapter 5
There still remains one more question about the citizen: Is he
only a true citizen who has a share of office, or is the
mechanic to be included? If they who hold no office are to be
deemed citizens, not every citizen can have this virtue of
ruling and obeying; for this man is a citizen And if none of
the lower class are citizens, in which part of the state are
they to be placed? For they are not resident aliens, and they
are not foreigners. May we not reply, that as far as this
objection goes there is no more absurdity in excluding them
than in excluding slaves and freedmen from any of the above-
mentioned classes? It must be admitted that we cannot consider
all those to be citizens who are necessary to the existence of
the state; for example, children are not citizen equally with
grown-up men, who are citizens absolutely, but children, not
being grown up, are only citizens on a certain assumption.
Nay, in ancient times, and among some nations the artisan
class were slaves or foreigners, and therefore the majority of
them are so now. The best form of state will not admit them to
citizenship; but if they are admitted, then our definition of
the virtue of a citizen will not apply to every citizen nor to
every free man as such, but only to those who are freed from
necessary services. The necessary people are either slaves who
minister to the wants of individuals, or mechanics and
laborers who are the servants of the community. These
reflections carried a little further will explain their
position; and indeed what has been said already is of itself,
when understood, explanation enough.
Since there are many forms of government there must be many
varieties of citizen and especially of citizens who are
subjects; so that under some governments the mechanic and the
laborer will be citizens, but not in others, as, for example,
in aristocracy or the so-called government of the best (if
there be such an one), in which honors are given according to
virtue and merit; for no man can practice virtue who is living
the life of a mechanic or laborer. In oligarchies the
qualification for office is high, and therefore no laborer can
ever be a citizen; but a mechanic may, for an actual majority
of them are rich. At Thebes there was a law that no man could
hold office who had not retired from business for ten years.
But in many states the law goes to the length of admitting
aliens; for in some democracies a man is a citizen though his
mother only be a citizen; and a similar principle is applied
to illegitimate children; the law is relaxed when there is a
dearth of population. But when the number of citizens
increases, first the children of a male or a female slave are
excluded; then those whose mothers only are citizens; and at
last the right of citizenship is confined to those whose
fathers and mothers are both citizens.
Hence, as is evident, there are different kinds of citizens;
and he is a citizen in the highest sense who shares in the
honors of the state. Compare Homer's words, 'like some
dishonored stranger'; he who is excluded from the honors of
the state is no better than an alien. But when his exclusion
is concealed, then the object is that the privileged class may
deceive their fellow inhabitants.
As to the question whether the virtue of the good man is the
same as that of the good citizen, the considerations already
adduced prove that in some states the good man and the good
citizen are the same, and in others different. When they are
the same it is not every citizen who is a good man, but only
the statesman and those who have or may have, alone or in
conjunction with others, the conduct of public affairs.
Book 3, Chapter 6
Having determined these questions, we have next to consider
whether there is only one form of government or many, and if
many, what they are, and how many, and what are the
differences between them.
A constitution is the arrangement of magistracies in a state,
especially of the highest of all. The government is everywhere
sovereign in the state, and the constitution is in fact the
government. For example, in democracies the people are
supreme, but in oligarchies, the few; and, therefore, we say
that these two forms of government also are different: and so
in other cases.
First, let us consider what is the purpose of a state, and how
many forms of government there are by which human society is
regulated. We have already said, in the first part of this
treatise, when discussing household management and the rule of
a master, that man is by nature a political animal. And
therefore, men, even when they do not require one another's
help, desire to live together; not but that they are also
brought together by their common interests in proportion as
they severally attain to any measure of well-being. This is
certainly the chief end, both of individuals and of states.
And also for the sake of mere life (in which there is possibly
some noble element so long as the evils of existence do not
greatly overbalance the good) mankind meet together and
maintain the political community. And we all see that men
cling to life even at the cost of enduring great misfortune,
seeming to find in life a natural sweetness and happiness.
There is no difficulty in distinguishing the various kinds of
authority; they have been often defined already in discussions
outside the school. The rule of a master, although the slave
by nature and the master by nature have in reality the same
interests, is nevertheless exercised primarily with a view to
the interest of the master, but accidentally considers the
slave, since, if the slave perish, the rule of the master
perishes with him. On the other hand, the government of a wife
and children and of a household, which we have called
household management, is exercised in the first instance for
the good of the governed or for the common good of both
parties, but essentially for the good of the governed, as we
see to be the case in medicine, gymnastic, and the arts in
general, which are only accidentally concerned with the good
of the artists themselves. For there is no reason why the
trainer may not sometimes practice gymnastics, and the
helmsman is always one of the crew. The trainer or the
helmsman considers the good of those committed to his care.
But, when he is one of the persons taken care of, he
accidentally participates in the advantage, for the helmsman
is also a sailor, and the trainer becomes one of those in
training. And so in politics: when the state is framed upon
the principle of equality and likeness, the citizens think
that they ought to hold office by turns. Formerly, as is
natural, every one would take his turn of service; and then
again, somebody else would look after his interest, just as
he, while in office, had looked after theirs. But nowadays,
for the sake of the advantage which is to be gained from the
public revenues and from office, men want to be always in
office. One might imagine that the rulers, being sickly, were
only kept in health while they continued in office; in that
case we may be sure that they would be hunting after places.
The conclusion is evident: that governments which have a
regard to the common interest are constituted in accordance
with strict principles of justice, and are therefore true
forms; but those which regard only the interest of the rulers
are all defective and perverted forms, for they are despotic,
whereas a state is a community of freemen.
Book 3, Chapter 7
Having determined these points, we have next to consider how
many forms of government there are, and what they are; and in
the first place what are the true forms, for when they are
determined the perversions of them will at once be apparent.
The words constitution and government have the same meaning,
and the government, which is the supreme authority in states,
must be in the hands of one, or of a few, or of the many. The
true forms of government, therefore, are those in which the
one, or the few, or the many, govern with a view to the common
interest; but governments which rule with a view to the
private interest, whether of the one or of the few, or of the
many, are perversions. For the members of a state, if they are
truly citizens, ought to participate in its advantages. Of
forms of government in which one rules, we call that which
regards the common interests, kingship or royalty; that in
which more than one, but not many, rule, aristocracy; and it
is so called, either because the rulers are the best men, or
because they have at heart the best interests of the state and
of the citizens. But when the citizens at large administer the
state for the common interest, the government is called by the
generic name- a constitution. And there is a reason for this
use of language. One man or a few may excel in virtue; but as
the number increases it becomes more difficult for them to
attain perfection in every kind of virtue, though they may in
military virtue, for this is found in the masses. Hence in a
constitutional government the fighting-men have the supreme
power, and those who possess arms are the citizens.
Of the above-mentioned forms, the perversions are as follows:
of royalty, tyranny; of aristocracy, oligarchy; of
constitutional government, democracy. For tyranny is a kind of
monarchy which has in view the interest of the monarch only;
oligarchy has in view the interest of the wealthy; democracy,
of the needy: none of them the common good of all.
Book 3, Chapter 8
But there are difficulties about these forms of government,
and it will therefore be necessary to state a little more at
length the nature of each of them. For he who would make a
philosophical study of the various sciences, and does not
regard practice only, ought not to overlook or omit anything,
but to set forth the truth in every particular. Tyranny, as I
was saying, is monarchy exercising the rule of a master over
the political society; oligarchy is when men of property have
the government in their hands; democracy, the opposite, when
the indigent, and not the men of property, are the rulers. And
here arises the first of our difficulties, and it relates to
the distinction drawn. For democracy is said to be the
government of the many. But what if the many are men of
property and have the power in their hands? In like manner
oligarchy is said to be the government of the few; but what if
the poor are fewer than the rich, and have the power in their
hands because they are stronger? In these cases the
distinction which we have drawn between these different forms
of government would no longer hold good.
Suppose, once more, that we add wealth to the few and poverty
to the many, and name the governments accordingly- an
oligarchy is said to be that in which the few and the wealthy,
and a democracy that in which the many and the poor are the
rulers- there will still be a difficulty. For, if the only
forms of government are the ones already mentioned, how shall
we describe those other governments also just mentioned by us,
in which the rich are the more numerous and the poor are the
fewer, and both govern in their respective states?
The argument seems to show that, whether in oligarchies or in
democracies, the number of the governing body, whether the
greater number, as in a democracy, or the smaller number, as
in an oligarchy, is an accident due to the fact that the rich
everywhere are few, and the poor numerous. But if so, there is
a misapprehension of the causes of the difference between
them. For the real difference between democracy and oligarchy
is poverty and wealth. Wherever men rule by reason of their
wealth, whether they be few or many, that is an oligarchy, and
where the poor rule, that is a democracy. But as a fact the
rich are few and the poor many; for few are well-to-do,
whereas freedom is enjoyed by an, and wealth and freedom are
the grounds on which the oligarchical and democratical parties
respectively claim power in the state.
Book 3, Chapter 9
Let us begin by considering the common definitions of
oligarchy and democracy, and what is justice oligarchical and
democratical. For all men cling to justice of some kind, but
their conceptions are imperfect and they do not express the
whole idea. For example, justice is thought by them to be, and
is, equality, not. however, for however, for but only for
equals. And inequality is thought to be, and is, justice;
neither is this for all, but only for unequals. When the
persons are omitted, then men judge erroneously. The reason is
that they are passing judgment on themselves, and most people
are bad judges in their own case. And whereas justice implies
a relation to persons as well as to things, and a just
distribution, as I have already said in the Ethics, implies
the same ratio between the persons and between the things,
they agree about the equality of the things, but dispute about
the equality of the persons, chiefly for the reason which I
have just given- because they are bad judges in their own
affairs; and secondly, because both the parties to the
argument are speaking of a limited and partial justice, but
imagine themselves to be speaking of absolute justice. For the
one party, if they are unequal in one respect, for example
wealth, consider themselves to be unequal in all; and the
other party, if they are equal in one respect, for example
free birth, consider themselves to be equal in all. But they
leave out the capital point. For if men met and associated out
of regard to wealth only, their share in the state would be
proportioned to their property, and the oligarchical doctrine
would then seem to carry the day. It would not be just that he
who paid one mina should have the same share of a hundred
minae, whether of the principal or of the profits, as he who
paid the remaining ninety-nine. But a state exists for the
sake of a good life, and not for the sake of life only: if
life only were the object, slaves and brute animals might form
a state, but they cannot, for they have no share in happiness
or in a life of free choice. Nor does a state exist for the
sake of alliance and security from injustice, nor yet for the
sake of exchange and mutual intercourse; for then the
Tyrrhenians and the Carthaginians, and all who have commercial
treaties with one another, would be the citizens of one state.
True, they have agreements about imports, and engagements that
they will do no wrong to one another, and written articles of
alliance. But there are no magistrates common to the
contracting parties who will enforce their engagements;
different states have each their own magistracies. Nor does
one state take care that the citizens of the other are such as
they ought to be, nor see that those who come under the terms
of the treaty do no wrong or wickedness at an, but only that
they do no injustice to one another. Whereas, those who care
for good government take into consideration virtue and vice in
states. Whence it may be further inferred that virtue must be
the care of a state which is truly so called, and not merely
enjoys the name: for without this end the community becomes a
mere alliance which differs only in place from alliances of
which the members live apart; and law is only a convention, 'a
surety to one another of justice,' as the sophist Lycophron
says, and has no real power to make the citizens
This is obvious; for suppose distinct places, such as Corinth
and Megara, to be brought together so that their walls
touched, still they would not be one city, not even if the
citizens had the right to intermarry, which is one of the
rights peculiarly characteristic of states. Again, if men
dwelt at a distance from one another, but not so far off as to
have no intercourse, and there were laws among them that they
should not wrong each other in their exchanges, neither would
this be a state. Let us suppose that one man is a carpenter,
another a husbandman, another a shoemaker, and so on, and that
their number is ten thousand: nevertheless, if they have
nothing in common but exchange, alliance, and the like, that
would not constitute a state. Why is this? Surely not because
they are at a distance from one another: for even supposing
that such a community were to meet in one place, but that each
man had a house of his own, which was in a manner his state,
and that they made alliance with one another, but only against
evil-doers; still an accurate thinker would not deem this to
be a state, if their intercourse with one another was of the
same character after as before their union. It is clear then
that a state is not a mere society, having a common place,
established for the prevention of mutual crime and for the
sake of exchange. These are conditions without which a state
cannot exist; but all of them together do not constitute a
state, which is a community of families and aggregations of
families in well-being, for the sake of a perfect and self-
sufficing life. Such a community can only be established among
those who live in the same place and intermarry. Hence arise
in cities family connections, brotherhoods, common sacrifices,
amusements which draw men together. But these are created by
friendship, for the will to live together is friendship. The
end of the state is the good life, and these are the means
towards it. And the state is the union of families and
villages in a perfect and self-sufficing life, by which we
mean a happy and honorable life.
Our conclusion, then, is that political society exists for the
sake of noble actions, and not of mere companionship. Hence
they who contribute most to such a society have a greater
share in it than those who have the same or a greater freedom
or nobility of birth but are inferior to them in political
virtue; or than those who exceed them in wealth but are
surpassed by them in virtue.
From what has been said it will be clearly seen that all the
partisans of different forms of government speak of a part of
justice only.
Book 3, Chapter 10
There is also a doubt as to what is to be the supreme power in
the state: Is it the multitude? Or the wealthy? Or the good?
Or the one best man? Or a tyrant? Any of these alternatives
seems to involve disagreeable consequences. If the poor, for
example, because they are more in number, divide among
themselves the property of the rich- is not this unjust? No,
by heaven (will be the reply), for the supreme authority
justly willed it. But if this is not injustice, pray what is?
Again, when in the first division all has been taken, and the
majority divide anew the property of the minority, is it not
evident, if this goes on, that they will ruin the state? Yet
surely, virtue is not the ruin of those who possess her, nor
is justice destructive of a state; and therefore this law of
confiscation clearly cannot be just. If it were, all the acts
of a tyrant must of necessity be just; for he only coerces
other men by superior power, just as the multitude coerce the
rich. But is it just then that the few and the wealthy should
be the rulers? And what if they, in like manner, rob and
plunder the people- is this just? if so, the other case will
likewise be just. But there can be no doubt that all these
things are wrong and unjust.
Then ought the good to rule and have supreme power? But in
that case everybody else, being excluded from power, will be
dishonored. For the offices of a state are posts of honor; and
if one set of men always holds them, the rest must be deprived
of them. Then will it be well that the one best man should
rule? Nay, that is still more oligarchical, for the number of
those who are dishonored is thereby increased. Some one may
say that it is bad in any case for a man, subject as he is to
all the accidents of human passion, to have the supreme power,
rather than the law. But what if the law itself be
democratical or oligarchical, how will that help us out of our
difficulties? Not at all; the same consequences will follow.
Book 3, Chapter 11
Most of these questions may be reserved for another occasion.
The principle that the multitude ought to be supreme rather
than the few best is one that is maintained, and, though not
free from difficulty, yet seems to contain an element of
truth. For the many, of whom each individual is but an
ordinary person, when they meet together may very likely be
better than the few good, if regarded not individually but
collectively, just as a feast to which many contribute is
better than a dinner provided out of a single purse. For each
individual among the many has a share of virtue and prudence,
and when they meet together, they become in a manner one man,
who has many feet, and hands, and senses; that is a figure of
their mind and disposition. Hence the many are better judges
than a single man of music and poetry; for some understand one
part, and some another, and among them they understand the
whole. There is a similar combination of qualities in good
men, who differ from any individual of the many, as the
beautiful are said to differ from those who are not beautiful,
and works of art from realities, because in them the scattered
elements are combined, although, if taken separately, the eye
of one person or some other feature in another person would be
fairer than in the picture. Whether this principle can apply
to every democracy, and to all bodies of men, is not clear. Or
rather, by heaven, in some cases it is impossible of
application; for the argument would equally hold about brutes;
and wherein, it will be asked, do some men differ from brutes?
But there may be bodies of men about whom our statement is
nevertheless true. And if so, the difficulty which has been
already raised, and also another which is akin to it -viz.,
what power should be assigned to the mass of freemen and
citizens, who are not rich and have no personal merit- are
both solved. There is still a danger in aflowing them to share
the great offices of state, for their folly will lead them
into error, and their dishonesty into crime. But there is a
danger also in not letting them share, for a state in which
many poor men are excluded from office will necessarily be
full of enemies. The only way of escape is to assign to them
some deliberative and judicial functions. For this reason
Solon and certain other legislators give them the power of
electing to offices, and of calling the magistrates to
account, but they do not allow them to hold office singly.
When they meet together their perceptions are quite good
enough, and combined with the better class they are useful to
the state (just as impure food when mixed with what is pure
sometimes makes the entire mass more wholesome than a small
quantity of the pure would be), but each individual, left to
himself, forms an imperfect judgment. On the other hand, the
popular form of government involves certain difficulties. In
the first place, it might be objected that he who can judge of
the healing of a sick man would be one who could himself heal
his disease, and make him whole- that is, in other words, the
physician; and so in all professions and arts. As, then, the
physician ought to be called to account by physicians, so
ought men in general to be called to account by their peers.
But physicians are of three kinds: there is the ordinary
practitioner, and there is the physician of the higher class,
and thirdly the intelligent man who has studied the art: in
all arts there is such a class; and we attribute the power of
judging to them quite as much as to professors of the art.
Secondly, does not the same principle apply to elections? For
a right election can only be made by those who have knowledge;
those who know geometry, for example, will choose a
geometrician rightly, and those who know how to steer, a
pilot; and, even if there be some occupations and arts in
which private persons share in the ability to choose, they
certainly cannot choose better than those who know. So that,
according to this argument, neither the election of
magistrates, nor the calling of them to account, should be
entrusted to the many. Yet possibly these objections are to a
great extent met by our old answer, that if the people are not
utterly degraded, although individually they may be worse
judges than those who have special knowledge- as a body they
are as good or better. Moreover, there are some arts whose
products are not judged of solely, or best, by the artists
themselves, namely those arts whose products are recognized
even by those who do not possess the art; for example, the
knowledge of the house is not limited to the builder only; the
user, or, in other words, the master, of the house will be
even a better judge than the builder, just as the pilot will
judge better of a rudder than the carpenter, and the guest
will judge better of a feast than the cook.
This difficulty seems now to be sufficiently answered, but
there is another akin to it. That inferior persons should have
authority in greater matters than the good would appear to be
a strange thing, yet the election and calling to account of
the magistrates is the greatest of all. And these, as I was
saying, are functions which in some states are assigned to the
people, for the assembly is supreme in all such matters. Yet
persons of any age, and having but a small property
qualification, sit in the assembly and deliberate and judge,
although for the great officers of state, such as treasurers
and generals, a high qualification is required. This
difficulty may be solved in the same manner as the preceding,
and the present practice of democracies may be really
defensible. For the power does not reside in the dicast, or
senator, or ecclesiast, but in the court, and the senate, and
the assembly, of which individual senators, or ecclesiasts, or
dicasts, are only parts or members. And for this reason the
many may claim to have a higher authority than the few; for
the people, and the senate, and the courts consist of many
persons, and their property collectively is greater than the
property of one or of a few individuals holding great offices.
But enough of this.
The discussion of the first question shows nothing so clearly
as that laws, when good, should be supreme; and that the
magistrate or magistrates should regulate those matters only
on which the laws are unable to speak with precision owing to
the difficulty of any general principle embracing all
particulars. But what are good laws has not yet been clearly
explained; the old difficulty remains. The goodness or
badness, justice or injustice, of laws varies of necessity
with the constitutions of states. This, however, is clear,
that the laws must be adapted to the constitutions. But if so,
true forms of government will of necessity have just laws, and
perverted forms of government will have unjust laws.
Book 3, Chapter 12
In all sciences and arts the end is a good, and the greatest
good and in the highest degree a good in the most
authoritative of all- this is the political science of which
the good is justice, in other words, the common interest. All
men think justice to be a sort of equality; and to a certain
extent they agree in the philosophical distinctions which have
been laid down by us about Ethics. For they admit that justice
is a thing and has a relation to persons, and that equals
ought to have equality. But there still remains a question:
equality or inequality of what? Here is a difficulty which
calls for political speculation. For very likely some persons
will say that offices of state ought to be unequally
distributed according to superior excellence, in whatever
respect, of the citizen, although there is no other difference
between him and the rest of the community; for that those who
differ in any one respect have different rights and claims.
But, surely, if this is true, the complexion or height of a
man, or any other advantage, will be a reason for his
obtaining a greater share of political rights. The error here
lies upon the surface, and may be illustrated from the other
arts and sciences. When a number of flute players are equal in
their art, there is no reason why those of them who are better
born should have better flutes given to them; for they will
not play any better on the flute, and the superior instrument
should be reserved for him who is the superior artist. If what
I am saying is still obscure, it will be made clearer as we
proceed. For if there were a superior flute-player who was far
inferior in birth and beauty, although either of these may be
a greater good than the art of flute-playing, and may excel
flute-playing in a greater ratio than he excels the others in
his art, still he ought to have the best flutes given to him,
unless the advantages of wealth and birth contribute to
excellence in flute-playing, which they do not. Moreover, upon
this principle any good may be compared with any other. For if
a given height may be measured wealth and against freedom,
height in general may be so measured. Thus if A excels in
height more than B in virtue, even if virtue in general excels
height still more, all goods will be commensurable; for if a
certain amount is better than some other, it is clear that
some other will be equal. But since no such comparison can be
made, it is evident that there is good reason why in politics
men do not ground their claim to office on every sort of
inequality any more than in the arts. For if some be slow, and
others swift, that is no reason why the one should have little
and the others much; it is in gymnastics contests that such
excellence is rewarded. Whereas the rival claims of candidates
for office can only be based on the possession of elements
which enter into the composition of a state. And therefore the
noble, or free-born, or rich, may with good reason claim
office; for holders of offices must be freemen and taxpayers:
a state can be no more composed entirely of poor men than
entirely of slaves. But if wealth and freedom are necessary
elements, justice and valor are equally so; for without the
former qualities a state cannot exist at all, without the
latter not well.
Book 3, Chapter 13
If the existence of the state is alone to be considered, then
it would seem that all, or some at least, of these claims are
just; but, if we take into account a good life, then, as I
have already said, education and virtue have superior claims.
As, however, those who are equal in one thing ought not to
have an equal share in all, nor those who are unequal in one
thing to have an unequal share in all, it is certain that all
forms of government which rest on either of these principles
are perversions. All men have a claim in a certain sense, as I
have already admitted, but all have not an absolute claim. The
rich claim because they have a greater share in the land, and
land is the common element of the state; also they are
generally more trustworthy in contracts. The free claim under
the same tide as the noble; for they are nearly akin. For the
noble are citizens in a truer sense than the ignoble, and good
birth is always valued in a man's own home and country.
Another reason is, that those who are sprung from better
ancestors are likely to be better men, for nobility is
excellence of race. Virtue, too, may be truly said to have a
claim, for justice has been acknowledged by us to be a social
virtue, and it implies all others. Again, the many may urge
their claim against the few; for, when taken collectively, and
compared with the few, they are stronger and richer and
better. But, what if the good, the rich, the noble, and the
other classes who make up a state, are all living together in
the same city, Will there, or will there not, be any doubt who
shall rule? No doubt at all in determining who ought to rule
in each of the above-mentioned forms of government. For states
are characterized by differences in their governing bodies-one
of them has a government of the rich, another of the virtuous,
and so on. But a difficulty arises when all these elements co-
exist. How are we to decide? Suppose the virtuous to be very
few in number: may we consider their numbers in relation to
their duties, and ask whether they are enough to administer
the state, or so many as will make up a state? Objections may
be urged against all the aspirants to political power. For
those who found their claims on wealth or family might be
thought to have no basis of justice; on this principle, if any
one person were richer than all the rest, it is clear that he
ought to be ruler of them. In like manner he who is very
distinguished by his birth ought to have the superiority over
all those who claim on the ground that they are freeborn. In
an aristocracy, or government of the best, a like difficulty
occurs about virtue; for if one citizen be better than the
other members of the government, however good they may be, he
too, upon the same principle of justice, should rule over
them. And if the people are to be supreme because they are
stronger than the few, then if one man, or more than one, but
not a majority, is stronger than the many, they ought to rule,
and not the many.
All these considerations appear to show that none of the
principles on which men claim to rule and to hold all other
men in subjection to them are strictly right. To those who
claim to be masters of the government on the ground of their
virtue or their wealth, the many might fairly answer that they
themselves are often better and richer than the few- I do not
say individually, but collectively. And another ingenious
objection which is sometimes put forward may be met in a
similar manner. Some persons doubt whether the legislator who
desires to make the justest laws ought to legislate with a
view to the good of the higher classes or of the many, when
the case which we have mentioned occurs. Now what is just or
right is to be interpreted in the sense of 'what is equal';
and that which is right in the sense of being equal is to be
considered with reference to the advantage of the state, and
the common good of the citizens. And a citizen is one who
shares in governing and being governed. He differs under
different forms of government, but in the best state he is one
who is able and willing to be governed and to govern with a
view to the life of virtue.
If, however, there be some one person, or more than one,
although not enough to make up the full complement of a state,
whose virtue is so pre-eminent that the virtues or the
political capacity of all the rest admit of no comparison with
his or theirs, he or they can be no longer regarded as part of
a state; for justice will not be done to the superior, if he
is reckoned only as the equal of those who are so far inferior
to him in virtue and in political capacity. Such an one may
truly be deemed a God among men. Hence we see that legislation
is necessarily concerned only with those who are equal in
birth and in capacity; and that for men of pre-eminent virtue
there is no law- they are themselves a law. Any would be
ridiculous who attempted to make laws for them: they would
probably retort what, in the fable of Antisthenes, the lions
said to the hares, when in the council of the beasts the
latter began haranguing and claiming equality for all. And for
this reason democratic states have instituted ostracism;
equality is above all things their aim, and therefore they
ostracized and banished from the city for a time those who
seemed to predominate too much through their wealth, or the
number of their friends, or through any other political
influence. Mythology tells us that the Argonauts left Heracles
behind for a similar reason; the ship Argo would not take him
because she feared that he would have been too much for the
rest of the crew. Wherefore those who denounce tyranny and
blame the counsel which Periander gave to Thrasybulus cannot
be held altogether just in their censure. The story is that
Periander, when the herald was sent to ask counsel of him,
said nothing, but only cut off the tallest ears of corn till
he had brought the field to a level. The herald did not know
the meaning of the action, but came and reported what he had
seen to Thrasybulus, who understood that he was to cut off the
principal men in the state; and this is a policy not only
expedient for tyrants or in practice confined to them, but
equally necessary in oligarchies and democracies. Ostracism is
a measure of the same kind, which acts by disabling and
banishing the most prominent citizens. Great powers do the
same to whole cities and nations, as the Athenians did to the
Samians, Chians, and Lesbians; no sooner had they obtained a
firm grasp of the empire, than they humbled their allies
contrary to treaty; and the Persian king has repeatedly
crushed the Medes, Babylonians, and other nations, when their
spirit has been stirred by the recollection of their former
greatness.
The problem is a universal one, and equally concerns all forms
of government, true as well as false; for, although perverted
forms with a view to their own interests may adopt this
policy, those which seek the common interest do so likewise.
The same thing may be observed in the arts and sciences; for
the painter will not allow the figure to have a foot which,
however beautiful, is not in proportion, nor will the
shipbuilder allow the stem or any other part of the vessel to
be unduly large, any more than the chorus-master will allow
any one who sings louder or better than all the rest to sing
in the choir. Monarchs, too, may practice compulsion and still
live in harmony with their cities, if their own government is
for the interest of the state. Hence where there is an
acknowledged superiority the argument in favor of ostracism is
based upon a kind of political justice. It would certainly be
better that the legislator should from the first so order his
state as to have no need of such a remedy. But if the need
arises, the next best thing is that he should endeavor to
correct the evil by this or some similar measure. The
principle, however, has not been fairly applied in states;
for, instead of looking to the good of their own constitution,
they have used ostracism for factious purposes. It is true
that under perverted forms of government, and from their
special point of view, such a measure is just and expedient,
but it is also clear that it is not absolutely just. In the
perfect state there would be great doubts about the use of it,
not when applied to excess in strength, wealth, popularity, or
the like, but when used against some one who is pre-eminent in
virtue- what is to be done with him? Mankind will not say that
such an one is to be expelled and exiled; on the other hand,
he ought not to be a subject- that would be as if mankind
should claim to rule over Zeus, dividing his offices among
them. The only alternative is that all should joyfully obey
such a ruler, according to what seems to be the order of
nature, and that men like him should be kings in their state
for life.
Book 3, Chapter 14
The preceding discussion, by a natural transition, leads to
the consideration of royalty, which we admit to be one of the
true forms of government. Let us see whether in order to be
well governed a state or country should be under the rule of a
king or under some other form of government; and whether
monarchy, although good for some, may not be bad for others.
But first we must determine whether there is one species of
royalty or many. It is easy to see that there are many, and
that the manner of government is not the same in all of them.
Of royalties according to law, (1) the Lacedaemonian is
thought to answer best to the true pattern; but there the
royal power is not absolute, except when the kings go on an
expedition, and then they take the command. Matters of
religion are likewise committed to them. The kingly office is
in truth a kind of generalship, irresponsible and perpetual.
The king has not the power of life and death, except in a
specified case, as for instance, in ancient times, he had it
when upon a campaign, by right of force. This custom is
described in Homer. For Agamemnon is patient when he is
attacked in the assembly, but when the army goes out to battle
he has the power even of life and death. Does he not say-
'When I find a man skulking apart from the battle, nothing
shall save him from the dogs and vultures, for in my hands is
death'?
This, then, is one form of royalty-a generalship for life: and
of such royalties some are hereditary and others elective.
(2) There is another sort of monarchy not uncommon among the
barbarians, which nearly resembles tyranny. But this is both
legal and hereditary. For barbarians, being more servile in
character than Hellenes, and Asiadics than Europeans, do not
rebel against a despotic government. Such royalties have the
nature of tyrannies because the people are by nature slaves;
but there is no danger of their being overthrown, for they are
hereditary and legal. Wherefore also their guards are such as
a king and not such as a tyrant would employ, that is to say,
they are composed of citizens, whereas the guards of tyrants
are mercenaries. For kings rule according to law over
voluntary subjects, but tyrants over involuntary; and the one
are guarded by their fellow-citizens the others are guarded
against them.
These are two forms of monarchy, and there was a third (3)
which existed in ancient Hellas, called an Aesymnetia or
dictatorship. This may be defined generally as an elective
tyranny, which, like the barbarian monarchy, is legal, but
differs from it in not being hereditary. Sometimes the office
was held for life, sometimes for a term of years, or until
certain duties had been performed. For example, the
Mytilenaeans elected Pittacus leader against the exiles, who
were headed by Antimenides and Alcaeus the poet. And Alcaeus
himself shows in one of his banquet odes that they chose
Pittacus tyrant, for he reproaches his fellow-citizens for
'having made the low-born Pittacus tyrant of the spiritless
and ill-fated city, with one voice shouting his praises.'
These forms of government have always had the character of
tyrannies, because they possess despotic power; but inasmuch
as they are elective and acquiesced in by their subjects, they
are kingly.
(4) There is a fourth species of kingly rule- that of the
heroic times- which was hereditary and legal, and was
exercised over willing subjects. For the first chiefs were
benefactors of the people in arts or arms; they either
gathered them into a community, or procured land for them; and
thus they became kings of voluntary subjects, and their power
was inherited by their descendants. They took the command in
war and presided over the sacrifices, except those which
required a priest. They also decided causes either with or
without an oath; and when they swore, the form of the oath was
the stretching out of their sceptre. In ancient times their
power extended continuously to all things whatsoever, in city
and country, as well as in foreign parts; but at a later date
they relinquished several of these privileges, and others the
people took from them, until in some states nothing was left
to them but the sacrifices; and where they retained more of
the reality they had only the right of leadership in war
beyond the border.
These, then, are the four kinds of royalty. First the monarchy
of the heroic ages; this was exercised over voluntary
subjects, but limited to certain functions; the king was a
general and a judge, and had the control of religion The
second is that of the barbarians, which is a hereditary
despotic government in accordance with law. A third is the
power of the so-called Aesynmete or Dictator; this is an
elective tyranny. The fourth is the Lacedaemonian, which is in
fact a generalship, hereditary and perpetual. These four forms
differ from one another in the manner which I have described.
(5) There is a fifth form of kingly rule in which one has the
disposal of all, just as each nation or each state has the
disposal of public matters; this form corresponds to the
control of a household. For as household management is the
kingly rule of a house, so kingly rule is the household
management of a city, or of a nation, or of many nations.
Book 3, Chapter 15
Of these forms we need only consider two, the Lacedaemonian
and the absolute royalty; for most of the others he in a
region between them, having less power than the last, and more
than the first. Thus the inquiry is reduced to two points:
first, is it advantageous to the state that there should be a
perpetual general, and if so, should the office be confined to
one family, or open to the citizens in turn? Secondly, is it
well that a single man should have the supreme power in all
things? The first question falls under the head of laws rather
than of constitutions; for perpetual generalship might equally
exist under any form of government, so that this matter may be
dismissed for the present. The other kind of royalty is a sort
of constitution; this we have now to consider, and briefly to
run over the difficulties involved in it. We will begin by
inquiring whether it is more advantageous to be ruled by the
best man or by the best laws.
The advocates of royalty maintain that the laws speak only in
general terms, and cannot provide for circumstances; and that
for any science to abide by written rules is absurd. In Egypt
the physician is allowed to alter his treatment after the
fourth day, but if sooner, he takes the risk. Hence it is
clear that a government acting according to written laws is
plainly not the best. Yet surely the ruler cannot dispense
with the general principle which exists in law; and this is a
better ruler which is free from passion than that in which it
is innate. Whereas the law is passionless, passion must ever
sway the heart of man. Yes, it may be replied, but then on the
other hand an individual will be better able to deliberate in
particular cases.
The best man, then, must legislate, and laws must be passed,
but these laws will have no authority when they miss the mark,
though in all other cases retaining their authority. But when
the law cannot determine a point at all, or not well, should
the one best man or should all decide? According to our
present practice assemblies meet, sit in judgment, deliberate,
and decide, and their judgments an relate to individual cases.
Now any member of the assembly, taken separately, is certainly
inferior to the wise man. But the state is made up of many
individuals. And as a feast to which all the guests contribute
is better than a banquet furnished by a single man, so a
multitude is a better judge of many things than any
individual.
Again, the many are more incorruptible than the few; they are
like the greater quantity of water which is less easily
corrupted than a little. The individual is liable to be
overcome by anger or by some other passion, and then his
judgment is necessarily perverted; but it is hardly to be
supposed that a great number of persons would all get into a
passion and go wrong at the same moment. Let us assume that
they are the freemen, and that they never act in violation of
the law, but fill up the gaps which the law is obliged to
leave. Or, if such virtue is scarcely attainable by the
multitude, we need only suppose that the majority are good men
and good citizens, and ask which will be the more
incorruptible, the one good ruler, or the many who are all
good? Will not the many? But, you will say, there may be
parties among them, whereas the one man is not divided against
himself. To which we may answer that their character is as
good as his. If we call the rule of many men, who are all of
them good, aristocracy, and the rule of one man royalty, then
aristocracy will be better for states than royalty, whether
the government is supported by force or not, provided only
that a number of men equal in virtue can be found.
The first governments were kingships, probably for this
reason, because of old, when cities were small, men of eminent
virtue were few. Further, they were made kings because they
were benefactors, and benefits can only be bestowed by good
men. But when many persons equal in merit arose, no longer
enduring the pre-eminence of one, they desired to have a
commonwealth, and set up a constitution. The ruling class soon
deteriorated and enriched themselves out of the public
treasury; riches became the path to honor, and so oligarchies
naturally grew up. These passed into tyrannies and tyrannies
into democracies; for love of gain in the ruling classes was
always tending to diminish their number, and so to strengthen
the masses, who in the end set upon their masters and
established democracies. Since cities have increased in size,
no other form of government appears to be any longer even easy
to establish.
Even supposing the principle to be maintained that kingly
power is the best thing for states, how about the family of
the king? Are his children to succeed him? If they are no
better than anybody else, that will be mischievous. But, says
the lover of royalty, the king, though he might, will not hand
on his power to his children. That, however, is hardly to be
expected, and is too much to ask of human nature. There is
also a difficulty about the force which he is to employ;
should a king have guards about him by whose aid he may be
able to coerce the refractory? If not, how will he administer
his kingdom? Even if he be the lawful sovereign who does
nothing arbitrarily or contrary to law, still he must have
some force wherewith to maintain the law. In the case of a
limited monarchy there is not much difficulty in answering
this question; the king must have such force as will be more
than a match for one or more individuals, but not so great as
that of the people. The ancients observe this principle when
they have guards to any one whom they appointed dictator or
tyrant. Thus, when Dionysius asked the Syracusans to allow him
guards, somebody advised that they should give him only such a
number.
Book 3, Chapter 16
At this place in the discussion there impends the inquiry
respecting the king who acts solely according to his own will
he has now to be considered. The so-called limited monarchy,
or kingship according to law, as I have already remarked, is
not a distinct form of government, for under all governments,
as, for example, in a democracy or aristocracy, there may be a
general holding office for life, and one person is often made
supreme over the administration of a state. A magistracy of
this kind exists at Epidamnus, and also at Opus, but in the
latter city has a more limited power. Now, absolute monarchy,
or the arbitrary rule of a sovereign over an the citizens, in
a city which consists of equals, is thought by some to be
quite contrary to nature; it is argued that those who are by
nature equals must have the same natural right and worth, and
that for unequals to have an equal share, or for equals to
have an uneven share, in the offices of state, is as bad as
for different bodily constitutions to have the same food and
clothing. Wherefore it is thought to be just that among equals
every one be ruled as well as rule, and therefore that an
should have their turn. We thus arrive at law; for an order of
succession implies law. And the rule of the law, it is argued,
is preferable to that of any individual. On the same
principle, even if it be better for certain individuals to
govern, they should be made only guardians and ministers of
the law. For magistrates there must be- this is admitted; but
then men say that to give authority to any one man when all
are equal is unjust. Nay, there may indeed be cases which the
law seems unable to determine, but in such cases can a man?
Nay, it will be replied, the law trains officers for this
express purpose, and appoints them to determine matters which
are left undecided by it, to the best of their judgment.
Further, it permits them to make any amendment of the existing
laws which experience suggests. Therefore he who bids the law
rule may be deemed to bid God and Reason alone rule, but he
who bids man rule adds an element of the beast; for desire is
a wild beast, and passion perverts the minds of rulers, even
when they are the best of men. The law is reason unaffected by
desire. We are told that a patient should call in a physician;
he will not get better if he is doctored out of a book. But
the parallel of the arts is clearly not in point; for the
physician does nothing contrary to rule from motives of
friendship; he only cures a patient and takes a fee; whereas
magistrates do many things from spite and partiality. And,
indeed, if a man suspected the physician of being in league
with his enemies to destroy him for a bribe, he would rather
have recourse to the book. But certainly physicians, when they
are sick, call in other physicians, and training-masters, when
they are in training, other training-masters, as if they could
not judge judge truly about their own case and might be
influenced by their feelings. Hence it is evident that in
seeking for justice men seek for the mean or neutral, for the
law is the mean. Again, customary laws have more weight, and
relate to more important matters, than written laws, and a man
may be a safer ruler than the written law, but not safer than
the customary law.
Again, it is by no means easy for one man to superintend many
things; he will have to appoint a number of subordinates, and
what difference does it make whether these subordinates always
existed or were appointed by him because he needed theme If,
as I said before, the good man has a right to rule because he
is better, still two good men are better than one: this is the
old saying, two going together, and the prayer of Agamemnon,
Would that I had ten such councillors!
And at this day there are magistrates, for example judges, who
have authority to decide some matters which the law is unable
to determine, since no one doubts that the law would command
and decide in the best manner whatever it could. But some
things can, and other things cannot, be comprehended under the
law, and this is the origin of the nexted question whether the
best law or the best man should rule. For matters of detail
about which men deliberate cannot be included in legislation.
Nor does any one deny that the decision of such matters must
be left to man, but it is argued that there should be many
judges, and not one only. For every ruler who has been trained
by the law judges well; and it would surely seem strange that
a person should see better with two eyes, or hear better with
two ears, or act better with two hands or feet, than many with
many; indeed, it is already the practice of kings to make to
themselves many eyes and ears and hands and feet. For they
make colleagues of those who are the friends of themselves and
their governments. They must be friends of the monarch and of
his government; if not his friends, they will not do what he
wants; but friendship implies likeness and equality; and,
therefore, if he thinks that his friends ought to rule, he
must think that those who are equal to himself and like
himself ought to rule equally with himself. These are the
principal controversies relating to monarchy.
Book 3, Chapter 17
But may not all this be true in some cases and not in others?
for there is by nature both a justice and an advantage
appropriate to the rule of a master, another to kingly rule,
another to constitutional rule; but there is none naturally
appropriate to tyranny, or to any other perverted form of
government; for these come into being contrary to nature. Now,
to judge at least from what has been said, it is manifest
that, where men are alike and equal, it is neither expedient
nor just that one man should be lord of all, whether there are
laws, or whether there are no laws, but he himself is in the
place of law. Neither should a good man be lord over good men,
nor a bad man over bad; nor, even if he excels in virtue,
should he have a right to rule, unless in a particular case,
at which I have already hinted, and to which I will once more
recur. But first of all, I must determine what natures are
suited for government by a king, and what for an aristocracy,
and what for a constitutional government.
A people who are by nature capable of producing a race
superior in the virtue needed for political rule are fitted
for kingly government; and a people submitting to be ruled as
freemen by men whose virtue renders them capable of political
command are adapted for an aristocracy; while the people who
are suited for constitutional freedom are those among whom
there naturally exists a warlike multitude able to rule and to
obey in turn by a law which gives office to the well-to-do
according to their desert. But when a whole family or some
individual, happens to be so pre-eminent in virtue as to
surpass all others, then it is just that they should be the
royal family and supreme over all, or that this one citizen
should be king of the whole nation. For, as I said before, to
give them authority is not only agreeable to that ground of
right which the founders of all states, whether
aristocratical, or oligarchical, or again democratical, are
accustomed to put forward (for these all recognize the claim
of excellence, although not the same excellence), but accords
with the principle already laid down. For surely it would not
be right to kill, or ostracize, or exile such a person, or
require that he should take his turn in being governed. The
whole is naturally superior to the part, and he who has this
pre-eminence is in the relation of a whole to a part. But if
so, the only alternative is that he should have the supreme
power, and that mankind should obey him, not in turn, but
always. These are the conclusions at which we arrive
respecting royalty and its various forms, and this is the
answer to the question, whether it is or is not advantageous
to states, and to which, and how.
Book 3, Chapter 18
We maintain that the true forms of government are three, and
that the best must be that which is administered by the best,
and in which there is one man, or a whole family, or many
persons, excelling all the others together in virtue, and both
rulers and subjects are fitted, the one to rule, the others to
be ruled, in such a manner as to attain the most eligible
life. We showed at the commencement of our inquiry that the
virtue of the good man is necessarily the same as the virtue
of the citizen of the perfect state. Clearly then in the same
manner, and by the same means through which a man becomes
truly good, he will frame a state that is to be ruled by an
aristocracy or by a king, and the same education and the same
habits will be found to make a good man and a man fit to be a
statesman or a king.
Having arrived at these conclusions, we must proceed to speak
of the perfect state, and describe how it comes into being and
is established.
Book 4, Chapter 1
IN all arts and sciences which embrace the whole of any
subject, and do not come into being in a fragmentary way, it
is the province of a single art or science to consider all
that appertains to a single subject. For example, the art of
gymnastic considers not only the suitableness of different
modes of training to different bodies (2), but what sort is
absolutely the best (1); (for the absolutely best must suit
that which is by nature best and best furnished with the means
of life), and also what common form of training is adapted to
the great majority of men (4). And if a man does not desire
the best habit of body, or the greatest skill in gymnastics,
which might be attained by him, still the trainer or the
teacher of gymnastic should be able to impart any lower degree
of either (3). The same principle equally holds in medicine
and shipbuilding, and the making of clothes, and in the arts
generally.
Hence it is obvious that government too is the subject of a
single science, which has to consider what government is best
and of what sort it must be, to be most in accordance with our
aspirations, if there were no external impediment, and also
what kind of government is adapted to particular states. For
the best is often unattainable, and therefore the true
legislator and statesman ought to be acquainted, not only with
(1) that which is best in the abstract, but also with (2) that
which is best relatively to circumstances. We should be able
further to say how a state may be constituted under any given
conditions (3); both how it is originally formed and, when
formed, how it may be longest preserved; the supposed state
being so far from having the best constitution that it is
unprovided even with the conditions necessary for the best;
neither is it the best under the circumstances, but of an
inferior type.
He ought, moreover, to know (4) the form of government which
is best suited to states in general; for political writers,
although they have excellent ideas, are often unpractical. We
should consider, not only what form of government is best, but
also what is possible and what is easily attainable by all.
There are some who would have none but the most perfect; for
this many natural advantages are required. Others, again,
speak of a more attainable form, and, although they reject the
constitution under which they are living, they extol some one
in particular, for example the Lacedaemonian. Any change of
government which has to be introduced should be one which men,
starting from their existing constitutions, will be both
willing and able to adopt, since there is quite as much
trouble in the reformation of an old constitution as in the
establishment of a new one, just as to unlearn is as hard as
to learn. And therefore, in addition to the qualifications of
the statesman already mentioned, he should be able to find
remedies for the defects of existing constitutions, as has
been said before. This he cannot do unless he knows how many
forms of government there are. It is often supposed that there
is only one kind of democracy and one of oligarchy. But this
is a mistake; and, in order to avoid such mistakes, we must
ascertain what differences there are in the constitutions of
states, and in how many ways they are combined. The same
political insight will enable a man to know which laws are the
best, and which are suited to different constitutions; for the
laws are, and ought to be, relative to the constitution, and
not the constitution to the laws. A constitution is the
organization of offices in a state, and determines what is to
be the governing body, and what is the end of each community.
But laws are not to be confounded with the principles of the
constitution; they are the rules according to which the
magistrates should administer the state, and proceed against
offenders. So that we must know the varieties, and the number
of varieties, of each form of government, if only with a view
to making laws. For the same laws cannot be equally suited to
all oligarchies or to all democracies, since there is
certainly more than one form both of democracy and of
oligarchy.
Book 4, Chapter 2
In our original discussion about governments we divided them
into three true forms: kingly rule, aristocracy, and
constitutional government, and three corresponding
perversions- tyranny, oligarchy, and democracy. Of kingly rule
and of aristocracy, we have already spoken, for the inquiry
into the perfect state is the same thing with the discussion
of the two forms thus named, since both imply a principle of
virtue provided with external means. We have already
determined in what aristocracy and kingly rule differ from one
another, and when the latter should be established. In what
follows we have to describe the so-called constitutional
government, which bears the common name of all constitutions,
and the other forms, tyranny, oligarchy, and democracy.
It is obvious which of the three perversions is the worst, and
which is the next in badness. That which is the perversion of
the first and most divine is necessarily the worst. And just
as a royal rule, if not a mere name, must exist by virtue of
some great personal superiority in the king, so tyranny, which
is the worst of governments, is necessarily the farthest
removed from a well-constituted form; oligarchy is little
better, for it is a long way from aristocracy, and democracy
is the most tolerable of the three.
A writer who preceded me has already made these distinctions,
but his point of view is not the same as mine. For he lays
down the principle that when all the constitutions are good
(the oligarchy and the rest being virtuous), democracy is the
worst, but the best when all are bad. Whereas we maintain that
they are in any case defective, and that one oligarchy is not
to be accounted better than another, but only less bad.
Not to pursue this question further at present, let us begin
by determining (1) how many varieties of constitution there
are (since of democracy and oligarchy there are several): (2)
what constitution is the most generally acceptable, and what
is eligible in the next degree after the perfect state; and
besides this what other there is which is aristocratical and
well-constituted, and at the same time adapted to states in
general; (3) of the other forms of government to whom each is
suited. For democracy may meet the needs of some better than
oligarchy, and conversely. In the next place (4) we have to
consider in what manner a man ought to proceed who desires to
establish some one among these various forms, whether of
democracy or of oligarchy; and lastly, (5) having briefly
discussed these subjects to the best of our power, we will
endeavor to ascertain the modes of ruin and preservation both
of constitutions generally and of each separately, and to what
causes they are to be attributed.
Book 4, Chapter 3
The reason why there are many forms of government is that
every state contains many elements. In the first place we see
that all states are made up of families, and in the multitude
of citizen there must be some rich and some poor, and some in
a middle condition; the rich are heavy-armed, and the poor
not. Of the common people, some are husbandmen, and some
traders, and some artisans. There are also among the notables
differences of wealth and property- for example, in the number
of horses which they keep, for they cannot afford to keep them
unless they are rich. And therefore in old times the cities
whose strength lay in their cavalry were oligarchies, and they
used cavalry in wars against their neighbors; as was the
practice of the Eretrians and Chalcidians, and also of the
Magnesians on the river Maeander, and of other peoples in
Asia. Besides differences of wealth there are differences of
rank and merit, and there are some other elements which were
mentioned by us when in treating of aristocracy we enumerated
the essentials of a state. Of these elements, sometimes all,
sometimes the lesser and sometimes the greater number, have a
share in the government. It is evident then that there must be
many forms of government, differing in kind, since the parts
of which they are composed differ from each other in kind. For
a constitution is an organization of offices, which all the
citizens distribute among themselves, according to the power
which different classes possess, for example the rich or the
poor, or according to some principle of equality which
includes both. There must therefore be as many forms of
government as there are modes of arranging the offices,
according to the superiorities and differences of the parts of
the state.
There are generally thought to be two principal forms: as men
say of the winds that there are but two- north and south, and
that the rest of them are only variations of these, so of
governments there are said to be only two forms- democracy and
oligarchy. For aristocracy is considered to be a kind of
oligarchy, as being the rule of a few, and the so-called
constitutional government to be really a democracy, just as
among the winds we make the west a variation of the north, and
the east of the south wind. Similarly of musical modes there
are said to be two kinds, the Dorian and the Phrygian; the
other arrangements of the scale are comprehended under one or
other of these two. About forms of government this is a very
favorite notion. But in either case the better and more exact
way is to distinguish, as I have done, the one or two which
are true forms, and to regard the others as perversions,
whether of the most perfectly attempered mode or of the best
form of government: we may compare the severer and more
overpowering modes to the oligarchical forms, and the more
relaxed and gentler ones to the democratic.
Book 4, Chapter 4
It must not be assumed, as some are fond of saying, that
democracy is simply that form of government in which the
greater number are sovereign, for in oligarchies, and indeed
in every government, the majority rules; nor again is
oligarchy that form of government in which a few are
sovereign. Suppose the whole population of a city to be 1300,
and that of these 1000 are rich, and do not allow the
remaining 300 who are poor, but free, and in an other respects
their equals, a share of the government- no one will say that
this is a democracy. In like manner, if the poor were few and
the masters of the rich who outnumber them, no one would ever
call such a government, in which the rich majority have no
share of office, an oligarchy. Therefore we should rather say
that democracy is the form of government in which the free are
rulers, and oligarchy in which the rich; it is only an
accident that the free are the many and the rich are the few.
Otherwise a government in which the offices were given
according to stature, as is said to be the case in Ethiopia,
or according to beauty, would be an oligarchy; for the number
of tall or good-looking men is small. And yet oligarchy and
democracy are not sufficiently distinguished merely by these
two characteristics of wealth and freedom. Both of them
contain many other elements, and therefore we must carry our
analysis further, and say that the government is not a
democracy in which the freemen, being few in number, rule over
the many who are not free, as at Apollonia, on the Ionian
Gulf, and at Thera; (for in each of these states the nobles,
who were also the earliest settlers, were held in chief honor,
although they were but a few out of many). Neither is it a
democracy when the rich have the government because they
exceed in number; as was the case formerly at Colophon, where
the bulk of the inhabitants were possessed of large property
before the Lydian War. But the form of government is a
democracy when the free, who are also poor and the majority,
govern, and an oligarchy when the rich and the noble govern,
they being at the same time few in number.
I have said that there are many forms of government, and have
explained to what causes the variety is due. Why there are
more than those already mentioned, and what they are, and
whence they arise, I will now proceed to consider, starting
from the principle already admitted, which is that every state
consists, not of one, but of many parts. If we were going to
speak of the different species of animals, we should first of
all determine the organs which are indispensable to every
animal, as for example some organs of sense and the
instruments of receiving and digesting food, such as the mouth
and the stomach, besides organs of locomotion. Assuming now
that there are only so many kinds of organs, but that there
may be differences in them- I mean different kinds of mouths,
and stomachs, and perceptive and locomotive organs- the
possible combinations of these differences will necessarily
furnish many variedes of animals. (For animals cannot be the
same which have different kinds of mouths or of ears.) And
when all the combinations are exhausted, there will be as many
sorts of animals as there are combinations of the necessary
organs. The same, then, is true of the forms of government
which have been described; states, as I have repeatedly said,
are composed, not of one, but of many elements. One element is
the food-producing class, who are called husbandmen; a second,
the class of mechanics who practice the arts without which a
city cannot exist; of these arts some are absolutely
necessary, others contribute to luxury or to the grace of
life. The third class is that of traders, and by traders I
mean those who are engaged in buying and selling, whether in
commerce or in retail trade. A fourth class is that of the
serfs or laborers. The warriors make up the fifth class, and
they are as necessary as any of the others, if the country is
not to be the slave of every invader. For how can a state
which has any title to the name be of a slavish nature? The
state is independent and self-sufficing, but a slave is the
reverse of independent. Hence we see that this subject, though
ingeniously, has not been satisfactorily treated in the
Republic. Socrates says that a state is made up of four sorts
of people who are absolutely necessary; these are a weaver, a
husbandman, a shoemaker, and a builder; afterwards, finding
that they are not enough, he adds a smith, and again a
herdsman, to look after the necessary animals; then a
merchant, and then a retail trader. All these together form
the complement of the first state, as if a state were
established merely to supply the necessaries of life, rather
than for the sake of the good, or stood equally in need of
shoemakers and of husbandmen. But he does not admit into the
state a military class until the country has increased in
size, and is beginning to encroach on its neighbor's land,
whereupon they go to war. Yet even amongst his four original
citizens, or whatever be the number of those whom he
associates in the state, there must be some one who will
dispense justice and determine what is just. And as the soul
may be said to be more truly part of an animal than the body,
so the higher parts of states, that is to say, the warrior
class, the class engaged in the administration of justice, and
that engaged in deliberation, which is the special business of
political common sense-these are more essential to the state
than the parts which minister to the necessaries of life.
Whether their several functions are the functions of different
citizens, or of the same- for it may often happen that the
same persons are both warriors and husbandmen- is immaterial
to the argument. The higher as well as the lower elements are
to be equally considered parts of the state, and if so, the
military element at any rate must be included. There are also
the wealthy who minister to the state with their property;
these form the seventh class. The eighth class is that of
magistrates and of officers; for the state cannot exist
without rulers. And therefore some must be able to take office
and to serve the state, either always or in turn. There only
remains the class of those who deliberate and who judge
between disputants; we were just now distinguishing them. If
presence of all these elements, and their fair and equitable
organization, is necessary to states, then there must also be
persons who have the ability of statesmen. Different functions
appear to be often combined in the same individual; for
example, the warrior may also be a husbandman, or an artisan;
or, again, the councillor a judge. And all claim to possess
political ability, and think that they are quite competent to
fill most offices. But the same persons cannot be rich and
poor at the same time. For this reason the rich and the poor
are regarded in an especial sense as parts of a state. Again,
because the rich are generally few in number, while the poor
are many, they appear to be antagonistic, and as the one or
the other prevails they form the government. Hence arises the
common opinion that there are two kinds of government-
democracy and oligarchy.
I have already explained that there are many forms of
constitution, and to what causes the variety is due. Let me
now show that there are different forms both of democracy and
oligarchy, as will indeed be evident from what has preceded.
For both in the common people and in the notables various
classes are included; of the common people, one class are
husbandmen, another artisans; another traders, who are
employed in buying and selling; another are the seafaring
class, whether engaged in war or in trade, as ferrymen or as
fishermen. (In many places any one of these classes forms
quite a large population; for example, fishermen at Tarentum
and Byzantium, crews of triremes at Athens, merchant seamen at
Aegina and Chios, ferrymen at Tenedos.) To the classes already
mentioned may be added day-laborers, and those who, owing to
their needy circumstances, have no leisure, or those who are
not of free birth on both sides; and there may be other
classes as well. The notables again may be divided according
to their wealth, birth, virtue, education, and similar
differences.
Of forms of democracy first comes that which is said to be
based strictly on equality. In such a democracy the law says
that it is just for the poor to have no more advantage than
the rich; and that neither should be masters, but both equal.
For if liberty and equality, as is thought by some, are
chiefly to be found in democracy, they will be best attained
when all persons alike share in the government to the utmost.
And since the people are the majority, and the opinion of the
majority is decisive, such a government must necessarily be a
democracy. Here then is one sort of democracy. There is
another, in which the magistrates are elected according to a
certain property qualification, but a low one; he who has the
required amount of property has a share in the government, but
he who loses his property loses his rights. Another kind is
that in which all the citizens who are under no
disqualification share in the government, but still the law is
supreme. In another, everybody, if he be only a citizen, is
admitted to the government, but the law is supreme as before.
A fifth form of democracy, in other respects the same, is that
in which, not the law, but the multitude, have the supreme
power, and supersede the law by their decrees. This is a state
of affairs brought about by the demagogues. For in democracies
which are subject to the law the best citizens hold the first
place, and there are no demagogues; but where the laws are not
supreme, there demagogues spring up. For the people becomes a
monarch, and is many in one; and the many have the power in
their hands, not as individuals, but collectively. Homer says
that 'it is not good to have a rule of many,' but whether he
means this corporate rule, or the rule of many individuals, is
uncertain. At all events this sort of democracy, which is now
a monarch, and no longer under the control of law, seeks to
exercise monarchical sway, and grows into a despot; the
flatterer is held in honor; this sort of democracy being
relatively to other democracies what tyranny is to other forms
of monarchy. The spirit of both is the same, and they alike
exercise a despotic rule over the better citizens. The decrees
of the demos correspond to the edicts of the tyrant; and the
demagogue is to the one what the flatterer is to the other.
Both have great power; the flatterer with the tyrant, the
demagogue with democracies of the kind which we are
describing. The demagogues make the decrees of the people
override the laws, by referring all things to the popular
assembly. And therefore they grow great, because the people
have an things in their hands, and they hold in their hands
the votes of the people, who are too ready to listen to them.
Further, those who have any complaint to bring against the
magistrates say, 'Let the people be judges'; the people are
too happy to accept the invitation; and so the authority of
every office is undermined. Such a democracy is fairly open to
the objection that it is not a constitution at all; for where
the laws have no authority, there is no constitution. The law
ought to be supreme over all, and the magistracies should
judge of particulars, and only this should be considered a
constitution. So that if democracy be a real form of
government, the sort of system in which all things are
regulated by decrees is clearly not even a democracy in the
true sense of the word, for decrees relate only to
particulars.
These then are the different kinds of democracy.
Book 4, Chapter 5
Of oligarchies, too, there are different kinds: one where the
property qualification for office is such that the poor,
although they form the majority, have no share in the
government, yet he who acquires a qualification may obtain a
share. Another sort is when there is a qualification for
office, but a high one, and the vacancies in the governing
body are fired by co-optation. If the election is made out of
all the qualified persons, a constitution of this kind
inclines to an aristocracy, if out of a privileged class, to
an oligarchy. Another sort of oligarchy is when the son
succeeds the father. There is a fourth form, likewise
hereditary, in which the magistrates are supreme and not the
law. Among oligarchies this is what tyranny is among
monarchies, and the last-mentioned form of democracy among
democracies; and in fact this sort of oligarchy receives the
name of a dynasty (or rule of powerful families).
These are the different sorts of oligarchies and democracies.
It should, however, be remembered that in many states the
constitution which is established by law, although not
democratic, owing to the education and habits of the people
may be administered democratically, and conversely in other
states the established constitution may incline to democracy,
but may be administered in an oligarchical spirit. This most
often happens after a revolution: for governments do not
change at once; at first the dominant party are content with
encroaching a little upon their opponents. The laws which
existed previously continue in force, but the authors of the
revolution have the power in their hands.
Book 4, Chapter 6
From what has been already said we may safely infer that there
are so many different kinds of democracies and of oligarchies.
For it is evident that either all the classes whom we
mentioned must share in the government, or some only and not
others. When the class of husbandmen and of those who possess
moderate fortunes have the supreme power, the government is
administered according to law. For the citizens being
compelled to live by their labor have no leisure; and so they
set up the authority of the law, and attend assemblies only
when necessary. They all obtain a share in the government when
they have acquired the qualification which is fixed by the
law- the absolute exclusion of any class would be a step
towards oligarchy; hence all who have acquired the property
qualification are admitted to a share in the constitution. But
leisure cannot be provided for them unless there are revenues
to support them. This is one sort of democracy, and these are
the causes which give birth to it. Another kind is based on
the distinction which naturally comes next in order; in this,
every one to whose birth there is no objection is eligible,
but actually shares in the government only if he can find
leisure. Hence in such a democracy the supreme power is vested
in the laws, because the state has no means of paying the
citizens. A third kind is when all freemen have a right to
share in the government, but do not actually share, for the
reason which has been already given; so that in this form
again the law must rule. A fourth kind of democracy is that
which comes latest in the history of states. In our own day,
when cities have far outgrown their original size, and their
revenues have increased, all the citizens have a place in the
government, through the great preponderance of the multitude;
and they all, including the poor who receive pay, and
therefore have leisure to exercise their rights, share in the
administration. Indeed, when they are paid, the common people
have the most leisure, for they are not hindered by the care
of their property, which often fetters the rich, who are
thereby prevented from taking part in the assembly or in the
courts, and so the state is governed by the poor, who are a
majority, and not by the laws.
So many kinds of democracies there are, and they grow out of
these necessary causes.
Of oligarchies, one form is that in which the majority of the
citizens have some property, but not very much; and this is
the first form, which allows to any one who obtains the
required amount the right of sharing in the government. The
sharers in the government being a numerous body, it follows
that the law must govern, and not individuals. For in
proportion as they are further removed from a monarchical form
of government, and in respect of property have neither so much
as to be able to live without attending to business, nor so
little as to need state support, they must admit the rule of
law and not claim to rule themselves. But if the men of
property in the state are fewer than in the former case, and
own more property, there arises a second form of oligarchy.
For the stronger they are, the more power they claim, and
having this object in view, they themselves select those of
the other classes who are to be admitted to the government;
but, not being as yet strong enough to rule without the law,
they make the law represent their wishes. When this power is
intensified by a further diminution of their numbers and
increase of their property, there arises a third and further
stage of oligarchy, in which the governing class keep the
offices in their own hands, and the law ordains that the son
shall succeed the father. When, again, the rulers have great
wealth and numerous friends, this sort of family despotism
approaches a monarchy; individuals rule and not the law. This
is the fourth sort of oligarchy, and is analogous to the last
sort of democracy.
Book 4, Chapter 7
There are still two forms besides democracy and oligarchy; one
of them is universally recognized and included among the four
principal forms of government, which are said to be (1)
monarchy, (2) oligarchy, (3) democracy, and (4) the so-called
aristocracy or government of the best. But there is also a
fifth, which retains the generic name of polity or
constitutional government; this is not common, and therefore
has not been noticed by writers who attempt to enumerate the
different kinds of government; like Plato, in their books
about the state, they recognize four only. The term
'aristocracy' is rightly applied to the form of government
which is described in the first part of our treatise; for that
only can be rightly called aristocracy which is a government
formed of the best men absolutely, and not merely of men who
are good when tried by any given standard. In the perfect
state the good man is absolutely the same as the good citizen;
whereas in other states the good citizen is only good
relatively to his own form of government. But there are some
states differing from oligarchies and also differing from the
so-called polity or constitutional government; these are
termed aristocracies, and in them the magistrates are
certainly chosen, both according to their wealth and according
to their merit. Such a form of government differs from each of
the two just now mentioned, and is termed an aristocracy. For
indeed in states which do not make virtue the aim of the
community, men of merit and reputation for virtue may be
found. And so where a government has regard to wealth, virtue,
and numbers, as at Carthage, that is aristocracy; and also
where it has regard only to two out of the three, as at
Lacedaemon, to virtue and numbers, and the two principles of
democracy and virtue temper each other. There are these two
forms of aristocracy in addition to the first and perfect
state, and there is a third form, viz., the constitutions
which incline more than the so-called polity towards
oligarchy.
Book 4, Chapter 8
I have yet to speak of the so-called polity and of tyranny. I
put them in this order, not because a polity or constitutional
government is to be regarded as a perversion any more than the
above mentioned aristocracies. The truth is, that they an fall
short of the most perfect form of government, and so they are
reckoned among perversions, and the really perverted forms are
perversions of these, as I said in the original discussion.
Last of all I will speak of tyranny, which I place last in the
series because I am inquiring into the constitutions of
states, and this is the very reverse of a constitution
Having explained why I have adopted this order, I will proceed
to consider constitutional government; of which the nature
will be clearer now that oligarchy and democracy have been
defined. For polity or constitutional government may be
described generally as a fusion of oligarchy and democracy;
but the term is usually applied to those forms of government
which incline towards democracy, and the term aristocracy to
those which incline towards oligarchy, because birth and
education are commonly the accompaniments of wealth. Moreover,
the rich already possess the external advantages the want of
which is a temptation to crime, and hence they are called
noblemen and gentlemen. And inasmuch as aristocracy seeks to
give predominance to the best of the citizens, people say also
of oligarchies that they are composed of noblemen and
gentlemen. Now it appears to be an impossible thing that the
state which is governed not by the best citizens but by the
worst should be well-governed, and equally impossible that the
state which is ill-governed should be governed by the best.
But we must remember that good laws, if they are not obeyed,
do not constitute good government. Hence there are two parts
of good government; one is the actual obedience of citizens to
the laws, the other part is the goodness of the laws which
they obey; they may obey bad laws as well as good. And there
may be a further subdivision; they may obey either the best
laws which are attainable to them, or the best absolutely.
The distribution of offices according to merit is a special
characteristic of aristocracy, for the principle of an
aristocracy is virtue, as wealth is of an oligarchy, and
freedom of a democracy. In all of them there of course exists
the right of the majority, and whatever seems good to the
majority of those who share in the government has authority.
Now in most states the form called polity exists, for the
fusion goes no further than the attempt to unite the freedom
of the poor and the wealth of the rich, who commonly take the
place of the noble. But as there are three grounds on which
men claim an equal share in the government, freedom, wealth,
and virtue (for the fourth or good birth is the result of the
two last, being only ancient wealth and virtue), it is clear
that the admixture of the two elements, that is to say, of the
rich and poor, is to be called a polity or constitutional
government; and the union of the three is to be called
aristocracy or the government of the best, and more than any
other form of government, except the true and ideal, has a
right to this name.
Thus far I have shown the existence of forms of states other
than monarchy, democracy, and oligarchy, and what they are,
and in what aristocracies differ from one another, and
polities from aristocracies- that the two latter are not very
unlike is obvious.
Book 4, Chapter 9
Next we have to consider how by the side of oligarchy and
democracy the so-called polity or constitutional government
springs up, and how it should be organized. The nature of it
will be at once understood from a comparison of oligarchy and
democracy; we must ascertain their different characteristics,
and taking a portion from each, put the two together, like the
parts of an indenture. Now there are three modes in which
fusions of government may be affected. In the first mode we
must combine the laws made by both governments, say concerning
the administration of justice. In oligarchies they impose a
fine on the rich if they do not serve as judges, and to the
poor they give no pay; but in democracies they give pay to the
poor and do not fine the rich. Now (1) the union of these two
modes is a common or middle term between them, and is
therefore characteristic of a constitutional government, for
it is a combination of both. This is one mode of uniting the
two elements. Or (2) a mean may be taken between the
enactments of the two: thus democracies require no property
qualification, or only a small one, from members of the
assembly, oligarchies a high one; here neither of these is the
common term, but a mean between them. (3) There is a third
mode, in which something is borrowed from the oligarchical and
something from the democratical principle. For example, the
appointment of magistrates by lot is thought to be
democratical, and the election of them oligarchical;
democratical again when there is no property qualification,
oligarchical when there is. In the aristocratical or
constitutional state, one element will be taken from each-
from oligarchy the principle of electing to offices, from
democracy the disregard of qualification. Such are the various
modes of combination.
There is a true union of oligarchy and democracy when the same
state may be termed either a democracy or an oligarchy; those
who use both names evidently feel that the fusion is complete.
Such a fusion there is also in the mean; for both extremes
appear in it. The Lacedaemonian constitution, for example, is
often described as a democracy, because it has many
democratical features. In the first place the youth receive a
democratical education. For the sons of the poor are brought
up with with the sons of the rich, who are educated in such a
manner as to make it possible for the sons of the poor to be
educated by them. A similar equality prevails in the following
period of life, and when the citizens are grown up to manhood
the same rule is observed; there is no distinction between the
rich and poor. In like manner they all have the same food at
their public tables, and the rich wear only such clothing as
any poor man can afford. Again, the people elect to one of the
two greatest offices of state, and in the other they share;
for they elect the Senators and share in the Ephoralty. By
others the Spartan constitution is said to be an oligarchy,
because it has many oligarchical elements. That all offices
are filled by election and none by lot, is one of these
oligarchical characteristics; that the power of inflicting
death or banishment rests with a few persons is another; and
there are others. In a well attempted polity there should
appear to be both elements and yet neither; also the
government should rely on itself, and not on foreign aid, and
on itself not through the good will of a majority- they might
be equally well-disposed when there is a vicious form of
government- but through the general willingness of all classes
in the state to maintain the constitution.
Enough of the manner in which a constitutional government, and
in which the so-called aristocracies ought to be framed.
Book 4, Chapter 10
Of the nature of tyranny I have still to speak, in order that
it may have its place in our inquiry (since even tyranny is
reckoned by us to be a form of government), although there is
not much to be said about it. I have already in the former
part of this treatise discussed royalty or kingship according
to the most usual meaning of the term, and considered whether
it is or is not advantageous to states, and what kind of
royalty should be established, and from what source, and how.
When speaking of royalty we also spoke of two forms of
tyranny, which are both according to law, and therefore easily
pass into royalty. Among barbarians there are elected monarchs
who exercise a despotic power; despotic rulers were also
elected in ancient Hellas, called Aesymnetes or Dictators.
These monarchies, when compared with one another, exhibit
certain differences. And they are, as I said before, royal, in
so far as the monarch rules according to law over willing
subjects; but they are tyrannical in so far as he is despotic
and rules according to his own fancy. There is also a third
kind of tyranny, which is the most typical form, and is the
counterpart of the perfect monarchy. This tyranny is just that
arbitrary power of an individual which is responsible to no
one, and governs all alike, whether equals or better, with a
view to its own advantage, not to that of its subjects, and
therefore against their will. No freeman, if he can escape
from it, will endure such a government.
The kinds of tyranny are such and so many, and for the reasons
which I have given.
Book 4, Chapter 11
We have now to inquire what is the best constitution for most
states, and the best life for most men, neither assuming a
standard of virtue which is above ordinary persons, nor an
education which is exceptionally favored by nature and
circumstances, nor yet an ideal state which is an aspiration
only, but having regard to the life in which the majority are
able to share, and to the form of government which states in
general can attain. As to those aristocracies, as they are
called, of which we were just now speaking, they either lie
beyond the possibilities of the greater number of states, or
they approximate to the so-called constitutional government,
and therefore need no separate discussion. And in fact the
conclusion at which we arrive respecting all these forms rests
upon the same grounds. For if what was said in the Ethics is
true, that the happy life is the life according to virtue
lived without impediment, and that virtue is a mean, then the
life which is in a mean, and in a mean attainable by every
one, must be the best. And the same the same principles of
virtue and vice are characteristic of cities and of
constitutions; for the constitution is in a figure the life of
the city.
Now in all states there are three elements: one class is very
rich, another very poor, and a third in a mean. It is admitted
that moderation and the mean are best, and therefore it will
clearly be best to possess the gifts of fortune in moderation;
for in that condition of life men are most ready to follow
rational principle. But he who greatly excels in beauty,
strength, birth, or wealth, or on the other hand who is very
poor, or very weak, or very much disgraced, finds it difficult
to follow rational principle. Of these two the one sort grow
into violent and great criminals, the others into rogues and
petty rascals. And two sorts of offenses correspond to them,
the one committed from violence, the other from roguery.
Again, the middle class is least likely to shrink from rule,
or to be over-ambitious for it; both of which are injuries to
the state. Again, those who have too much of the goods of
fortune, strength, wealth, friends, and the like, are neither
willing nor able to submit to authority. The evil begins at
home; for when they are boys, by reason of the luxury in which
they are brought up, they never learn, even at school, the
habit of obedience. On the other hand, the very poor, who are
in the opposite extreme, are too degraded. So that the one
class cannot obey, and can only rule despotically; the other
knows not how to command and must be ruled like slaves. Thus
arises a city, not of freemen, but of masters and slaves, the
one despising, the other envying; and nothing can be more
fatal to friendship and good fellowship in states than this:
for good fellowship springs from friendship; when men are at
enmity with one another, they would rather not even share the
same path. But a city ought to be composed, as far as
possible, of equals and similars; and these are generally the
middle classes. Wherefore the city which is composed of
middle-class citizens is necessarily best constituted in
respect of the elements of which we say the fabric of the
state naturally consists. And this is the class of citizens
which is most secure in a state, for they do not, like the
poor, covet their neighbors' goods; nor do others covet
theirs, as the poor covet the goods of the rich; and as they
neither plot against others, nor are themselves plotted
against, they pass through life safely. Wisely then did
Phocylides pray- 'Many things are best in the mean; I desire
to be of a middle condition in my city.'
Thus it is manifest that the best political community is
formed by citizens of the middle class, and that those states
are likely to be well-administered in which the middle class
is large, and stronger if possible than both the other
classes, or at any rate than either singly; for the addition
of the middle class turns the scale, and prevents either of
the extremes from being dominant. Great then is the good
fortune of a state in which the citizens have a moderate and
sufficient property; for where some possess much, and the
others nothing, there may arise an extreme democracy, or a
pure oligarchy; or a tyranny may grow out of either extreme-
either out of the most rampant democracy, or out of an
oligarchy; but it is not so likely to arise out of the middle
constitutions and those akin to them. I will explain the
reason of this hereafter, when I speak of the revolutions of
states. The mean condition of states is clearly best, for no
other is free from faction; and where the middle class is
large, there are least likely to be factions and dissensions.
For a similar reason large states are less liable to faction
than small ones, because in them the middle class is large;
whereas in small states it is easy to divide all the citizens
into two classes who are either rich or poor, and to leave
nothing in the middle. And democracies are safer and more
permanent than oligarchies, because they have a middle class
which is more numerous and has a greater share in the
government; for when there is no middle class, and the poor
greatly exceed in number, troubles arise, and the state soon
comes to an end. A proof of the superiority of the middle dass
is that the best legislators have been of a middle condition;
for example, Solon, as his own verses testify; and Lycurgus,
for he was not a king; and Charondas, and almost all
legislators.
These considerations will help us to understand why most
governments are either democratical or oligarchical. The
reason is that the middle class is seldom numerous in them,
and whichever party, whether the rich or the common people,
transgresses the mean and predominates, draws the constitution
its own way, and thus arises either oligarchy or democracy.
There is another reason- the poor and the rich quarrel with
one another, and whichever side gets the better, instead of
establishing a just or popular government, regards political
supremacy as the prize of victory, and the one party sets up a
democracy and the other an oligarchy. Further, both the
parties which had the supremacy in Hellas looked only to the
interest of their own form of government, and established in
states, the one, democracies, and the other, oligarchies; they
thought of their own advantage, of the public not at all. For
these reasons the middle form of government has rarely, if
ever, existed, and among a very few only. One man alone of all
who ever ruled in Hellas was induced to give this middle
constitution to states. But it has now become a habit among
the citizens of states, not even to care about equality; all
men are seeking for dominion, or, if conquered, are willing to
submit.
What then is the best form of government, and what makes it
the best, is evident; and of other constitutions, since we say
that there are many kinds of democracy and many of oligarchy,
it is not difficult to see which has the first and which the
second or any other place in the order of excellence, now that
we have determined which is the best. For that which is
nearest to the best must of necessity be better, and that
which is furthest from it worse, if we are judging absolutely
and not relatively to given conditions: I say 'relatively to
given conditions,' since a particular government may be
preferable, but another form may be better for some people.
Book 4, Chapter 12
We have now to consider what and what kind of government is
suitable to what and what kind of men. I may begin by
assuming, as a general principle common to all governments,
that the portion of the state which desires the permanence of
the constitution ought to be stronger than that which desires
the reverse. Now every city is composed of quality and
quantity. By quality I mean freedom, wealth, education, good
birth, and by quantity, superiority of numbers. Quality may
exist in one of the classes which make up the state, and
quantity in the other. For example, the meanly-born may be
more in number than the well-born, or the poor than the rich,
yet they may not so much exceed in quantity as they fall short
in quality; and therefore there must be a comparison of
quantity and quality. Where the number of the poor is more
than proportioned to the wealth of the rich, there will
naturally be a democracy, varying in form with the sort of
people who compose it in each case. If, for example, the
husbandmen exceed in number, the first form of democracy will
then arise; if the artisans and laboring class, the last; and
so with the intermediate forms. But where the rich and the
notables exceed in quality more than they fall short in
quantity, there oligarchy arises, similarly assuming various
forms according to the kind of superiority possessed by the
oligarchs.
The legislator should always include the middle class in his
government; if he makes his laws oligarchical, to the middle
class let him look; if he makes them democratical, he should
equally by his laws try to attach this class to the state.
There only can the government ever be stable where the middle
class exceeds one or both of the others, and in that case
there will be no fear that the rich will unite with the poor
against the rulers. For neither of them will ever be willing
to serve the other, and if they look for some form of
government more suitable to both, they will find none better
than this, for the rich and the poor will never consent to
rule in turn, because they mistrust one another. The arbiter
is always the one trusted, and he who is in the middle is an
arbiter. The more perfect the admixture of the political
elements, the more lasting will be the constitution. Many even
of those who desire to form aristocratical governments make a
mistake, not only in giving too much power to the rich, but in
attempting to overreach the people. There comes a time when
out of a false good there arises a true evil, since the
encroachments of the rich are more destructive to the
constitution than those of the people.
Book 4, Chapter 13
The devices by which oligarchies deceive the people are five
in number; they relate to (1) the assembly; (2) the
magistracies; (3) the courts of law; (4) the use of arms; (5)
gymnastic exercises. (1) The assemblies are thrown open to
all, but either the rich only are fined for non-attendance, or
a much larger fine is inflicted upon them. (2) to the
magistracies, those who are qualified by property cannot
decline office upon oath, but the poor may. (3) In the law
courts the rich, and the rich only, are fined if they do not
serve, the poor are let off with impunity, or, as in the laws
of Charondas, a larger fine is inflicted on the rich, and a
smaller one on the poor. In some states all citizen who have
registered themselves are allowed to attend the assembly and
to try causes; but if after registration they do not attend
either in the assembly or at the courts, heavy fines are
imposed upon them. The intention is that through fear of the
fines they may avoid registering themselves, and then they
cannot sit in the law-courts or in the assembly. concerning
(4) the possession of arms, and (5) gymnastic exercises, they
legislate in a similar spirit. For the poor are not obliged to
have arms, but the rich are fined for not having them; and in
like manner no penalty is inflicted on the poor for non-
attendance at the gymnasium, and consequently, having nothing
to fear, they do not attend, whereas the rich are liable to a
fine, and therefore they take care to attend.
These are the devices of oligarchical legislators, and in
democracies they have counter devices. They pay the poor for
attending the assemblies and the law-courts, and they inflict
no penalty on the rich for non-attendance. It is obvious that
he who would duly mix the two principles should combine the
practice of both, and provide that the poor should be paid to
attend, and the rich fined if they do not attend, for then all
will take part; if there is no such combination, power will be
in the hands of one party only. The government should be
confined to those who carry arms. As to the property
qualification, no absolute rule can be laid down, but we must
see what is the highest qualification sufficiently
comprehensive to secure that the number of those who have the
rights of citizens exceeds the number of those excluded. Even
if they have no share in office, the poor, provided only that
they are not outraged or deprived of their property, will be
quiet enough.
But to secure gentle treatment for the poor is not an easy
thing, since a ruling class is not always humane. And in time
of war the poor are apt to hesitate unless they are fed; when
fed, they are willing enough to fight. In some states the
government is vested, not only in those who are actually
serving, but also in those who have served; among the Malians,
for example, the governing body consisted of the latter, while
the magistrates were chosen from those actually on service.
And the earliest government which existed among the Hellenes,
after the overthrow of the kingly power, grew up out of the
warrior class, and was originally taken from the knights (for
strength and superiority in war at that time depended on
cavalry; indeed, without discipline, infantry are useless, and
in ancient times there was no military knowledge or tactics,
and therefore the strength of armies lay in their cavalry).
But when cities increased and the heavy armed grew in
strength, more had a share in the government; and this is the
reason why the states which we call constitutional governments
have been hitherto called democracies. Ancient constitutions,
as might be expected, were oligarchical and royal; their
population being small they had no considerable middle class;
the people were weak in numbers and organization, and were
therefore more contented to be governed.
I have explained why there are various forms of government,
and why there are more than is generally supposed; for
democracy, as well as other constitutions, has more than one
form: also what their differences are, and whence they arise,
and what is the best form of government, speaking generally
and to whom the various forms of government are best suited;
all this has now been explained.
Book 4, Chapter 14
Having thus gained an appropriate basis of discussion, we will
proceed to speak of the points which follow next in order. We
will consider the subject not only in general but with
reference to particular constitutions. All constitutions have
three elements, concerning which the good lawgiver has to
regard what is expedient for each constitution. When they are
well-ordered, the constitution is well-ordered, and as they
differ from one another, constitutions differ. There is (1)
one element which deliberates about public affairs; secondly
(2) that concerned with the magistrates- the question being,
what they should be, over what they should exercise authority,
and what should be the mode of electing to them; and thirdly
(3) that which has judicial power.
The deliberative element has authority in matters of war and
peace, in making and unmaking alliances; it passes laws,
inflicts death, exile, confiscation, elects magistrates and
audits their accounts. These powers must be assigned either
all to all the citizens or an to some of them (for example, to
one or more magistracies, or different causes to different
magistracies), or some of them to all, and others of them only
to some. That all things should be decided by all is
characteristic of democracy; this is the sort of equality
which the people desire. But there are various ways in which
all may share in the government; they may deliberate, not all
in one body, but by turns, as in the constitution of Telecles
the Milesian. There are other constitutions in which the
boards of magistrates meet and deliberate, but come into
office by turns, and are elected out of the tribes and the
very smallest divisions of the state, until every one has
obtained office in his turn. The citizens, on the other hand,
are assembled only for the purposes of legislation, and to
consult about the constitution, and to hear the edicts of the
magistrates. In another variety of democracy the citizen form
one assembly, but meet only to elect magistrates, to pass
laws, to advise about war and peace, and to make scrutinies.
Other matters are referred severally to special magistrates,
who are elected by vote or by lot out of all the citizens Or
again, the citizens meet about election to offices and about
scrutinies, and deliberate concerning war or alliances while
other matters are administered by the magistrates, who, as far
as is possible, are elected by vote. I am speaking of those
magistracies in which special knowledge is required. A fourth
form of democracy is when all the citizens meet to deliberate
about everything, and the magistrates decide nothing, but only
make the preliminary inquiries; and that is the way in which
the last and worst form of democracy, corresponding, as we
maintain, to the close family oligarchy and to tyranny, is at
present administered. All these modes are democratical.
On the other hand, that some should deliberate about all is
oligarchical. This again is a mode which, like the
democratical has many forms. When the deliberative class being
elected out of those who have a moderate qualification are
numerous and they respect and obey the prohibitions of the law
without altering it, and any one who has the required
qualification shares in the government, then, just because of
this moderation, the oligarchy inclines towards polity. But
when only selected individuals and not the whole people share
in the deliberations of the state, then, although, as in the
former case, they observe the law, the government is a pure
oligarchy. Or, again, when those who have the power of
deliberation are self-elected, and son succeeds father, and
they and not the laws are supreme- the government is of
necessity oligarchical. Where, again, particular persons have
authority in particular matters- for example, when the whole
people decide about peace and war and hold scrutinies, but the
magistrates regulate everything else, and they are elected by
vote- there the government is an aristocracy. And if some
questions are decided by magistrates elected by vote, and
others by magistrates elected by lot, either absolutely or out
of select candidates, or elected partly by vote, partly by
lot- these practices are partly characteristic of an
aristocratical government, and party of a pure constitutional
government.
These are the various forms of the deliberative body; they
correspond to the various forms of government. And the
government of each state is administered according to one or
other of the principles which have been laid down. Now it is
for the interest of democracy, according to the most prevalent
notion of it (I am speaking of that extreme form of democracy
in which the people are supreme even over the laws), with a
view to better deliberation to adopt the custom of oligarchies
respecting courts of law. For in oligarchies the rich who are
wanted to be judges are compelled to attend under pain of a
fine, whereas in deinocracies the poor are paid to attend. And
this practice of oligarchies should be adopted by democracies
in their public assemblies, for they will advise better if
they all deliberate together- the people with the notables and
the notables with the people. It is also a good plan that
those who deliberate should be elected by vote or by lot in
equal numbers out of the different classes; and that if the
people greatly exceed in number those who have political
training, pay should not be given to all, but only to as many
as would balance the number of the notables, or that the
number in excess should be eliminated by lot. But in
oligarchies either certain persons should be co-opted from the
mass, or a class of officers should be appointed such as exist
in some states who are termed probuli and guardians of the
law; and the citizens should occupy themselves exclusively
with matters on which these have previously deliberated; for
so the people will have a share in the deliberations of the
state, but will not be able to disturb the principles of the
constitution. Again, in oligarchies either the people ought to
accept the measures of the government, or not to pass anything
contrary to them; or, if all are allowed to share in counsel,
the decision should rest with the magistrates. The opposite of
what is done in constitutional governments should be the rule
in oligarchies; the veto of the majority should be final,
their assent not final, but the proposal should be referred
back to the magistrates. Whereas in constitutional governments
they take the contrary course; the few have the negative, not
the affirmative power; the affirmation of everything rests
with the multitude.
These, then, are our conclusions respecting the deliberative,
that is, the supreme element in states.
Book 4, Chapter 15
Next we will proceed to consider the distribution of offices;
this too, being a part of politics concerning which many
questions arise: What shall their number be? Over what shall
they preside, and what shall be their duration? Sometimes they
last for six months, sometimes for less; sometimes they are
annual, while in other cases offices are held for still longer
periods. Shall they be for life or for a long term of years;
or, if for a short term only, shall the same persons hold them
over and over again, or once only? Also about the appointment
to them- from whom are they to be chosen, by whom, and how? We
should first be in a position to say what are the possible
varieties of them, and then we may proceed to determine which
are suited to different forms of government. But what are to
be included under the term 'offices'? That is a question not
quite so easily answered. For a political community requires
many officers; and not every one who is chosen by vote or by
lot is to be regarded as a ruler. In the first place there are
the priests, who must be distinguished from political
officers; masters of choruses and heralds, even ambassadors,
are elected by vote. Some duties of superintendence again are
political, extending either to all the citizens in a single
sphere of action, like the office of the general who
superintends them when they are in the field, or to a section
of them only, like the inspectorships of women or of youth.
Other offices are concerned with household management, like
that of the corn measurers who exist in many states and are
elected officers. There are also menial offices which the rich
have executed by their slaves. Speaking generally, those are
to be called offices to which the duties are assigned of
deliberating about certain measures and ofjudging and
commanding, especially the last; for to command is the
especial duty of a magistrate. But the question is not of any
importance in practice; no one has ever brought into court the
meaning of the word, although such problems have a speculative
interest.
What kinds of offices, and how many, are necessary to the
existence of a state, and which, if not necessary, yet conduce
to its well being are much more important considerations,
affecting all constitutions, but more especially small states.
For in great states it is possible, and indeed necessary, that
every office should have a special function; where the
citizens are numerous, many may hold office. And so it happens
that some offices a man holds a second time only after a long
interval, and others he holds once only; and certainly every
work is better done which receives the sole, and not the
divided attention of the worker. But in small states it is
necessary to combine many offices in a few hands, since the
small number of citizens does not admit of many holding
office: for who will there be to succeed them? And yet small
states at times require the same offices and laws as large
ones; the difference is that the one want them often, the
others only after long intervals. Hence there is no reason why
the care of many offices should not be imposed on the same
person, for they will not interfere with each other. When the
population is small, offices should be like the spits which
also serve to hold a lamp. We must first ascertain how many
magistrates are necessary in every state, and also how many
are not exactly necessary, but are nevertheless useful, and
then there will be no difficulty in seeing what offices can be
combined in one. We should also know over which matters
several local tribunals are to have jurisdiction, and in which
authority should be centralized: for example, should one
person keep order in the market and another in some other
place, or should the same person be responsible everywhere?
Again, should offices be divided according to the subjects
with which they deal, or according to the persons with whom
they deal: I mean to say, should one person see to good order
in general, or one look after the boys, another after the
women, and so on? Further, under different constitutions,
should the magistrates be the same or different? For example,
in democracy, oligarchy, aristocracy, monarchy, should there
be the same magistrates, although they are elected, not out of
equal or similar classes of citizen but differently under
different constitutions- in aristocracies, for example, they
are chosen from the educated, in oligarchies from the wealthy,
and in democracies from the free- or are there certain
differences in the offices answering to them as well, and may
the same be suitable to some, but different offices to others?
For in some states it may be convenient that the same office
should have a more extensive, in other states a narrower
sphere. Special offices are peculiar to certain forms of
government: for example that of probuli, which is not a
democratic office, although a bule or council is. There must
be some body of men whose duty is to prepare measures for the
people in order that they may not be diverted from their
business; when these are few in number, the state inclines to
an oligarchy: or rather the probuli must always be few, and
are therefore an oligarchical element. But when both
institutions exist in a state, the probuli are a check on the
council; for the counselors is a democratic element, but the
probuli are oligarchical. Even the power of the council
disappears when democracy has taken that extreme form in which
the people themselves are always meeting and deliberating
about everything. This is the case when the members of the
assembly receive abundant pay; for they have nothing to do and
are always holding assemblies and deciding everything for
themselves. A magistracy which controls the boys or the women,
or any similar office, is suited to an aristocracy rather than
to a democracy; for how can the magistrates prevent the wives
of the poor from going out of doors? Neither is it an
oligarchical office; for the wives of the oligarchs are too
fine to be controlled.
Enough of these matters. I will now inquire into appointments
to offices. The varieties depend on three terms, and the
combinations of these give all possible modes: first, who
appoints? secondly, from whom? and thirdly, how? Each of these
three admits of three varieties: (A) All the citizens, or (B)
only some, appoint. Either (1) the magistrates are chosen out
of all or (2) out of some who are distinguished either by a
property qualification, or by birth, or merit, or for some
special reason, as at Megara only those were eligible who had
returned from exile and fought together against the democracy.
They may be appointed either (a) by vote or (b) by lot. Again,
these several varieties may be coupled, I mean that (C) some
officers may be elected by some, others by all, and (3) some
again out of some, and others out of all, and (c) some by vote
and others by lot. Each variety of these terms admits of four
modes.
For either (A 1 a) all may appoint from all by vote, or (A 1
b) all from all by lot, or (A 2 a) all from some by vote, or
(A 2 b) all from some by lot (and from all, either by
sections, as, for example, by tribes, and wards, and
phratries, until all the citizens have been gone through; or
the citizens may be in all cases eligible indiscriminately);
or again (A 1 c, A 2 c) to some offices in the one way, to
some in the other. Again, if it is only some that appoint,
they may do so either (B 1 a) from all by vote, or (B 1 b)
from all by lot, or (B 2 a) from some by vote, or (B 2 b) from
some by lot, or to some offices in the one way, to others in
the other, i.e., (B 1 c) from all, to some offices by vote, to
some by lot, and (B 2 C) from some, to some offices by vote,
to some by lot. Thus the modes that arise, apart from two (C,
3) out of the three couplings, number twelve. Of these systems
two are popular, that all should appoint from all (A 1 a) by
vote or (A 1 b) by lot- or (A 1 c) by both. That all should
not appoint at once, but should appoint from all or from some
either by lot or by vote or by both, or appoint to some
offices from all and to others from some ('by both' meaning to
some offices by lot, to others by vote), is characteristic of
a polity. And (B 1 c) that some should appoint from all, to
some offices by vote, to others by lot, is also characteristic
of a polity, but more oligarchical than the former method. And
(A 3 a, b, c, B 3 a, b, c) to appoint from both, to some
offices from all, to others from some, is characteristic of a
polity with a leaning towards aristocracy. That (B 2) some
should appoint from some is oligarchical- even (B 2 b) that
some should appoint from some by lot (and if this does not
actually occur, it is none the less oligarchical in
character), or (B 2 C) that some should appoint from some by
both. (B 1 a) that some should appoint from all, and (A 2 a)
that all should appoint from some, by vote, is aristocratic.
These are the different modes of constituting magistrates, and
these correspond to different forms of government: which are
proper to which, or how they ought to be established, will be
evident when we determine the nature of their powers. By
powers I mean such powers as a magistrate exercises over the
revenue or in defense of the country; for there are various
kinds of power: the power of the general, for example, is not
the same with that which regulates contracts in the market.
Book 4, Chapter 16
Of the three parts of government, the judicial remains to be
considered, and this we shall divide on the same principle.
There are three points on which the variedes of law-courts
depend: The persons from whom they are appointed, the matters
with which they are concerned, and the manner of their
appointment. I mean, (1) are the judges taken from all, or
from some only? (2) how many kinds of law-courts are there?
(3) are the judges chosen by vote or by lot?
First, let me determine how many kinds of law-courts there
are. There are eight in number: One is the court of audits or
scrutinies; a second takes cognizance of ordinary offenses
against the state; a third is concerned with treason against
the constitution; the fourth determines disputes respecting
penalties, whether raised by magistrates or by private
persons; the fifth decides the more important civil cases; the
sixth tries cases of homicide, which are of various kinds, (a)
premeditated, (b) involuntary, (c) cases in which the guilt is
confessed but the justice is disputed; and there may be a
fourth court (d) in which murderers who have fled from justice
are tried after their return; such as the Court of Phreatto is
said to be at Athens. But cases of this sort rarely happen at
all even in large cities. The different kinds of homicide may
be tried either by the same or by different courts. (7) There
are courts for strangers: of these there are two subdivisions,
(a) for the settlement of their disputes with one another, (b)
for the settlement of disputes between them and the citizens.
And besides all these there must be (8) courts for small suits
about sums of a drachma up to five drachmas, or a little more,
which have to be determined, but they do not require many
judges.
Nothing more need be said of these small suits, nor of the
courts for homicide and for strangers: I would rather speak of
political cases, which, when mismanaged, create division and
disturbances in constitutions.
Now if all the citizens judge, in all the different cases
which I have distinguished, they may be appointed by vote or
by lot, or sometimes by lot and sometimes by vote. Or when a
single class of causes are tried, the judges who decide them
may be appointed, some by vote, and some by lot. These then
are the four modes of appointing judges from the whole people,
and there will be likewise four modes, if they are elected
from a part only; for they may be appointed from some by vote
and judge in all causes; or they may be appointed from some by
lot and judge in all causes; or they may be elected in some
cases by vote, and in some cases taken by lot, or some courts,
even when judging the same causes, may be composed of members
some appointed by vote and some by lot. These modes, then, as
was said, answer to those previously mentioned.
Once more, the modes of appointment may be combined; I mean,
that some may be chosen out of the whole people, others out of
some, some out of both; for example, the same tribunal may be
composed of some who were elected out of all, and of others
who were elected out of some, either by vote or by lot or by
both.
In how many forms law-courts can be established has now been
considered. The first form, viz., that in which the judges are
taken from all the citizens, and in which all causes are
tried, is democratical; the second, which is composed of a few
only who try all causes, oligarchical; the third, in which
some courts are taken from all classes, and some from certain
classes only, aristocratical and constitutional.
Book 5, Chapter 1
THE DESIGN which we proposed to ourselves is now nearly
completed. Next in order follow the causes of revolution in
states, how many, and of what nature they are; what modes of
destruction apply to particular states, and out of what, and
into what they mostly change; also what are the modes of
preservation in states generally, or in a particular state,
and by what means each state may be best preserved: these
questions remain to be considered.
In the first place we must assume as our starting-point that
in the many forms of government which have sprung up there has
always been an acknowledgment of justice and proportionate
equality, although mankind fail attaining them, as I have
already explained. Democracy, for example, arises out of the
notion that those who are equal in any respect are equal in
all respects; because men are equally free, they claim to be
absolutely equal. Oligarchy is based on the notion that those
who are unequal in one respect are in all respects unequal;
being unequal, that is, in property, they suppose themselves
to be unequal absolutely. The democrats think that as they are
equal they ought to be equal in all things; while the
oligarchs, under the idea that they are unequal, claim too
much, which is one form of inequality. All these forms of
government have a kind of justice, but, tried by an absolute
standard, they are faulty; and, therefore, both parties,
whenever their share in the government does not accord with
their preconceived ideas, stir up revolution. Those who excel
in virtue have the best right of all to rebel (for they alone
can with reason be deemed absolutely unequal), but then they
are of all men the least inclined to do so. There is also a
superiority which is claimed by men of rank; for they are
thought noble because they spring from wealthy and virtuous
ancestors. Here then, so to speak, are opened the very springs
and fountains of revolution; and hence arise two sorts of
changes in governments; the one affecting the constitution,
when men seek to change from an existing form into some other,
for example, from democracy into oligarchy, and from oligarchy
into democracy, or from either of them into constitutional
government or aristocracy, and conversely; the other not
affecting the constitution, when, without disturbing the form
of government, whether oligarchy, or monarchy, or any other,
they try to get the administration into their own hands.
Further, there is a question of degree; an oligarchy, for
example, may become more or less oligarchical, and a democracy
more or less democratical; and in like manner the
characteristics of the other forms of government may be more
or less strictly maintained. Or the revolution may be directed
against a portion of the constitution only, e.g., the
establishment or overthrow of a particular office: as at
Sparta it is said that Lysander attempted to overthrow the
monarchy, and King Pausanias, the Ephoralty. At Epidamnus,
too, the change was partial. For instead of phylarchs or heads
of tribes, a council was appointed; but to this day the
magistrates are the only members of the ruling class who are
compelled to go to the Heliaea when an election takes place,
and the office of the single archon was another oligarchical
feature. Everywhere inequality is a cause of revolution, but
an inequality in which there is no proportion- for instance, a
perpetual monarchy among equals; and always it is the desire
of equality which rises in rebellion.
Now equality is of two kinds, numerical and proportional; by
the first I mean sameness or equality in number or size; by
the second, equality of ratios. For example, the excess of
three over two is numerically equal to the excess of two over
one; whereas four exceeds two in the same ratio in which two
exceeds one, for two is the same part of four that one is of
two, namely, the half. As I was saying before, men agree that
justice in the abstract is proportion, but they differ in that
some think that if they are equal in any respect they are
equal absolutely, others that if they are unequal in any
respect they should be unequal in all. Hence there are two
principal forms of government, democracy and oligarchy; for
good birth and virtue are rare, but wealth and numbers are
more common. In what city shall we find a hundred persons of
good birth and of virtue? whereas the rich everywhere abound.
That a state should be ordered, simply and wholly, according
to either kind of equality, is not a good thing; the proof is
the fact that such forms of government never last. They are
originally based on a mistake, and, as they begin badly,
cannot fall to end badly. The inference is that both kinds of
equality should be employed; numerical in some cases, and
proportionate in others.
Still democracy appears to be safer and less liable to
revolution than oligarchy. For in oligarchies there is the
double danger of the oligarchs falling out among themselves
and also with the people; but in democracies there is only the
danger of a quarrel with the oligarchs. No dissension worth
mentioning arises among the people themselves. And we may
further remark that a government which is composed of the
middle class more nearly approximates to democracy than to
oligarchy, and is the safest of the imperfect forms of
government.
Book 5, Chapter 2
In considering how dissensions and poltical revolutions arise,
we must first of all ascertain the beginnings and causes of
them which affect constitutions generally. They may be said to
be three in number; and we have now to give an outline of
each. We want to know (1) what is the feeling? (2) what are
the motives of those who make them? (3) whence arise political
disturbances and quarrels? The universal and chief cause of
this revolutionary feeling has been already mentioned; viz.,
the desire of equality, when men think that they are equal to
others who have more than themselves; or, again, the desire of
inequality and superiority, when conceiving themselves to be
superior they think that they have not more but the same or
less than their inferiors; pretensions which may and may not
be just. Inferiors revolt in order that they may be equal, and
equals that they may be superior. Such is the state of mind
which creates revolutions. The motives for making them are the
desire of gain and honor, or the fear of dishonor and loss;
the authors of them want to divert punishment or dishonor from
themselves or their friends. The causes and reasons of
revolutions, whereby men are themselves affected in the way
described, and about the things which I have mentioned, viewed
in one way may be regarded as seven, and in another as more
than seven. Two of them have been already noticed; but they
act in a different manner, for men are excited against one
another by the love of gain and honor- not, as in the case
which I have just supposed, in order to obtain them for
themselves, but at seeing others, justly or unjustly,
engrossing them. Other causes are insolence, fear, excessive
predominance, contempt, disproportionate increase in some part
of the state; causes of another sort are election intrigues,
carelessness, neglect about trifles, dissimilarity of
elements.
Book 5, Chapter 3
What share insolence and avarice have in creating revolutions,
and how they work, is plain enough. When the magistrates are
insolent and grasping they conspire against one another and
also against the constitution from which they derive their
power, making their gains either at the expense of individuals
or of the public. It is evident, again, what an influence
honor exerts and how it is a cause of revolution. Men who are
themselves dishonored and who see others obtaining honors rise
in rebellion; the honor or dishonor when undeserved is unjust;
and just when awarded according to merit.
Again, superiority is a cause of revolution when one or more
persons have a power which is too much for the state and the
power of the government; this is a condition of affairs out of
which there arises a monarchy, or a family oligarchy. And
therefore, in some places, as at Athens and Argos, they have
recourse to ostracism. But how much better to provide from the
first that there should be no such pre-eminent individuals
instead of letting them come into existence and then finding a
remedy.
Another cause of revolution is fear. Either men have committed
wrong, and are afraid of punishment, or they are expecting to
suffer wrong and are desirous of anticipating their enemy.
Thus at Rhodes the notables conspired against the people
through fear of the suits that were brought against them.
Contempt is also a cause of insurrection and revolution; for
example, in oligarchies- when those who have no share in the
state are the majority, they revolt, because they think that
they are the stronger. Or, again, in democracies, the rich
despise the disorder and anarchy of the state; at Thebes, for
example, where, after the battle of Oenophyta, the bad
administration of the democracy led to its ruin. At Megara the
fall of the democracy was due to a defeat occasioned by
disorder and anarchy. And at Syracuse the democracy aroused
contempt before the tyranny of Gelo arose; at Rhodes, before
the insurrection.
Political revolutions also spring from a disproportionate
increase in any part of the state. For as a body is made up of
many members, and every member ought to grow in proportion,
that symmetry may be preserved; but loses its nature if the
foot be four cubits long and the rest of the body two spans;
and, should the abnormal increase be one of quality as well as
of quantity, may even take the form of another animal: even so
a state has many parts, of which some one may often grow
imperceptibly; for example, the number of poor in democracies
and in constitutional states. And this disproportion may
sometimes happen by an accident, as at Tarentum, from a defeat
in which many of the notables were slain in a battle with the
Iapygians just after the Persian War, the constitutional
government in consequence becoming a democracy; or as was the
case at Argos, where the Argives, after their army had been
cut to pieces on the seventh day of the month by Cleomenes the
Lacedaemonian, were compelled to admit to citizen some of
their Perioeci; and at Athens, when, after frequent defeats of
their infantry at the time of the Peloponnesian War, the
notables were reduced in number, because the soldiers had to
be taken from the roll of citizens. Revolutions arise from
this cause as well, in democracies as in other forms of
government, but not to so great an extent. When the rich grow
numerous or properties increase, the form of government
changes into an oligarchy or a government of families. Forms
of government also change- sometimes even without revolution,
owing to election contests, as at Heraea (where, instead of
electing their magistrates, they took them by lot, because the
electors were in the habit of choosing their own partisans);
or owing to carelessness, when disloyal persons are allowed to
find their way into the highest offices, as at Oreum, where,
upon the accession of Heracleodorus to office, the oligarchy
was overthrown, and changed by him into a constitutional and
democratical government.
Again, the revolution may be facilitated by the slightness of
the change; I mean that a great change may sometimes slip into
the constitution through neglect of a small matter; at
Ambracia, for instance, the qualification for office, small at
first, was eventually reduced to nothing. For the Ambraciots
thought that a small qualification was much the same as none
at all.
Another cause of revolution is difference of races which do
not at once acquire a common spirit; for a state is not the
growth of a day, any more than it grows out of a multitude
brought together by accident. Hence the reception of strangers
in colonies, either at the time of their foundation or
afterwards, has generally produced revolution; for example,
the Achaeans who joined the Troezenians in the foundation of
Sybaris, becoming later the more numerous, expelled them;
hence the curse fell upon Sybaris. At Thurii the Sybarites
quarrelled with their fellow-colonists; thinking that the land
belonged to them, they wanted too much of it and were driven
out. At Byzantium the new colonists were detected in a
conspiracy, and were expelled by force of arms; the people of
Antissa, who had received the Chian exiles, fought with them,
and drove them out; and the Zancleans, after having received
the Samians, were driven by them out of their own city. The
citizens of Apollonia on the Euxine, after the introduction of
a fresh body of colonists, had a revolution; the Syracusans,
after the expulsion of their tyrants, having admitted
strangers and mercenaries to the rights of citizenship,
quarrelled and came to blows; the people of Amphipolis, having
received Chalcidian colonists, were nearly all expelled by
them.
Now, in oligarchies the masses make revolution under the idea
that they are unjustly treated, because, as I said before,
they are equals, and have not an equal share, and in
democracies the notables revolt, because they are not equals,
and yet have only an equal share.
Again, the situation of cities is a cause of revolution when
the country is not naturally adapted to preserve the unity of
the state. For example, the Chytians at Clazomenae did not
agree with the people of the island; and the people of
Colophon quarrelled with the Notians; at Athens too, the
inhabitants of the Piraeus are more democratic than those who
live in the city. For just as in war the impediment of a
ditch, though ever so small, may break a regiment, so every
cause of difference, however slight, makes a breach in a city.
The greatest opposition is confessedly that of virtue and
vice; next comes that of wealth and poverty; and there are
other antagonistic elements, greater or less, of which one is
this difference of place.
Book 5, Chapter 4
In revolutions the occasions may be trifling, but great
interests are at stake. Even trifles are most important when
they concern the rulers, as was the case of old at Syracuse;
for the Syracusan constitution was once changed by a love-
quarrel of two young men, who were in the government. The
story is that while one of them was away from home his beloved
was gained over by his companion, and he to revenge himself
seduced the other's wife. They then drew the members of the
ruling class into their quarrel and so split all the people
into portions. We learn from this story that we should be on
our guard against the beginnings of such evils, and should put
an end to the quarrels of chiefs and mighty men. The mistake
lies in the beginning- as the proverb says- 'Well begun is
half done'; so an error at the beginning, though quite small,
bears the same ratio to the errors in the other parts. In
general, when the notables quarrel, the whole city is
involved, as happened in Hesdaea after the Persian War. The
occasion was the division of an inheritance; one of two
brothers refused to give an account of their father's property
and the treasure which he had found: so the poorer of the two
quarrelled with him and enlisted in his cause the popular
party, the other, who was very rich, the wealthy classes.
At Delphi, again, a quarrel about a marriage was the beginning
of all the troubles which followed. In this case the
bridegroom, fancying some occurrence to be of evil omen, came
to the bride, and went away without taking her. Whereupon her
relations, thinking that they were insulted by him, put some
of the sacred treasure among his offerings while he was
sacrificing, and then slew him, pretending that he had been
robbing the temple. At Mytilene, too, a dispute about
heiresses was the beginning of many misfortunes, and led to
the war with the Athenians in which Paches took their city. A
wealthy citizen, named Timophanes, left two daughters;
Dexander, another citizen, wanted to obtain them for his sons;
but he was rejected in his suit, whereupon he stirred up a
revolution, and instigated the Athenians (of whom he was
proxenus) to interfere. A similar quarrel about an heiress
arose at Phocis between Mnaseas the father of Mnason, and
Euthycrates the father of Onomarchus; this was the beginning
of the Sacred War. A marriage-quarrel was also the cause of a
change in the government of Epidamnus. A certain man betrothed
his daughter to a person whose father, having been made a
magistrate, fined the father of the girl, and the latter,
stung by the insult, conspired with the unenfranchised classes
to overthrow the state.
Governments also change into oligarchy or into democracy or
into a constitutional government because the magistrates, or
some other section of the state, increase in power or renown.
Thus at Athens the reputation gained by the court of the
Areopagus, in the Persian War, seemed to tighten the reins of
government. On the other hand, the victory of Salamis, which
was gained by the common people who served in the fleet, and
won for the Athenians the empire due to command of the sea,
strengthened the democracy. At Argos, the notables, having
distinguished themselves against the Lacedaemonians in the
battle of Mantinea, attempted to put down the democracy. At
Syracuse, the people, having been the chief authors of the
victory in the war with the Athenians, changed the
constitutional government into democracy. At Chalcis, the
people, uniting with the notables, killed Phoxus the tyrant,
and then seized the government. At Ambracia, the people, in
like manner, having joined with the conspirators in expelling
the tyrant Periander, transferred the government to
themselves. And generally it should be remembered that those
who have secured power to the state, whether private citizens,
or magistrates, or tribes, or any other part or section of the
state, are apt to cause revolutions. For either envy of their
greatness draws others into rebellion, or they themselves, in
their pride of superiority, are unwilling to remain on a level
with others.
Revolutions also break out when opposite parties, e.g., the
rich and the people, are equally balanced, and there is little
or no middle class; for, if either party were manifestly
superior, the other would not risk an attack upon them. And,
for this reason, those who are eminent in virtue usually do
not stir up insurrections, always being a minority. Such are
the beginnings and causes of the disturbances and revolutions
to which every form of government is liable.
Revolutions are effected in two ways, by force and by fraud.
Force may be applied either at the time of making the
revolution or afterwards. Fraud, again, is of two kinds; for
(1) sometimes the citizens are deceived into acquiescing in a
change of government, and afterwards they are held in
subjection against their will. This was what happened in the
case of the Four Hundred, who deceived the people by telling
them that the king would provide money for the war against the
Lacedaemonians, and, having cheated the people, still
endeavored to retain the government. (2) In other cases the
people are persuaded at first, and afterwards, by a repetition
of the persuasion, their goodwill and allegiance are retained.
The revolutions which effect constitutions generally spring
from the above-mentioned causes.
Book 5, Chapter 5
And now, taking each constitution separately, we must see what
follows from the principles already laid down.
Revolutions in democracies are generally caused by the
intemperance of demagogues, who either in their private
capacity lay information against rich men until they compel
them to combine (for a common danger unites even the bitterest
enemies), or coming forward in public stir up the people
against them. The truth of this remark is proved by a variety
of examples. At Cos the democracy was overthrown because
wicked demagogues arose, and the notables combined. At Rhodes
the demagogues not only provided pay for the multitude, but
prevented them from making good to the trierarchs the sums
which had been expended by them; and they, in consequence of
the suits which were brought against them, were compelled to
combine and put down the democracy. The democracy at Heraclea
was overthrown shortly after the foundation of the colony by
the injustice of the demagogues, which drove out the notables,
who came back in a body and put an end to the democracy. Much
in the same manner the democracy at Megara was overturned;
there the demagogues drove out many of the notables in order
that they might be able to confiscate their property. At
length the exiles, becoming numerous, returned, and, engaging
and defeating the people, established the oligarchy. The same
thing happened with the democracy of Cyme, which was
overthrown by Thrasymachus. And we may observe that in most
states the changes have been of this character. For sometimes
the demagogues, in order to curry favor with the people, wrong
the notables and so force them to combine; either they make a
division of their property, or diminish their incomes by the
imposition of public services, and sometimes they bring
accusations against the rich that they may have their wealth
to confiscate.
Of old, the demagogue was also a general, and then democracies
changed into tyrannies. Most of the ancient tyrants were
originally demagogues. They are not so now, but they were
then; and the reason is that they were generals and not
orators, for oratory had not yet come into fashion. Whereas in
our day, when the art of rhetoric has made such progress, the
orators lead the people, but their ignorance of military
matters prevents them from usurping power; at any rate
instances to the contrary are few and slight. Tyrannies were
more common formerly than now, for this reason also, that
great power was placed in the hands of individuals; thus a
tyranny arose at Miletus out of the office of the Prytanis,
who had supreme authority in many important matters. Moreover,
in those days, when cities were not large, the people dwelt in
the fields, busy at their work; and their chiefs, if they
possessed any military talent, seized the opportunity, and
winning the confidence of the masses by professing their
hatred of the wealthy, they succeeded in obtaining the
tyranny. Thus at Athens Peisistratus led a faction against the
men of the plain, and Theagenes at Megara slaughtered the
cattle of the wealthy, which he found by the river side, where
they had put them to graze in land not their own. Dionysius,
again, was thought worthy of the tyranny because he denounced
Daphnaeus and the rich; his enmity to the notables won for him
the confidence of the people. Changes also take place from the
ancient to the latest form of democracy; for where there is a
popular election of the magistrates and no property
qualification, the aspirants for office get hold of the
people, and contrive at last even to set them above the laws.
A more or less complete cure for this state of things is for
the separate tribes, and not the whole people, to elect the
magistrates.
These are the principal causes of revolutions in democracies.
Book 5, Chapter 6
There are two patent causes of revolutions in oligarchies: (1)
First, when the oligarchs oppress the people, for then anybody
is good enough to be their champion, especially if he be
himself a member of the oligarchy, as Lygdamis at Naxos, who
afterwards came to be tyrant. But revolutions which commence
outside the governing class may be further subdivided.
Sometimes, when the government is very exclusive, the
revolution is brought about by persons of the wealthy class
who are excluded, as happened at Massalia and Istros and
Heraclea, and other cities. Those who had no share in the
government created a disturbance, until first the elder
brothers, and then the younger, were admitted; for in some
places father and son, in others elder and younger brothers,
do not hold office together. At Massalia the oligarchy became
more like a constitutional government, but at Istros ended in
a democracy, and at Heraclea was enlarged to 600. At Cnidos,
again, the oligarchy underwent a considerable change. For the
notables fell out among themselves, because only a few shared
in the government; there existed among them the rule already
mentioned, that father and son not hold office together, and,
if there were several brothers, only the eldest was admitted.
The people took advantage of the quarrel, and choosing one of
the notables to be their leader, attacked and conquered the
oligarchs, who were divided, and division is always a source
of weakness. The city of Erythrae, too, in old times was
ruled, and ruled well, by the Basilidae, but the people took
offense at the narrowness of the oligarchy and changed the
constitution.
(2) Of internal causes of revolutions in oligarchies one is
the personal rivalry of the oligarchs, which leads them to
play the demagogue. Now, the oligarchical demagogue is of two
sorts: either (a) he practices upon the oligarchs themselves
(for, although the oligarchy are quite a small number, there
may be a demagogue among them, as at Athens Charicles' party
won power by courting the Thirty, that of Phrynichus by
courting the Four Hundred); or (b) the oligarchs may play the
demagogue with the people. This was the case at Larissa, where
the guardians of the citizens endeavored to gain over the
people because they were elected by them; and such is the fate
of all oligarchies in which the magistrates are elected, as at
Abydos, not by the class to which they belong, but by the
heavy-armed or by the people, although they may be required to
have a high qualification, or to be members of a political
club; or, again, where the law-courts are composed of persons
outside the government, the oligarchs flatter the people in
order to obtain a decision in their own favor, and so they
change the constitution; this happened at Heraclea in Pontus.
Again, oligarchies change whenever any attempt is made to
narrow them; for then those who desire equal rights are
compelled to call in the people. Changes in the oligarchy also
occur when the oligarchs waste their private property by
extravagant living; for then they want to innovate, and either
try to make themselves tyrants, or install some one else in
the tyranny, as Hipparinus did Dionysius at Syracuse, and as
at Amphipolis a man named Cleotimus introduced Chalcidian
colonists, and when they arrived, stirred them up against the
rich. For a like reason in Aegina the person who carried on
the negotiation with Chares endeavored to revolutionize the
state. Sometimes a party among the oligarchs try directly to
create a political change; sometimes they rob the treasury,
and then either the thieves or, as happened at Apollonia in
Pontus, those who resist them in their thieving quarrel with
the rulers. But an oligarchy which is at unity with itself is
not easily destroyed from within; of this we may see an
example at Pharsalus, for there, although the rulers are few
in number, they govern a large city, because they have a good
understanding among themselves.
Oligarchies, again, are overthrown when another oligarchy is
created within the original one, that is to say, when the
whole governing body is small and yet they do not all share in
the highest offices. Thus at Elis the governing body was a
small senate; and very few ever found their way into it,
because the senators were only ninety in number, and were
elected for life and out of certain families in a manner
similar to the Lacedaemonian elders. Oligarchy is liable to
revolutions alike in war and in peace; in war because, not
being able to trust the people, the oligarchs are compelled to
hire mercenaries, and the general who is in command of them
often ends in becoming a tyrant, as Timophanes did at Corinth;
or if there are more generals than one they make themselves
into a company of tyrants. Sometimes the oligarchs, fearing
this danger, give the people a share in the government because
their services are necessary to them. And in time of peace,
from mutual distrust, the two parties hand over the defense of
the state to the army and to an arbiter between the two
factions, who often ends the master of both. This happened at
Larissa when Simos the Aleuad had the government, and at
Abydos in the days of Iphiades and the political clubs.
Revolutions also arise out of marriages or lawsuits which lead
to the overthrow of one party among the oligarchs by another.
Of quarrels about marriages I have already mentioned some
instances; another occurred at Eretria, where Diagoras
overturned the oligarchy of the knights because he had been
wronged about a marriage. A revolution at Heraclea, and
another at Thebes, both arose out of decisions of law-courts
upon a charge of adultery; in both cases the punishment was
just, but executed in the spirit of party, at Heraclea upon
Eurytion, and at Thebes upon Archias; for their enemies were
jealous of them and so had them pilloried in the agora. Many
oligarchies have been destroyed by some members of the ruling
class taking offense at their excessive despotism; for
example, the oligarchy at Cnidus and at Chios.
Changes of constitutional governments, and also of oligarchies
which limit the office of counselor, judge, or other
magistrate to persons having a certain money qualification,
often occur by accident. The qualification may have been
originally fixed according to the circumstances of the time,
in such a manner as to include in an oligarchy a few only, or
in a constitutional government the middle class. But after a
time of prosperity, whether arising from peace or some other
good fortune, the same property becomes many times as
valuable, and then everybody participates in every office;
this happens sometimes gradually and insensibly, and sometimes
quickly. These are the causes of changes and revolutions in
oligarchies.
We must remark generally both of democracies and oligarchies,
that they sometimes change, not into the opposite forms of
government, but only into another variety of the same class; I
mean to say, from those forms of democracy and oligarchy which
are regulated by law into those which are arbitrary, and
conversely.
Book 5, Chapter 7
In aristocracies revolutions are stirred up when a few only
share in the honors of the state; a cause which has been
already shown to affect oligarchies; for an aristocracy is a
sort of oligarchy, and, like an oligarchy, is the government
of a few, although few not for the same reason; hence the two
are often confounded. And revolutions will be most likely to
happen, and must happen, when the mass of the people are of
the high-spirited kind, and have a notion that they are as
good as their rulers. Thus at Lacedaemon the so-called
Partheniae, who were the [illegitimate] sons of the Spartan
peers, attempted a revolution, and, being detected, were sent
away to colonize Tarentum. Again, revolutions occur when great
men who are at least of equal merit are dishonored by those
higher in office, as Lysander was by the kings of Sparta; or,
when a brave man is excluded from the honors of the state,
like Cinadon, who conspired against the Spartans in the reign
of Agesilaus; or, again, when some are very poor and others
very rich, a state of society which is most often the result
of war, as at Lacedaemon in the days of the Messenian War;
this is proved from the poem of Tyrtaeus, entitled 'Good
Order'; for he speaks of certain citizens who were ruined by
the war and wanted to have a redistribution of the land.
Again, revolutions arise when an individual who is great, and
might be greater, wants to rule alone, as, at Lacedaemon,
Pausanias, who was general in the Persian War, or like Hanno
at Carthage.
Constitutional governments and aristocracies are commonly
overthrown owing to some deviation from justice in the
constitution itself; the cause of the downfall is, in the
former, the ill-mingling of the two elements, democracy and
oligarchy; in the latter, of the three elements, democracy,
oligarchy, and virtue, but especially democracy and oligarchy.
For to combine these is the endeavor of constitutional
governments; and most of the so-called aristocracies have a
like aim, but differ from polities in the mode of combination;
hence some of them are more and some less permanent. Those
which incline more to oligarchy are called aristocracies, and
those which incline to democracy constitutional governments.
And therefore the latter are the safer of the two; for the
greater the number, the greater the strength, and when men are
equal they are contented. But the rich, if the constitution
gives them power, are apt to be insolent and avaricious; and,
in general, whichever way the constitution inclines, in that
direction it changes as either party gains strength, a
constitutional government becoming a democracy, an aristocracy
an oligarchy. But the process may be reversed, and aristocracy
may change into democracy. This happens when the poor, under
the idea that they are being wronged, force the constitution
to take an opposite form. In like manner constitutional
governments change into oligarchies. The only stable principle
of government is equality according to proportion, and for
every man to enjoy his own.
What I have just mentioned actually happened at Thurii, where
the qualification for office, at first high, was therefore
reduced, and the magistrates increased in number. The notables
had previously acquired the whole of the land contrary to law;
for the government tended to oligarchy, and they were able to
encroach.... But the people, who had been trained by war, soon
got the better of the guards kept by the oligarchs, until
those who had too much gave up their land.
Again, since all aristocratical governments incline to
oligarchy, the notables are apt to be grasping; thus at
Lacedaemon, where property tends to pass into few hands, the
notables can do too much as they like, and are allowed to
marry whom they please. The city of Locri was ruined by a
marriage connection with Dionysius, but such a thing could
never have happened in a democracy, or in a wellbalanced
aristocracy.
I have already remarked that in all states revolutions are
occasioned by trifles. In aristocracies, above all, they are
of a gradual and imperceptible nature. The citizens begin by
giving up some part of the constitution, and so with greater
ease the government change something else which is a little
more important, until they have undermined the whole fabric of
the state. At Thurii there was a law that generals should only
be re-elected after an interval of five years, and some young
men who were popular with the soldiers of the guard for their
military prowess, despising the magistrates and thinking that
they would easily gain their purpose, wanted to abolish this
law and allow their generals to hold perpetual commands; for
they well knew that the people would be glad enough to elect
them. Whereupon the magistrates who had charge of these
matters, and who are called councillors, at first determined
to resist, but they afterwards consented, thinking that, if
only this one law was changed, no further inroad would be made
on the constitution. But other changes soon followed which
they in vain attempted to oppose; and the state passed into
the hands of the revolutionists, who established a dynastic
oligarchy.
All constitutions are overthrown either from within or from
without; the latter, when there is some government close at
hand having an opposite interest, or at a distance, but
powerful. This was exemplified in the old times of the
Athenians and the Lacedaemonians; the Athenians everywhere put
down the oligarchies, and the Lacedaemonians the democracies.
I have now explained what are the chief causes of revolutions
and dissensions in states.
Book 5, Chapter 8
We have next to consider what means there are of preserving
constitutions in general, and in particular cases. In the
first place it is evident that if we know the causes which
destroy constitutions, we also know the causes which preserve
them; for opposites produce opposites, and destruction is the
opposite of preservation.
In all well-attempered governments there is nothing which
should be more jealously maintained than the spirit of
obedience to law, more especially in small matters; for
transgression creeps in unperceived and at last ruins the
state, just as the constant recurrence of small expenses in
time eats up a fortune. The expense does not take place at
once, and therefore is not observed; the mind is deceived, as
in the fallacy which says that 'if each part is little, then
the whole is little.' this is true in one way, but not in
another, for the whole and the all are not little, although
they are made up of littles.
In the first place, then, men should guard against the
beginning of change, and in the second place they should not
rely upon the political devices of which I have already spoken
invented only to deceive the people, for they are proved by
experience to be useless. Further, we note that oligarchies as
well as aristocracies may last, not from any inherent
stability in such forms of government, but because the rulers
are on good terms both with the unenfranchised and with the
governing classes, not maltreating any who are excluded from
the government, but introducing into it the leading spirits
among them. They should never wrong the ambitious in a matter
of honor, or the common people in a matter of money; and they
should treat one another and their fellow citizen in a spirit
of equality. The equality which the friends of democracy seek
to establish for the multitude is not only just but likewise
expedient among equals. Hence, if the governing class are
numerous, many democratic institutions are useful; for
example, the restriction of the tenure of offices to six
months, that all those who are of equal rank may share in
them. Indeed, equals or peers when they are numerous become a
kind of democracy, and therefore demagogues are very likely to
arise among them, as I have already remarked. The short tenure
of office prevents oligarchies and aristocracies from falling
into the hands of families; it is not easy for a person to do
any great harm when his tenure of office is short, whereas
long possession begets tyranny in oligarchies and democracies.
For the aspirants to tyranny are either the principal men of
the state, who in democracies are demagogues and in
oligarchies members of ruling houses, or those who hold great
offices, and have a long tenure of them.
Constitutions are preserved when their destroyers are at a
distance, and sometimes also because they are near, for the
fear of them makes the government keep in hand the
constitution. Wherefore the ruler who has a care of the
constitution should invent terrors, and bring distant dangers
near, in order that the citizens may be on their guard, and,
like sentinels in a night watch, never relax their attention.
He should endeavor too by help of the laws to control the
contentions and quarrels of the notables, and to prevent those
who have not hitherto taken part in them from catching the
spirit of contention. No ordinary man can discern the
beginning of evil, but only the true statesman.
As to the change produced in oligarchies and constitutional
governments by the alteration of the qualification, when this
arises, not out of any variation in the qualification but only
out of the increase of money, it is well to compare the
general valuation of property with that of past years,
annually in those cities in which the census is taken annually
and in larger cities every third or fifth year. If the whole
is many times greater or many times less than when the ratings
recognized by the constitution were fixed, there should be
power given by law to raise or lower the qualification as the
amount is greater or less. Where this is not done a
constitutional government passes into an oligarchy, and an
oligarchy is narrowed to a rule of families; or in the
opposite case constitutional government becomes democracy, and
oligarchy either constitutional government or democracy.
It is a principle common to democracy, oligarchy, and every
other form of government not to allow the disproportionate
increase of any citizen but to give moderate honor for a long
time rather than great honor for a short time. For men are
easily spoilt; not every one can bear prosperity. But if this
rule is not observed, at any rate the honors which are given
all at once should be taken away by degrees and not all at
once. Especially should the laws provide against any one
having too much power, whether derived from friends or money;
if he has, he should be sent clean out of the country. And
since innovations creep in through the private life of
individuals also, there ought to be a magistracy which will
have an eye to those whose life is not in harmony with the
government, whether oligarchy or democracy or any other. And
for a like reason an increase of prosperity in any part of the
state should be carefully watched. The proper remedy for this
evil is always to give the management of affairs and offices
of state to opposite elements; such opposites are the virtuous
and the many, or the rich and the poor. Another way is to
combine the poor and the rich in one body, or to increase the
middle class: thus an end will be put to the revolutions which
arise from inequality.
But above all every state should be so administered and so
regulated by law that its magistrates cannot possibly make
money. In oligarchies special precautions should be used
against this evil. For the people do not take any great
offense at being kept out of the government- indeed they are
rather pleased than otherwise at having leisure for their
private business- but what irritates them is to think that
their rulers are stealing the public money; then they are
doubly annoyed; for they lose both honor and profit. If office
brought no profit, then and then only could democracy and
aristocracy be combined; for both notables and people might
have their wishes gratified. All would be able to hold office,
which is the aim of democracy, and the notables would be
magistrates, which is the aim of aristocracy. And this result
may be accomplished when there is no possibility of making
money out of the offices; for the poor will not want to have
them when there is nothing to be gained from them- they would
rather be attending to their own concerns; and the rich, who
do not want money from the public treasury, will be able to
take them; and so the poor will keep to their work and grow
rich, and the notables will not be governed by the lower
class. In order to avoid peculation of the public money, the
transfer of the revenue should be made at a general assembly
of the citizens, and duplicates of the accounts deposited with
the different brotherhoods, companies, and tribes. And honors
should be given by law to magistrates who have the reputation
of being incorruptible. In democracies the rich should be
spared; not only should their property not be divided, but
their incomes also, which in some states are taken from them
imperceptibly, should be protected. It is a good thing to
prevent the wealthy citizens, even if they are willing from
undertaking expensive and useless public services, such as the
giving of choruses, torch-races, and the like. In an
oligarchy, on the other hand, great care should be taken of
the poor, and lucrative offices should go to them; if any of
the wealthy classes insult them, the offender should be
punished more severely than if he had wronged one of his own
class. Provision should be made that estates pass by
inheritance and not by gift, and no person should have more
than one inheritance; for in this way properties will be
equalized, and more of the poor rise to competency. It is also
expedient both in a democracy and in an oligarchy to assign to
those who have less share in the government (i.e., to the rich
in a democracy and to the poor in an oligarchy) an equality or
preference in all but the principal offices of state. The
latter should be entrusted chiefly or only to members of the
governing class.
Book 5, Chapter 9
There are three qualifications required in those who have to
fill the highest offices- (1) first of all, loyalty to the
established constitution; (2) the greatest administrative
capacity; (3) virtue and justice of the kind proper to each
form of government; for, if what is just is not the same in
all governments, the quality of justice must also differ.
There may be a doubt, however, when all these qualities do not
meet in the same person, how the selection is to be made;
suppose, for example, a good general is a bad man and not a
friend to the constitution, and another man is loyal and just,
which should we choose? In making the election ought we not to
consider two points? what qualities are common, and what are
rare. Thus in the choice of a general, we should regard his
skill rather than his virtue; for few have military skill, but
many have virtue. In any office of trust or stewardship, on
the other hand, the opposite rule should be observed; for more
virtue than ordinary is required in the holder of such an
office, but the necessary knowledge is of a sort which all men
possess.
It may, however, be asked what a man wants with virtue if he
have political ability and is loyal, since these two qualities
alone will make him do what is for the public interest. But
may not men have both of them and yet be deficient in self-
control? If, knowing and loving their own interests, they do
not always attend to them, may they not be equally negligent
of the interests of the public?
Speaking generally, we may say that whatever legal enactments
are held to be for the interest of various constitutions, all
these preserve them. And the great preserving principle is the
one which has been repeatedly mentioned- to have a care that
the loyal citizen should be stronger than the disloyal.
Neither should we forget the mean, which at the present day is
lost sight of in perverted forms of government; for many
practices which appear to be democratical are the ruin of
democracies, and many which appear to be oligarchical are the
ruin of oligarchies. Those who think that all virtue is to be
found in their own party principles push matters to extremes;
they do not consider that disproportion destroys a state. A
nose which varies from the ideal of straightness to a hook or
snub may still be of good shape and agreeable to the eye; but
if the excess be very great, all symmetry is lost, and the
nose at last ceases to be a nose at all on account of some
excess in one direction or defect in the other; and this is
true of every other part of the human body. The same law of
proportion equally holds in states. Oligarchy or democracy,
although a departure from the most perfect form, may yet be a
good enough government, but if any one attempts to push the
principles of either to an extreme, he will begin by spoiling
the government and end by having none at all. Wherefore the
legislator and the statesman ought to know what democratical
measures save and what destroy a democracy, and what
oligarchical measures save or destroy an oligarchy. For
neither the one nor the other can exist or continue to exist
unless both rich and poor are included in it. If equality of
property is introduced, the state must of necessity take
another form; for when by laws carried to excess one or other
element in the state is ruined, the constitution is ruined.
There is an error common both to oligarchies and to
democracies: in the latter the demagogues, when the multitude
are above the law, are always cutting the city in two by
quarrels with the rich, whereas they should always profess to
be maintaining their cause; just as in oligarchies the
oligarchs should profess to maintaining the cause of the
people, and should take oaths the opposite of those which they
now take. For there are cities in which they swear- 'I will be
an enemy to the people, and will devise all the harm against
them which I can'; but they ought to exhibit and to entertain
the very opposite feeling; in the form of their oath there
should be an express declaration- 'I will do no wrong to the
people.'
But of all the things which I have mentioned that which most
contributes to the permanence of constitutions is the
adaptation of education to the form of government, and yet in
our own day this principle is universally neglected. The best
laws, though sanctioned by every citizen of the state, will be
of no avail unless the young are trained by habit and
education in the spirit of the constitution, if the laws are
democratical, democratically or oligarchically, if the laws
are oligarchical. For there may be a want of self-discipline
in states as well as in individuals. Now, to have been
educated in the spirit of the constitution is not to perform
the actions in which oligarchs or democrats delight, but those
by which the existence of an oligarchy or of a democracy is
made possible. Whereas among ourselves the sons of the ruling
class in an oligarchy live in luxury, but the sons of the poor
are hardened by exercise and toil, and hence they are both
more inclined and better able to make a revolution. And in
democracies of the more extreme type there has arisen a false
idea of freedom which is contradictory to the true interests
of the state. For two principles are characteristic of
democracy, the government of the majority and freedom. Men
think that what is just is equal; and that equality is the
supremacy of the popular will; and that freedom means the
doing what a man likes. In such democracies every one lives as
he pleases, or in the words of Euripides, 'according to his
fancy.' But this is all wrong; men should not think it slavery
to live according to the rule of the constitution; for it is
their salvation.
I have now discussed generally the causes of the revolution
and destruction of states, and the means of their preservation
and continuance.
Book 5, Chapter 10
I have still to speak of monarchy, and the causes of its
destruction and preservation. What I have said already
respecting forms of constitutional government applies almost
equally to royal and to tyrannical rule. For royal rule is of
the nature of an aristocracy, and a tyranny is a compound of
oligarchy and democracy in their most extreme forms; it is
therefore most injurious to its subjects, being made up of two
evil forms of government, and having the perversions and
errors of both. These two forms of monarchy are contrary in
their very origin. The appointment of a king is the resource
of the better classes against the people, and he is elected by
them out of their own number, because either he himself or his
family excel in virtue and virtuous actions; whereas a tyrant
is chosen from the people to be their protector against the
notables, and in order to prevent them from being injured.
History shows that almost all tyrants have been demagogues who
gained the favor of the people by their accusation of the
notables. At any rate this was the manner in which the
tyrannies arose in the days when cities had increased in
power. Others which were older originated in the ambition of
kings wanting to overstep the limits of their hereditary power
and become despots. Others again grew out of the class which
were chosen to be chief magistrates; for in ancient times the
people who elected them gave the magistrates, whether civil or
religious, a long tenure. Others arose out of the custom which
oligarchies had of making some individual supreme over the
highest offices. In any of these ways an ambitious man had no
difficulty, if he desired, in creating a tyranny, since he had
the power in his hands already, either as king or as one of
the officers of state. Thus Pheidon at Argos and several
others were originally kings, and ended by becoming tyrants;
Phalaris, on the other hand, and the Ionian tyrants, acquired
the tyranny by holding great offices. Whereas Panaetius at
Leontini, Cypselus at Corinth, Peisistratus at Athens,
Dionysius at Syracuse, and several others who afterwards
became tyrants, were at first demagogues.
And so, as I was saying, royalty ranks with aristocracy, for
it is based upon merit, whether of the individual or of his
family, or on benefits conferred, or on these claims with
power added to them. For all who have obtained this honor have
benefited, or had in their power to benefit, states and
nations; some, like Codrus, have prevented the state from
being enslaved in war; others, like Cyrus, have given their
country freedom, or have settled or gained a territory, like
the Lacedaemonian, Macedonian, and Molossian kings. The idea
of a king is to be a protector of the rich against unjust
treatment, of the people against insult and oppression.
Whereas a tyrant, as has often been repeated, has no regard to
any public interest, except as conducive to his private ends;
his aim is pleasure, the aim of a king, honor. Wherefore also
in their desires they differ; the tyrant is desirous of
riches, the king, of what brings honor. And the guards of a
king are citizens, but of a tyrant mercenaries.
That tyranny has all the vices both of democracy and oligarchy
is evident. As of oligarchy so of tyranny, the end is wealth;
(for by wealth only can the tyrant maintain either his guard
or his luxury). Both mistrust the people, and therefore
deprive them of their arms. Both agree too in injuring the
people and driving them out of the city and dispersing them.
From democracy tyrants have borrowed the art of making war
upon the notables and destroying them secretly or openly, or
of exiling them because they are rivals and stand in the way
of their power; and also because plots against them are
contrived by men of this dass, who either want to rule or to
escape subjection. Hence Periander advised Thrasybulus by
cutting off the tops of the tallest ears of corn, meaning that
he must always put out of the way the citizens who overtop the
rest. And so, as I have already intimated, the beginnings of
change are the same in monarchies as in forms of
constitutional government; subjects attack their sovereigns
out of fear or contempt, or because they have been unjustly
treated by them. And of injustice, the most common form is
insult, another is confiscation of property.
The ends sought by conspiracies against monarchies, whether
tyrannies or royalties, are the same as the ends sought by
conspiracies against other forms of government. Monarchs have
great wealth and honor, which are objects of desire to all
mankind. The attacks are made sometimes against their lives,
sometimes against the office; where the sense of insult is the
motive, against their lives. Any sort of insult (and there are
many) may stir up anger, and when men are angry, they commonly
act out of revenge, and not from ambition. For example, the
attempt made upon the Peisistratidae arose out of the public
dishonor offered to the sister of Harmodius and the insult to
himself. He attacked the tyrant for his sister's sake, and
Aristogeiton joined in the attack for the sake of Harmodius. A
conspiracy was also formed against Periander, the tyrant of
Ambracia, because, when drinking with a favorite youth, he
asked him whether by this time he was not with child by him.
Philip, too, was attacked by Pausanias because he permitted
him to be insulted by Attalus and his friends, and Amyntas the
little, by Derdas, because he boasted of having enjoyed his
youth. Evagoras of Cyprus, again, was slain by the eunuch to
revenge an insult; for his wife had been carried off by
Evagoras's son. Many conspiracies have originated in shameful
attempts made by sovereigns on the persons of their subjects.
Such was the attack of Crataeas upon Archelaus; he had always
hated the connection with him, and so, when Archelaus, having
promised him one of his two daughters in marriage, did not
give him either of them, but broke his word and married the
elder to the king of Elymeia, when he was hard pressed in a
war against Sirrhas and Arrhabaeus, and the younger to his own
son Amyntas, under the idea that Amyntas would then be less
likely to quarrel with his son by Cleopatra- Crataeas made
this slight a pretext for attacking Archelaus, though even a
less reason would have sufficed, for the real cause of the
estrangement was the disgust which he felt at his connection
with the king. And from a like motive Hellonocrates of Larissa
conspired with him; for when Archelaus, who was his lover, did
not fulfill his promise of restoring him to his country, he
thought that the connection between them had originated, not
in affection, but in the wantonness of power. Pytho, too, and
Heracleides of Aenos, slew Cotys in order to avenge their
father, and Adamas revolted from Cotys in revenge for the
wanton outrage which he had committed in mutilating him when a
child.
Many, too, irritated at blows inflicted on the person which
they deemed an insult, have either killed or attempted to kill
officers of state and royal princes by whom they have been
injured. Thus, at Mytilene, Megacles and his friends attacked
and slew the Penthilidae, as they were going about and
striking people with clubs. At a later date Smerdis, who had
been beaten and torn away from his wife by Penthilus, slew
him. In the conspiracy against Archelaus, Decamnichus
stimulated the fury of the assassins and led the attack; he
was enraged because Archelaus had delivered him to Euripides
to be scourged; for the poet had been irritated at some remark
made by Decamnichus on the foulness of his breath. Many other
examples might be cited of murders and conspiracies which have
arisen from similar causes.
Fear is another motive which, as we have said, has caused
conspiracies as well in monarchies as in more popular forms of
government. Thus Artapanes conspired against Xerxes and slew
him, fearing that he would be accused of hanging Darius
against his orders-he having been under the impression that
Xerxes would forget what he had said in the middle of a meal,
and that the offense would be forgiven.
Another motive is contempt, as in the case of Sardanapalus,
whom some one saw carding wool with his women, if the
storytellers say truly; and the tale may be true, if not of
him, of some one else. Dion attacked the younger Dionysius
because he despised him, and saw that he was equally despised
by his own subjects, and that he was always drunk. Even the
friends of a tyrant will sometimes attack him out of contempt;
for the confidence which he reposes in them breeds contempt,
and they think that they will not be found out. The
expectation of success is likewise a sort of contempt; the
assailants are ready to strike, and think nothing of the
danger, because they seem to have the power in their hands.
Thus generals of armies attack monarchs; as, for example,
Cyrus attacked Astyages, despising the effeminacy of his life,
and believing that his power was worn out. Thus again, Seuthes
the Thracian conspired against Amadocus, whose general he was.
And sometimes men are actuated by more than one motive, like
Mithridates, who conspired against Ariobarzanes, partly out of
contempt and partly from the love of gain.
Bold natures, placed by their sovereigns in a high military
position, are most likely to make the attempt in the
expectation of success; for courage is emboldened by power,
and the union of the two inspires them with the hope of an
easy victory.
Attempts of which the motive is ambition arise in a different
way as well as in those already mentioned. There are men who
will not risk their lives in the hope of gains and honors
however great, but who nevertheless regard the killing of a
tyrant simply as an extraordinary action which will make them
famous and honorable in the world; they wish to acquire, not a
kingdom, but a name. It is rare, however, to find such men; he
who would kill a tyrant must be prepared to lose his life if
he fail. He must have the resolution of Dion, who, when he
made war upon Dionysius, took with him very few troops, saying
'that whatever measure of success he might attain would be
enough for him, even if he were to die the moment he landed;
such a death would be welcome to him.' this is a temper to
which few can attain.
Once more, tyrannies, like all other governments, are
destroyed from without by some opposite and more powerful form
of government. That such a government will have the will to
attack them is clear; for the two are opposed in principle;
and all men, if they can, do what they will. Democracy is
antagonistic to tyranny, on the principle of Hesiod, 'Potter
hates Potter,' because they are nearly akin, for the extreme
form of democracy is tyranny; and royalty and aristocracy are
both alike opposed to tyranny, because they are constitutions
of a different type. And therefore the Lacedaemonians put down
most of the tyrannies, and so did the Syracusans during the
time when they were well governed.
Again, tyrannies are destroyed from within, when the reigning
family are divided among themselves, as that of Gelo was, and
more recently that of Dionysius; in the case of Gelo because
Thrasybulus, the brother of Hiero, flattered the son of Gelo
and led him into excesses in order that he might rule in his
name. Whereupon the family got together a party to get rid of
Thrasybulus and save the tyranny; but those of the people who
conspired with them seized the opportunity and drove them all
out. In the case of Dionysius, Dion, his own relative,
attacked and expelled him with the assistance of the people;
he afterwards perished himself.
There are two chief motives which induce men to attack
tyrannies- hatred and contempt. Hatred of tyrants is
inevitable, and contempt is also a frequent cause of their
destruction. Thus we see that most of those who have acquired,
have retained their power, but those who have inherited, have
lost it, almost at once; for, living in luxurious ease, they
have become contemptible, and offer many opportunities to
their assailants. Anger, too, must be included under hatred,
and produces the same effects. It is often times even more
ready to strike- the angry are more impetuous in making an
attack, for they do not follow rational principle. And men are
very apt to give way to their passions when they are insulted.
To this cause is to be attributed the fall of the
Peisistratidae and of many others. Hatred is more reasonable,
for anger is accompanied by pain, which is an impediment to
reason, whereas hatred is painless.
In a word, all the causes which I have mentioned as destroying
the last and most unmixed form of oligarchy, and the extreme
form of democracy, may be assumed to affect tyranny; indeed
the extreme forms of both are only tyrannies distributed among
several persons. Kingly rule is little affected by external
causes, and is therefore lasting; it is generally destroyed
from within. And there are two ways in which the destruction
may come about; (1) when the members of the royal family
quarrel among themselves, and (2) when the kings attempt to
administer the state too much after the fashion of a tyranny,
and to extend their authority contrary to the law. Royalties
do not now come into existence; where such forms of government
arise, they are rather monarchies or tyrannies. For the rule
of a king is over voluntary subjects, and he is supreme in all
important matters; but in our own day men are more upon an
equality, and no one is so immeasurably superior to others as
to represent adequately the greatness and dignity of the
office. Hence mankind will not, if they can help, endure it,
and any one who obtains power by force or fraud is at once
thought to be a tyrant. In hereditary monarchies a further
cause of destruction is the fact that kings often fall into
contempt, and, although possessing not tyrannical power, but
only royal dignity, are apt to outrage others. Their overthrow
is then readily effected; for there is an end to the king when
his subjects do not want to have him, but the tyrant lasts,
whether they like him or not.
The destruction of monarchies is to be attributed to these and
the like causes.
Book 5, Chapter 11
And they are preserved, to speak generally, by the opposite
causes; or, if we consider them separately, (1) royalty is
preserved by the limitation of its powers. The more restricted
the functions of kings, the longer their power will last
unimpaired; for then they are more moderate and not so
despotic in their ways; and they are less envied by their
subjects. This is the reason why the kingly office has lasted
so long among the Molossians. And for a similar reason it has
continued among the Lacedaemonians, because there it was
always divided between two, and afterwards further limited by
Theopompus in various respects, more particularly by the
establishment of the Ephoralty. He diminished the power of the
kings, but established on a more lasting basis the kingly
office, which was thus made in a certain sense not less, but
greater. There is a story that when his wife once asked him
whether he was not ashamed to leave to his sons a royal power
which was less than he had inherited from his father, 'No
indeed,' he replied, 'for the power which I leave to them will
be more lasting.'
As to (2) tyrannies, they are preserved in two most opposite
ways. One of them is the old traditional method in which most
tyrants administer their government. Of such arts Periander of
Corinth is said to have been the great master, and many
similar devices may be gathered from the Persians in the
administration of their government. There are firstly the
prescriptions mentioned some distance back, for the
preservation of a tyranny, in so far as this is possible;
viz., that the tyrant should lop off those who are too high;
he must put to death men of spirit; he must not allow common
meals, clubs, education, and the like; he must be upon his
guard against anything which is likely to inspire either
courage or confidence among his subjects; he must prohibit
literary assemblies or other meetings for discussion, and he
must take every means to prevent people from knowing one
another (for acquaintance begets mutual confidence). Further,
he must compel all persons staying in the city to appear in
public and live at his gates; then he will know what they are
doing: if they are always kept under, they will learn to be
humble. In short, he should practice these and the like
Persian and barbaric arts, which all have the same object. A
tyrant should also endeavor to know what each of his subjects
says or does, and should employ spies, like the 'female
detectives' at Syracuse, and the eavesdroppers whom Hiero was
in the habit of sending to any place of resort or meeting; for
the fear of informers prevents people from speaking their
minds, and if they do, they are more easily found out. Another
art of the tyrant is to sow quarrels among the citizens;
friends should be embroiled with friends, the people with the
notables, and the rich with one another. Also he should
impoverish his subjects; he thus provides against the
maintenance of a guard by the citizen and the people, having
to keep hard at work, are prevented from conspiring. The
Pyramids of Egypt afford an example of this policy; also the
offerings of the family of Cypselus, and the building of the
temple of Olympian Zeus by the Peisistratidae, and the great
Polycratean monuments at Samos; all these works were alike
intended to occupy the people and keep them poor. Another
practice of tyrants is to multiply taxes, after the manner of
Dionysius at Syracuse, who contrived that within five years
his subjects should bring into the treasury their whole
property. The tyrant is also fond of making war in order that
his subjects may have something to do and be always in want of
a leader. And whereas the power of a king is preserved by his
friends, the characteristic of a tyrant is to distrust his
friends, because he knows that all men want to overthrow him,
and they above all have the power.
Again, the evil practices of the last and worst form of
democracy are all found in tyrannies. Such are the power given
to women in their families in the hope that they will inform
against their husbands, and the license which is allowed to
slaves in order that they may betray their masters; for slaves
and women do not conspire against tyrants; and they are of
course friendly to tyrannies and also to democracies, since
under them they have a good time. For the people too would
fain be a monarch, and therefore by them, as well as by the
tyrant, the flatterer is held in honor; in democracies he is
the demagogue; and the tyrant also has those who associate
with him in a humble spirit, which is a work of flattery.
Hence tyrants are always fond of bad men, because they love to
be flattered, but no man who has the spirit of a freeman in
him will lower himself by flattery; good men love others, or
at any rate do not flatter them. Moreover, the bad are useful
for bad purposes; 'nail knocks out nail,' as the proverb says.
It is characteristic of a tyrant to dislike every one who has
dignity or independence; he wants to be alone in his glory,
but any one who claims a like dignity or asserts his
independence encroaches upon his prerogative, and is hated by
him as an enemy to his power. Another mark of a tyrant is that
he likes foreigners better than citizens, and lives with them
and invites them to his table; for the one are enemies, but
the Others enter into no rivalry with him.
Such are the notes of the tyrant and the arts by which he
preserves his power; there is no wickedness too great for him.
All that we have said may be summed up under three heads,
which answer to the three aims of the tyrant. These are, (1)
the humiliation of his subjects; he knows that a mean-spirited
man will not conspire against anybody; (2) the creation of
mistrust among them; for a tyrant is not overthrown until men
begin to have confidence in one another; and this is the
reason why tyrants are at war with the good; they are under
the idea that their power is endangered by them, not only
because they would not be ruled despotically but also because
they are loyal to one another, and to other men, and do not
inform against one another or against other men; (3) the
tyrant desires that his subjects shall be incapable of action,
for no one attempts what is impossible, and they will not
attempt to overthrow a tyranny, if they are powerless. Under
these three heads the whole policy of a tyrant may be summed
up, and to one or other of them all his ideas may be referred:
(1) he sows distrust among his subjects; (2) he takes away
their power; (3) he humbles them.
This then is one of the two methods by which tyrannies are
preserved; and there is another which proceeds upon an almost
opposite principle of action. The nature of this latter method
may be gathered from a comparison of the causes which destroy
kingdoms, for as one mode of destroying kingly power is to
make the office of king more tyrannical, so the salvation of a
tyranny is to make it more like the rule of a king. But of one
thing the tyrant must be careful; he must keep power enough to
rule over his subjects, whether they like him or not, for if
he once gives this up he gives up his tyranny. But though
power must be retained as the foundation, in all else the
tyrant should act or appear to act in the character of a king.
In the first place he should pretend a care of the public
revenues, and not waste money in making presents of a sort at
which the common people get excited when they see their hard-
won earnings snatched from them and lavished on courtesans and
strangers and artists. He should give an account of what he
receives and of what he spends (a practice which has been
adopted by some tyrants); for then he will seem to be a
steward of the public rather than a tyrant; nor need he fear
that, while he is the lord of the city, he will ever be in
want of money. Such a policy is at all events much more
advantageous for the tyrant when he goes from home, than to
leave behind him a hoard, for then the garrison who remain in
the city will be less likely to attack his power; and a
tyrant, when he is absent from home, has more reason to fear
the guardians of his treasure than the citizens, for the one
accompany him, but the others remain behind. In the second
place, he should be seen to collect taxes and to require
public services only for state purposes, and that he may form
a fund in case of war, and generally he ought to make himself
the guardian and treasurer of them, as if they belonged, not
to him, but to the public. He should appear, not harsh, but
dignified, and when men meet him they should look upon him
with reverence, and not with fear. Yet it is hard for him to
be respected if he inspires no respect, and therefore whatever
virtues he may neglect, at least he should maintain the
character of a great soldier, and produce the impression that
he is one. Neither he nor any of his associates should ever be
guilty of the least offense against modesty towards the young
of either sex who are his subjects, and the women of his
family should observe a like self-control towards other women;
the insolence of women has ruined many tyrannies. In the
indulgence of pleasures he should be the opposite of our
modern tyrants, who not only begin at dawn and pass whole days
in sensuality, but want other men to see them, that they may
admire their happy and blessed lot. In these things a tyrant
should if possible be moderate, or at any rate should not
parade his vices to the world; for a drunken and drowsy tyrant
is soon despised and attacked; not so he who is temperate and
wide awake. His conduct should be the very reverse of nearly
everything which has been said before about tyrants. He ought
to adorn and improve his city, as though he were not a tyrant,
but the guardian of the state. Also he should appear to be
particularly earnest in the service of the Gods; for if men
think that a ruler is religious and has a reverence for the
Gods, they are less afraid of suffering injustice at his
hands, and they are less disposed to conspire against him,
because they believe him to have the very Gods fighting on his
side. At the same time his religion must not be thought
foolish. And he should honor men of merit, and make them think
that they would not be held in more honor by the citizens if
they had a free government. The honor he should distribute
himself, but the punishment should be inflicted by officers
and courts of law. It is a precaution which is taken by all
monarchs not to make one person great; but if one, then two or
more should be raised, that they may look sharply after one
another. If after all some one has to be made great, he should
not be a man of bold spirit; for such dispositions are ever
most inclined to strike. And if any one is to be deprived of
his power, let it be diminished gradually, not taken from him
all at once. The tyrant should abstain from all outrage; in
particular from personal violence and from wanton conduct
towards the young. He should be especially careful of his
behavior to men who are lovers of honor; for as the lovers of
money are offended when their property is touched, so are the
lovers of honor and the virtuous when their honor is affected.
Therefore a tyrant ought either not to commit such acts at
all; or he should be thought only to employ fatherly
correction, and not to trample upon others- and his
acquaintance with youth should be supposed to arise from
affection, and not from the insolence of power, and in general
he should compensate the appearance of dishonor by the
increase of honor.
Of those who attempt assassination they are the most
dangerous, and require to be most carefully watched, who do
not care to survive, if they effect their purpose. Therefore
special precaution should be taken about any who think that
either they or those for whom they care have been insulted;
for when men are led away by passion to assault others they
are regardless of themselves. As Heracleitus says, 'It is
difficult to fight against anger; for a man will buy revenge
with his soul.'
And whereas states consist of two classes, of poor men and of
rich, the tyrant should lead both to imagine that they are
preserved and prevented from harming one another by his rule,
and whichever of the two is stronger he should attach to his
government; for, having this advantage, he has no need either
to emancipate slaves or to disarm the citizens; either party
added to the force which he already has, will make him
stronger than his assailants.
But enough of these details; what should be the general policy
of the tyrant is obvious. He ought to show himself to his
subjects in the light, not of a tyrant, but of a steward and a
king. He should not appropriate what is theirs, but should be
their guardian; he should be moderate, not extravagant in his
way of life; he should win the notables by companionship, and
the multitude by flattery. For then his rule will of necessity
be nobler and happier, because he will rule over better men
whose spirits are not crushed, over men to whom he himself is
not an object of hatred, and of whom he is not afraid. His
power too will be more lasting. His disposition will be
virtuous, or at least half virtuous; and he will not be
wicked, but half wicked only.
Book 5, Chapter 12
Yet no forms of government are so short-lived as oligarchy and
tyranny. The tyranny which lasted longest was that of
Orthagoras and his sons at Sicyon; this continued for a
hundred years. The reason was that they treated their subjects
with moderation, and to a great extent observed the laws; and
in various ways gained the favor of the people by the care
which they took of them. Cleisthenes, in particular, was
respected for his military ability. If report may be believed,
he crowned the judge who decided against him in the games;
and, as some say, the sitting statue in the Agora of Sicyon is
the likeness of this person. (A similar story is told of
Peisistratus, who is said on one occasion to have allowed
himself to be summoned and tried before the Areopagus.)
Next in duration to the tyranny of Orthagoras was that of the
Cypselidae at Corinth, which lasted seventy-three years and
six months: Cypselus reigned thirty years, Periander forty and
a half, and Psammetichus the son of Gorgus three. Their
continuance was due to similar causes: Cypselus was a popular
man, who during the whole time of his rule never had a
bodyguard; and Periander, although he was a tyrant, was a
great soldier. Third in duration was the rule of the
Peisistratidae at Athens, but it was interrupted; for
Peisistratus was twice driven out, so that during three and
thirty years he reigned only seventeen; and his sons reigned
eighteen-altogether thirty-five years. Of other tyrannies,
that of Hiero and Gelo at Syracuse was the most lasting. Even
this, however, was short, not more than eighteen years in all;
for Gelo continued tyrant for seven years, and died in the
eighth; Hiero reigned for ten years, and Thrasybulus was
driven out in the eleventh month. In fact, tyrannies generally
have been of quite short duration.
I have now gone through almost all the causes by which
constitutional governments and monarchies are either destroyed
or preserved.
In the Republic of Plato, Socrates treats of revolutions, but
not well, for he mentions no cause of change which peculiarly
affects the first, or perfect state. He only says that the
cause is that nothing is abiding, but all things change in a
certain cycle; and that the origin of the change consists in
those numbers 'of which 4 and 3, married with 5, furnish two
harmonies' (he means when the number of this figure becomes
solid); he conceives that nature at certain times produces bad
men who will not submit to education; in which latter
particular he may very likely be not far wrong, for there may
well be some men who cannot be educated and made virtuous. But
why is such a cause of change peculiar to his ideal state, and
not rather common to all states, nay, to everything which
comes into being at all? And is it by the agency of time,
which, as he declares, makes all things change, that things
which did not begin together, change together? For example, if
something has come into being the day before the completion of
the cycle, will it change with things that came into being
before? Further, why should the perfect state change into the
Spartan? For governments more often take an opposite form than
one akin to them. The same remark is applicable to the other
changes; he says that the Spartan constitution changes into an
oligarchy, and this into a democracy, and this again into a
tyranny. And yet the contrary happens quite as often; for a
democracy is even more likely to change into an oligarchy than
into a monarchy. Further, he never says whether tyranny is, or
is not, liable to revolutions, and if it is, what is the cause
of them, or into what form it changes. And the reason is, that
he could not very well have told: for there is no rule;
according to him it should revert to the first and best, and
then there would be a complete cycle. But in point of fact a
tyranny often changes into a tyranny, as that at Sicyon
changed from the tyranny of Myron into that of Cleisthenes;
into oligarchy, as the tyranny of Antileon did at Chalcis;
into democracy, as that of Gelo's family did at Syracuse; into
aristocracy, as at Carthage, and the tyranny of Charilaus at
Lacedaemon. Often an oligarchy changes into a tyranny, like
most of the ancient oligarchies in Sicily; for example, the
oligarchy at Leontini changed into the tyranny of Panaetius;
that at Gela into the tyranny of Cleander; that at Rhegium
into the tyranny of Anaxilaus; the same thing has happened in
many other states. And it is absurd to suppose that the state
changes into oligarchy merely because the ruling class are
lovers and makers of money, and not because the very rich
think it unfair that the very poor should have an equal share
in the government with themselves. Moreover, in many
oligarchies there are laws against making money in trade. But
at Carthage, which is a democracy. there is no such
prohibition; and yet to this day the Carthaginians have never
had a revolution. It is absurd too for him to say that an
oligarchy is two cities, one of the rich, and the other of the
poor. Is not this just as much the case in the Spartan
constitution, or in any other in which either all do not
possess equal property, or all are not equally good men?
Nobody need be any poorer than he was before, and yet the
oligarchy may change an the same into a democracy, if the poor
form the majority; and a democracy may change into an
oligarchy, if the wealthy class are stronger than the people,
and the one are energetic, the other indifferent. Once more,
although the causes of the change are very numerous, he
mentions only one, which is, that the citizens become poor
through dissipation and debt, as though he thought that all,
or the majority of them, were originally rich. This is not
true: though it is true that when any of the leaders lose
their property they are ripe for revolution; but, when anybody
else, it is no great matter, and an oligarchy does not even
then more often pass into a democracy than into any other form
of government. Again, if men are deprived of the honors of
state, and are wronged, and insulted, they make revolutions,
and change forms of government, even although they have not
wasted their substance because they might do what they liked-
of which extravagance he declares excessive freedom to be the
cause.
Finally, although there are many forms of oligarchies and
democracies, Socrates speaks of their revolutions as though
there were only one form of either of them.
Book 6, Chapter 1
WE have now considered the varieties of the deliberative or
supreme power in states, and the various arrangements of law-
courts and state offices, and which of them are adapted to
different forms of government. We have also spoken of the
destruction and preservation of constitutions, how and from
what causes they arise.
Of democracy and all other forms of government there are many
kinds; and it will be well to assign to them severally the
modes of organization which are proper and advantageous to
each, adding what remains to be said about them. Moreover, we
ought to consider the various combinations of these modes
themselves; for such combinations make constitutions overlap
one another, so that aristocracies have an oligarchical
character, and constitutional governments incline to
democracies.
When I speak of the combinations which remain to be
considered, and thus far have not been considered by us, I
mean such as these: when the deliberative part of the
government and the election of officers is constituted
oligarchically, and the law-courts aristocratically, or when
the courts and the deliberative part of the state are
oligarchical, and the election to office aristocratical, or
when in any other way there is a want of harmony in the
composition of a state.
I have shown already what forms of democracy are suited to
particular cities, and what of oligarchy to particular
peoples, and to whom each of the other forms of government is
suited. Further, we must not only show which of these
governments is the best for each state, but also briefly
proceed to consider how these and other forms of government
are to be established.
First of all let us speak of democracy, which will also bring
to light the opposite form of government commonly called
oligarchy. For the purposes of this inquiry we need to
ascertain all the elements and characteristics of democracy,
since from the combinations of these the varieties of
democratic government arise. There are several of these
differing from each other, and the difference is due to two
causes. One (1) has been already mentioned- differences of
population; for the popular element may consist of husbandmen,
or of mechanics, or of laborers, and if the first of these be
added to the second, or the third to the two others, not only
does the democracy become better or worse, but its very nature
is changed. A second cause (2) remains to be mentioned: the
various properties and characteristics of democracy, when
variously combined, make a difference. For one democracy will
have less and another will have more, and another will have
all of these characteristics. There is an advantage in knowing
them all, whether a man wishes to establish some new form of
democracy, or only to remodel an existing one. Founders of
states try to bring together all the elements which accord
with the ideas of the several constitutions; but this is a
mistake of theirs, as I have already remarked when speaking of
the destruction and preservation of states. We will now set
forth the principles, characteristics, and aims of such
states.
Book 6, Chapter 2
The basis of a democratic state is liberty; which, according
to the common opinion of men, can only be enjoyed in such a
state; this they affirm to be the great end of every
democracy. One principle of liberty is for all to rule and be
ruled in turn, and indeed democratic justice is the
application of numerical not proportionate equality; whence it
follows that the majority must be supreme, and that whatever
the majority approve must be the end and the just. Every
citizen, it is said, must have equality, and therefore in a
democracy the poor have more power than the rich, because
there are more of them, and the will of the majority is
supreme. This, then, is one note of liberty which all
democrats affirm to be the principle of their state. Another
is that a man should live as he likes. This, they say, is the
privilege of a freeman, since, on the other hand, not to live
as a man likes is the mark of a slave. This is the second
characteristic of democracy, whence has arisen the claim of
men to be ruled by none, if possible, or, if this is
impossible, to rule and be ruled in turns; and so it
contributes to the freedom based upon equality.
Such being our foundation and such the principle from which we
start, the characteristics of democracy are as follows the
election of officers by all out of all; and that all should
rule over each, and each in his turn over all; that the
appointment to all offices, or to all but those which require
experience and skill, should be made by lot; that no property
qualification should be required for offices, or only a very
low one; that a man should not hold the same office twice, or
not often, or in the case of few except military offices: that
the tenure of all offices, or of as many as possible, should
be brief, that all men should sit in judgment, or that judges
selected out of all should judge, in all matters, or in most
and in the greatest and most important- such as the scrutiny
of accounts, the constitution, and private contracts; that the
assembly should be supreme over all causes, or at any rate
over the most important, and the magistrates over none or only
over a very few. Of all magistracies, a council is the most
democratic when there is not the means of paying all the
citizens, but when they are paid even this is robbed of its
power; for the people then draw all cases to themselves, as I
said in the previous discussion. The next characteristic of
democracy is payment for services; assembly, law courts,
magistrates, everybody receives pay, when it is to be had; or
when it is not to be had for all, then it is given to the law-
courts and to the stated assemblies, to the council and to the
magistrates, or at least to any of them who are compelled to
have their meals together. And whereas oligarchy is
characterized by birth, wealth, and education, the notes of
democracy appear to be the opposite of these- low birth,
poverty, mean employment. Another note is that no magistracy
is perpetual, but if any such have survived some ancient
change in the constitution it should be stripped of its power,
and the holders should be elected by lot and no longer by
vote. These are the points common to all democracies; but
democracy and demos in their truest form are based upon the
recognized principle of democratic justice, that all should
count equally; for equality implies that the poor should have
no more share in the government than the rich, and should not
be the only rulers, but that all should rule equally according
to their numbers. And in this way men think that they will
secure equality and freedom in their state.
Book 6, Chapter 3
Next comes the question, how is this equality to be obtained?
Are we to assign to a thousand poor men the property
qualifications of five hundred rich men? and shall we give the
thousand a power equal to that of the five hundred? or, if
this is not to be the mode, ought we, still retaining the same
ratio, to take equal numbers from each and give them the
control of the elections and of the courts?- Which, according
to the democratical notion, is the juster form of the
constitution- this or one based on numbers only? Democrats say
that justice is that to which the majority agree, oligarchs
that to which the wealthier class; in their opinion the
decision should be given according to the amount of property.
In both principles there is some inequality and injustice. For
if justice is the will of the few, any one person who has more
wealth than all the rest of the rich put together, ought, upon
the oligarchical principle, to have the sole power- but this
would be tyranny; or if justice is the will of the majority,
as I was before saying, they will unjustly confiscate the
property of the wealthy minority. To find a principle of
equality which they both agree we must inquire into their
respective ideas of justice.
Now they agree in saying that whatever is decided by the
majority of the citizens is to be deemed law. Granted: but not
without some reserve; since there are two classes out of which
a state is composed- the poor and the rich- that is to be
deemed law, on which both or the greater part of both agree;
and if they disagree, that which is approved by the greater
number, and by those who have the higher qualification. For
example, suppose that there are ten rich and twenty poor, and
some measure is approved by six of the rich and is disapproved
by fifteen of the poor, and the remaining four of the rich
join with the party of the poor, and the remaining five of the
poor with that of the rich; in such a case the will of those
whose qualifications, when both sides are added up, are the
greatest, should prevail. If they turn out to be equal, there
is no greater difficulty than at present, when, if the
assembly or the courts are divided, recourse is had to the
lot, or to some similar expedient. But, although it may be
difficult in theory to know what is just and equal, the
practical difficulty of inducing those to forbear who can, if
they like, encroach, is far greater, for the weaker are always
asking for equality and justice, but the stronger care for
none of these things.
Book 6, Chapter 4
Of the four kinds of democracy, as was said in the in the
previous discussion, the best is that which comes first in
order; it is also the oldest of them all. I am speaking of
them according to the natural classification of their
inhabitants. For the best material of democracy is an
agricultural population; there is no difficulty in forming a
democracy where the mass of the people live by agriculture or
tending of cattle. Being poor, they have no leisure, and
therefore do not often attend the assembly, and not having the
necessaries of life they are always at work, and do not covet
the property of others. Indeed, they find their employment
pleasanter than the cares of government or office where no
great gains can be made out of them, for the many are more
desirous of gain than of honor. A proof is that even the
ancient tyrannies were patiently endured by them, as they
still endure oligarchies, if they are allowed to work and are
not deprived of their property; for some of them grow quickly
rich and the others are well enough off. Moreover, they have
the power of electing the magistrates and calling them to
account; their ambition, if they have any, is thus satisfied;
and in some democracies, although they do not all share in the
appointment of offices, except through representatives elected
in turn out of the whole people, as at Mantinea; yet, if they
have the power of deliberating, the many are contented. Even
this form of government may be regarded as a democracy, and
was such at Mantinea. Hence it is both expedient and customary
in the aforementioned type of democracy that all should elect
to offices, and conduct scrutinies, and sit in the law-courts,
but that the great offices should be filled up by election and
from persons having a qualification; the greater requiring a
greater qualification, or, if there be no offices for which a
qualification is required, then those who are marked out by
special ability should be appointed. Under such a form of
government the citizens are sure to be governed well (for the
offices will always be held by the best persons; the people
are willing enough to elect them and are not jealous of the
good). The good and the notables will then be satisfied, for
they will not be governed by men who are their inferiors, and
the persons elected will rule justly, because others will call
them to account. Every man should be responsible to others,
nor should any one be allowed to do just as he pleases; for
where absolute freedom is allowed, there is nothing to
restrain the evil which is inherent in every man. But the
principle of responsibility secures that which is the greatest
good in states; the right persons rule and are prevented from
doing wrong, and the people have their due. It is evident that
this is the best kind of democracy, and why? Because the
people are drawn from a certain class. Some of the ancient
laws of most states were, all of them, useful with a view to
making the people husbandmen. They provided either that no one
should possess more than a certain quantity of land, or that,
if he did, the land should not be within a certain distance
from the town or the acropolis. Formerly in many states there
was a law forbidding any one to sell his original allotment of
land. There is a similar law attributed to Oxylus, which is to
the effect that there should be a certain portion of every
man's land on which he could not borrow money. A useful
corrective to the evil of which I am speaking would be the law
of the Aphytaeans, who, although they are numerous, and do not
possess much land, are all of them husbandmen. For their
properties are reckoned in the census; not entire, but only in
such small portions that even the poor may have more than the
amount required.
Next best to an agricultural, and in many respects similar,
are a pastoral people, who live by their flocks; they are the
best trained of any for war, robust in body and able to camp
out. The people of whom other democracies consist are far
inferior to them, for their life is inferior; there is no room
for moral excellence in any of their employments, whether they
be mechanics or traders or laborers. Besides, people of this
class can readily come to the assembly, because they are
continually moving about in the city and in the agora; whereas
husbandmen are scattered over the country and do not meet, or
equally feel the want of assembling together. Where the
territory also happens to extend to a distance from the city,
there is no difficulty in making an excellent democracy or
constitutional government; for the people are compelled to
settle in the country, and even if there is a town population
the assembly ought not to meet, in democracies, when the
country people cannot come. We have thus explained how the
first and best form of democracy should be constituted; it is
clear that the other or inferior sorts will deviate in a
regular order, and the population which is excluded will at
each stage be of a lower kind.
The last form of democracy, that in which all share alike, is
one which cannot be borne by all states, and will not last
long unless well regulated by laws and customs. The more
general causes which tend to destroy this or other kinds of
government have been pretty fully considered. In order to
constitute such a democracy and strengthen the people, the
leaders have been in the habit including as many as they can,
and making citizens not only of those who are legitimate, but
even of the illegitimate, and of those who have only one
parent a citizen, whether father or mother; for nothing of
this sort comes amiss to such a democracy. This is the way in
which demagogues proceed. Whereas the right thing would be to
make no more additions when the number of the commonalty
exceeds that of the notables and of the middle class- beyond
this not to go. When in excess of this point, the constitution
becomes disorderly, and the notables grow excited and
impatient of the democracy, as in the insurrection at Cyrene;
for no notice is taken of a little evil, but when it increases
it strikes the eye. Measures like those which Cleisthenes
passed when he wanted to increase the power of the democracy
at Athens, or such as were taken by the founders of popular
government at Cyrene, are useful in the extreme form of
democracy. Fresh tribes and brotherhoods should be
established; the private rites of families should be
restricted and converted into public ones; in short, every
contrivance should be adopted which will mingle the citizens
with one another and get rid of old connections. Again, the
measures which are taken by tyrants appear all of them to be
democratic; such, for instance, as the license permitted to
slaves (which may be to a certain extent advantageous) and
also that of women and children, and the aflowing everybody to
live as he likes. Such a government will have many supporters,
for most persons would rather live in a disorderly than in a
sober manner.
Book 6, Chapter 5
The mere establishment of a democracy is not the only or
principal business of the legislator, or of those who wish to
create such a state, for any state, however badly constituted,
may last one, two, or three days; a far greater difficulty is
the preservation of it. The legislator should therefore
endeavor to have a firm foundation according to the principles
already laid down concerning the preservation and destruction
of states; he should guard against the destructive elements,
and should make laws, whether written or unwritten, which will
contain all the preservatives of states. He must not think the
truly democratical or oligarchical measure to be that which
will give the greatest amount of democracy or oligarchy, but
that which will make them last longest. The demagogues of our
own day often get property confiscated in the law-courts in
order to please the people. But those who have the welfare of
the state at heart should counteract them, and make a law that
the property of the condemned should not be public and go into
the treasury but be sacred. Thus offenders will be as much
afraid, for they will be punished all the same, and the
people, having nothing to gain, will not be so ready to
condemn the accused. Care should also be taken that state
trials are as few as possible, and heavy penalties should be
inflicted on those who bring groundless accusations; for it is
the practice to indict, not members of the popular party, but
the notables, although the citizens ought to be all attached
to the constitution as well, or at any rate should not regard
their rulers as enemies.
Now, since in the last and worst form of democracy the
citizens are very numerous, and can hardly be made to assemble
unless they are paid, and to pay them when there are no
revenues presses hardly upon the notables (for the money must
be obtained by a property tax and confiscations and corrupt
practices of the courts, things which have before now
overthrown many democracies); where, I say, there are no
revenues, the government should hold few assemblies, and the
law-courts should consist of many persons, but sit for a few
days only. This system has two advantages: first, the rich do
not fear the expense, even although they are unpaid themselves
when the poor are paid; and secondly, causes are better tried,
for wealthy persons, although they do not like to be long
absent from their own affairs, do not mind going for a few
days to the law-courts. Where there are revenues the
demagogues should not be allowed after their manner to
distribute the surplus; the poor are always receiving and
always wanting more and more, for such help is like water
poured into a leaky cask. Yet the true friend of the people
should see that they be not too poor, for extreme poverty
lowers the character of the democracy; measures therefore
should be taken which will give them lasting prosperity; and
as this is equally the interest of all classes, the proceeds
of the public revenues should be accumulated and distributed
among its poor, if possible, in such quantities as may enable
them to purchase a little farm, or, at any rate, make a
beginning in trade or husbandry. And if this benevolence
cannot be extended to all, money should be distributed in turn
according to tribes or other divisions, and in the meantime
the rich should pay the fee for the attendance of the poor at
the necessary assemblies; and should in return be excused from
useless public services. By administering the state in this
spirit the Carthaginians retain the affections of the people;
their policy is from time to time to send some of them into
their dependent towns, where they grow rich. It is also worthy
of a generous and sensible nobility to divide the poor amongst
them, and give them the means of going to work. The example of
the people of Tarentum is also well deserving of imitation,
for, by sharing the use of their own property with the poor,
they gain their good will. Moreover, they divide all their
offices into two classes, some of them being elected by vote,
the others by lot; the latter, that the people may participate
in them, and the former, that the state may be better
administered. A like result may be gained by dividing the same
offices, so as to have two classes of magistrates, one chosen
by vote, the other by lot.
Enough has been said of the manner in which democracies ought
to be constituted.
Book 6, Chapter 6
From these considerations there will be no difficulty in
seeing what should be the constitution of oligarchies. We have
only to reason from opposites and compare each form of
oligarchy with the corresponding form of democracy.
The first and best attempered of oligarchies is akin to a
constitutional government. In this there ought to be two
standards of qualification; the one high, the other low- the
lower qualifying for the humbler yet indispensable offices and
the higher for the superior ones. He who acquires the
prescribed qualification should have the rights of
citizenship. The number of those admitted should be such as
will make the entire governing body stronger than those who
are excluded, and the new citizen should be always taken out
of the better class of the people. The principle, narrowed a
little, gives another form of oligarchy; until at length we
reach the most cliquish and tyrannical of them all, answering
to the extreme democracy, which, being the worst, requires
vigilance in proportion to its badness. For as healthy bodies
and ships well provided with sailors may undergo many mishaps
and survive them, whereas sickly constitutions and rotten ill-
manned ships are ruined by the very least mistake, so do the
worst forms of government require the greatest care. The
populousness of democracies generally preserves them (for e
state need not be much increased,since there is no necessity
tha number is to democracy in the place of justice based on
proportion); whereas the preservation of an oligarchy clearly
depends on an opposite principle, viz., good order.
Book 6, Chapter 7
As there are four chief divisions of the common people-
husbandmen, mechanics, retail traders, laborers; so also there
are four kinds of military forces- the cavalry, the heavy
infantry, the light armed troops, the navy. When the country
is adapted for cavalry, then a strong oligarchy is likely to
be established. For the security of the inhabitants depends
upon a force of this sort, and only rich men can afford to
keep horses. The second form of oligarchy prevails when the
country is adapted to heavy infantry; for this service is
better suited to the rich than to the poor. But the light-
armed and the naval element are wholly democratic; and
nowadays, where they are numerous, if the two parties quarrel,
the oligarchy are often worsted by them in the struggle. A
remedy for this state of things may be found in the practice
of generals who combine a proper contingent of light-armed
troops with cavalry and heavy-armed. And this is the way in
which the poor get the better of the rich in civil contests;
being lightly armed, they fight with advantage against cavalry
and heavy being lightly armed, they fight with advantage
against cavalry and heavy infantry. An oligarchy which raises
such a force out of the lower classes raises a power against
itself. And therefore, since the ages of the citizens vary and
some are older and some younger, the fathers should have their
own sons, while they are still young, taught the agile
movements of light-armed troops; and these, when they have
been taken out of the ranks of the youth, should become light-
armed warriors in reality. The oligarchy should also yield a
share in the government to the people, either, as I said
before, to those who have a property qualification, or, as in
the case of Thebes, to those who have abstained for a certain
number of years from mean employments, or, as at Massalia, to
men of merit who are selected for their worthiness, whether
previously citizens or not. The magistracies of the highest
rank, which ought to be in the hands of the governing body,
should have expensive duties attached to them, and then the
people will not desire them and will take no offense at the
privileges of their rulers when they see that they pay a heavy
fine for their dignity. It is fitting also that the
magistrates on entering office should offer magnificent
sacrifices or erect some public edifice, and then the people
who participate in the entertainments, and see the city
decorated with votive offerings and buildings, will not desire
an alteration in the government, and the notables will have
memorials of their munificence. This, however, is anything but
the fashion of our modern oligarchs, who are as covetous of
gain as they are of honor; oligarchies like theirs may be well
described as petty democracies. Enough of the manner in which
democracies and oligarchies should be organized.
Book 6, Chapter 8
Next in order follows the right distribution of offices, their
number, their nature, their duties, of which indeed we have
already spoken. No state can exist not having the necessary
offices, and no state can be well administered not having the
offices which tend to preserve harmony and good order. In
small states, as we have already remarked, there must not be
many of them, but in larger there must be a larger number, and
we should carefully consider which offices may properly be
united and which separated.
First among necessary offices is that which has the care of
the market; a magistrate should be appointed to inspect
contracts and to maintain order. For in every state there must
inevitably be buyers and sellers who will supply one another's
wants; this is the readiest way to make a state self-sufficing
and so fulfill the purpose for which men come together into
one state. A second office of a similar kind undertakes the
supervision and embellishment of public and private buildings,
the maintaining and repairing of houses and roads, the
prevention of disputes about boundaries, and other concerns of
a like nature. This is commonly called the office of City
Warden, and has various departments, which, in more populous
towns, are shared among different persons, one, for example,
taking charge of the walls, another of the fountains, a third
of harbors. There is another equally necessary office, and of
a similar kind, having to do with the same matters without the
walls and in the country- the magistrates who hold this office
are called Wardens of the country, or Inspectors of the woods.
Besides these three there is a fourth office of receivers of
taxes, who have under their charge the revenue which is
distributed among the various departments; these are called
Receivers or Treasurers. Another officer registers all private
contracts, and decisions of the courts, all public
indictments, and also all preliminary proceedings. This office
again is sometimes subdivided, in which case one officer is
appointed over all the rest. These officers are called
Recorders or Sacred Recorders, Presidents, and the like.
Next to these comes an office of which the duties are the most
necessary and also the most difficult, viz., that to which is
committed the execution of punishments, or the exaction of
fines from those who are posted up according to the registers;
and also the custody of prisoners. The difficulty of this
office arises out of the odium which is attached to it; no one
will undertake it unless great profits are to be made, and any
one who does is loath to execute the law. Still the office is
necessary; for judicial decisions are useless if they take no
effect; and if society cannot exist without them, neither can
it exist without the execution of them. It is an office which,
being so unpopular, should not be entrusted to one person, but
divided among several taken from different courts. In like
manner an effort should be made to distribute among different
persons the writing up of those who are on the register of
public debtors. Some sentences should be executed by the
magistrates also, and in particular penalties due to the
outgoing magistrates should be exacted by the incoming ones;
and as regards those due to magistrates already in office,
when one court has given judgement, another should exact the
penalty; for example, the wardens of the city should exact the
fines imposed by the wardens of the agora, and others again
should exact the fines imposed by them. For penalties are more
likely to be exacted when less odium attaches to the exaction
of them; but a double odium is incurred when the judges who
have passed also execute the sentence, and if they are always
the executioners, they will be the enemies of all.
In many places, while one magistracy executes the sentence,
another has the custody of the prisoners, as, for example,
'the Eleven' at Athens. It is well to separate off the
jailorship also, and try by some device to render the office
less unpopular. For it is quite as necessary as that of the
executioners; but good men do all they can to avoid it, and
worthless persons cannot safely be trusted with it; for they
themselves require a guard, and are not fit to guard others.
There ought not therefore to be a single or permanent officer
set apart for this duty; but it should be entrusted to the
young, wherever they are organized into a band or guard, and
different magistrates acting in turn should take charge of it.
These are the indispensable officers, and should be ranked
first; next in order follow others, equally necessary, but of
higher rank, and requiring great experience and fidelity. Such
are the officers to which are committed the guard of the city,
and other military functions. Not only in time of war but of
peace their duty will be to defend the walls and gates, and to
muster and marshal the citizens. In some states there are many
such offices; in others there are a few only, while small
states are content with one; these officers are called
generals or commanders. Again, if a state has cavalry or
light-armed troops or archers or a naval force, it will
sometimes happen that each of these departments has separate
officers, who are called admirals, or generals of cavalry or
of light-armed troops. And there are subordinate officers
called naval captains, and captains of light-armed troops and
of horse; having others under them: all these are included in
the department of war. Thus much of military command.
But since many, not to say all, of these offices handle the
public money, there must of necessity be another office which
examines and audits them, and has no other functions. Such
officers are called by various names- Scrutineers, Auditors,
Accountants, Controllers. Besides all these offices there is
another which is supreme over them, and to this is often
entrusted both the introduction and the ratification of
measures, or at all events it presides, in a democracy, over
the assembly. For there must be a body which convenes the
supreme authority in the state. In some places they are called
'probuli,' because they hold previous deliberations, but in a
democracy more commonly 'councillors.' These are the chief
political offices.
Another set of officers is concerned with the maintenance of
religion priests and guardians see to the preservation and
repair of the temples of the Gods and to other matters of
religion. One office of this sort may be enough in small
places, but in larger ones there are a great many besides the
priesthood; for example, superintendents of public worship,
guardians of shrines, treasurers of the sacred revenues.
Nearly connected with these there are also the officers
appointed for the performance of the public sacrifices, except
any which the law assigns to the priests; such sacrifices
derive their dignity from the public hearth of the city. They
are sometimes called archons, sometimes kings, and sometimes
prytanes.
These, then, are the necessary offices, which may be summed up
as follows: offices concerned with matters of religion, with
war, with the revenue and expenditure, with the market, with
the city, with the harbors, with the country; also with the
courts of law, with the records of contracts, with execution
of sentences, with custody of prisoners, with audits and
scrutinies and accounts of magistrates; lastly, there are
those which preside over the public deliberations of the
state. There are likewise magistracies characteristic of
states which are peaceful and prosperous, and at the same time
have a regard to good order: such as the offices of guardians
of women, guardians of the law, guardians of children, and
directors of gymnastics; also superintendents of gymnastic and
Dionysiac contests, and of other similar spectacles. Some of
these are clearly not democratic offices; for example, the
guardianships of women and children- the poor, not having any
slaves, must employ both their women and children as servants.
Once more: there are three offices according to whose
directions the highest magistrates are chosen in certain
states- guardians of the law, probuli, councillors- of these,
the guardians of the law are an aristocratical, the probuli an
oligarchical, the council a democratical institution. Enough
of the different kinds of offices.
Book 7, Chapter 1
HE who would duly inquire about the best form of a state ought
first to determine which is the most eligible life; while this
remains uncertain the best form of the state must also be
uncertain; for, in the natural order of things, those may be
expected to lead the best life who are governed in the best
manner of which their circumstances admit. We ought therefore
to ascertain, first of all, which is the most generally
eligible life, and then whether the same life is or is not
best for the state and for individuals.
Assuming that enough has been already said in discussions
outside the school concerning the best life, we will now only
repeat what is contained in them. Certainly no one will
dispute the propriety of that partition of goods which
separates them into three classes, viz., external goods, goods
of the body, and goods of the soul, or deny that the happy man
must have all three. For no one would maintain that he is
happy who has not in him a particle of courage or temperance
or justice or prudence, who is afraid of every insect which
flutters past him, and will commit any crime, however great,
in order to gratify his lust of meat or drink, who will
sacrifice his dearest friend for the sake of half-a-farthing,
and is as feeble and false in mind as a child or a madman.
These propositions are almost universally acknowledged as soon
as they are uttered, but men differ about the degree or
relative superiority of this or that good. Some think that a
very moderate amount of virtue is enough, but set no limit to
their desires of wealth, property, power, reputation, and the
like. To whom we reply by an appeal to facts, which easily
prove that mankind do not acquire or preserve virtue by the
help of external goods, but external goods by the help of
virtue, and that happiness, whether consisting in pleasure or
virtue, or both, is more often found with those who are most
highly cultivated in their mind and in their character, and
have only a moderate share of external goods, than among those
who possess external goods to a useless extent but are
deficient in higher qualities; and this is not only matter of
experience, but, if reflected upon, will easily appear to be
in accordance with reason. For, whereas external goods have a
limit, like any other instrument, and all things useful are of
such a nature that where there is too much of them they must
either do harm, or at any rate be of no use, to their
possessors, every good of the soul, the greater it is, is also
of greater use, if the epithet useful as well as noble is
appropriate to such subjects. No proof is required to show
that the best state of one thing in relation to another
corresponds in degree of excellence to the interval between
the natures of which we say that these very states are states:
so that, if the soul is more noble than our possessions or our
bodies, both absolutely and in relation to us, it must be
admitted that the best state of either has a similar ratio to
the other. Again, it is for the sake of the soul that goods
external and goods of the body are eligible at all, and all
wise men ought to choose them for the sake of the soul, and
not the soul for the sake of them.
Let us acknowledge then that each one has just so much of
happiness as he has of virtue and wisdom, and of virtuous and
wise action. God is a witness to us of this truth, for he is
happy and blessed, not by reason of any external good, but in
himself and by reason of his own nature. And herein of
necessity lies the difference between good fortune and
happiness; for external goods come of themselves, and chance
is the author of them, but no one is just or temperate by or
through chance. In like manner, and by a similar train of
argument, the happy state may be shown to be that which is
best and which acts rightly; and rightly it cannot act without
doing right actions, and neither individual nor state can do
right actions without virtue and wisdom. Thus the courage,
justice, and wisdom of a state have the same form and nature
as the qualities which give the individual who possesses them
the name of just, wise, or temperate.
Thus much may suffice by way of preface: for I could not avoid
touching upon these questions, neither could I go through all
the arguments affecting them; these are the business of
another science.
Let us assume then that the best life, both for individuals
and states, is the life of virtue, when virtue has external
goods enough for the performance of good actions. If there are
any who controvert our assertion, we will in this treatise
pass them over, and consider their objections hereafter.
Book 7, Chapter 2
There remains to be discussed the question whether the
happiness of the individual is the same as that of the state,
or different. Here again there can be no doubt- no one denies
that they are the same. For those who hold that the well-being
of the individual consists in his wealth, also think that
riches make the happiness of the whole state, and those who
value most highly the life of a tyrant deem that city the
happiest which rules over the greatest number; while they who
approve an individual for his virtue say that the more
virtuous a city is, the happier it is. Two points here present
themselves for consideration: first (1), which is the more
eligible life, that of a citizen who is a member of a state,
or that of an alien who has no political ties; and again (2),
which is the best form of constitution or the best condition
of a state, either on the supposition that political
privileges are desirable for all, or for a majority only?
Since the good of the state and not of the individual is the
proper subject of political thought and speculation, and we
are engaged in a political discussion, while the first of
these two points has a secondary interest for us, the latter
will be the main subject of our inquiry.
Now it is evident that the form of government is best in which
every man, whoever he is, can act best and live happily. But
even those who agree in thinking that the life of virtue is
the most eligible raise a question, whether the life of
business and politics is or is not more eligible than one
which is wholly independent of external goods, I mean than a
contemplative life, which by some is maintained to be the only
one worthy of a philosopher. For these two lives- the life of
the philosopher and the life of the statesman- appear to have
been preferred by those who have been most keen in the pursuit
of virtue, both in our own and in other ages. Which is the
better is a question of no small moment; for the wise man,
like the wise state, will necessarily regulate his life
according to the best end. There are some who think that while
a despotic rule over others is the greatest injustice, to
exercise a constitutional rule over them, even though not
unjust, is a great impediment to a man's individual wellbeing.
Others take an opposite view; they maintain that the true life
of man is the practical and political, and that every virtue
admits of being practiced, quite as much by statesmen and
rulers as by private individuals. Others, again, are of
opinion that arbitrary and tyrannical rule alone consists with
happiness; indeed, in some states the entire aim both of the
laws and of the constitution is to give men despotic power
over their neighbors. And, therefore, although in most cities
the laws may be said generally to be in a chaotic state,
still, if they aim at anything, they aim at the maintenance of
power: thus in Lacedaemon and Crete the system of education
and the greater part of the of the laws are framed with a view
to war. And in all nations which are able to gratify their
ambition military power is held in esteem, for example among
the Scythians and Persians and Thracians and Celts.
In some nations there are even laws tending to stimulate the
warlike virtues, as at Carthage, where we are told that men
obtain the honor of wearing as many armlets as they have
served campaigns. There was once a law in Macedonia that he
who had not killed an enemy should wear a halter, and among
the Scythians no one who had not slain his man was allowed to
drink out of the cup which was handed round at a certain
feast. Among the Iberians, a warlike nation, the number of
enemies whom a man has slain is indicated by the number of
obelisks which are fixed in the earth round his tomb; and
there are numerous practices among other nations of a like
kind, some of them established by law and others by custom.
Yet to a reflecting mind it must appear very strange that the
statesman should be always considering how he can dominate and
tyrannize over others, whether they will or not. How can that
which is not even lawful be the business of the statesman or
the legislator? Unlawful it certainly is to rule without
regard to justice, for there may be might where there is no
right. The other arts and sciences offer no parallel a
physician is not expected to persuade or coerce his patients,
nor a pilot the passengers in his ship. Yet most men appear to
think that the art of despotic government is statesmanship,
and what men affirm to be unjust and inexpedient in their own
case they are not ashamed of practicing towards others; they
demand just rule for themselves, but where other men are
concerned they care nothing about it. Such behavior is
irrational; unless the one party is, and the other is not,
born to serve, in which case men have a right to command, not
indeed all their fellows, but only those who are intended to
be subjects; just as we ought not to hunt mankind, whether for
food or sacrifice, but only the animals which may be hunted
for food or sacrifice, this is to say, such wild animals as
are eatable. And surely there may be a city happy in
isolation, which we will assume to be well-governed (for it is
quite possible that a city thus isolated might be well-
administered and have good laws); but such a city would not be
constituted with any view to war or the conquest of enemies-
all that sort of thing must be excluded. Hence we see very
plainly that warlike pursuits, although generally to be deemed
honorable, are not the supreme end of all things, but only
means. And the good lawgiver should inquire how states and
races of men and communities may participate in a good life,
and in the happiness which is attainable by them. His
enactments will not be always the same; and where there are
neighbors he will have to see what sort of studies should be
practiced in relation to their several characters, or how the
measures appropriate in relation to each are to be adopted.
The end at which the best form of government should aim may be
properly made a matter of future consideration.
Book 7, Chapter 3
Let us now address those who, while they agree that the life
of virtue is the most eligible, differ about the manner of
practicing it. For some renounce political power, and think
that the life of the freeman is different from the life of the
statesman and the best of all; but others think the life of
the statesman best. The argument of the latter is that he who
does nothing cannot do well, and that virtuous activity is
identical with happiness. To both we say: 'you are partly
right and partly wrong.' first class are right in affirming
that the life of the freeman is better than the life of the
despot; for there is nothing grand or noble in having the use
of a slave, in so far as he is a slave; or in issuing commands
about necessary things. But it is an error to suppose that
every sort of rule is despotic like that of a master over
slaves, for there is as great a difference between the rule
over freemen and the rule over slaves as there is between
slavery by nature and freedom by nature, about which I have
said enough at the commencement of this treatise. And it is
equally a mistake to place inactivity above action, for
happiness is activity, and the actions of the just and wise
are the realization of much that is noble.
But perhaps some one, accepting these premises, may still
maintain that supreme power is the best of all things, because
the possessors of it are able to perform the greatest number
of noble actions. if so, the man who is able to rule, instead
of giving up anything to his neighbor, ought rather to take
away his power; and the father should make no account of his
son, nor the son of his father, nor friend of friend; they
should not bestow a thought on one another in comparison with
this higher object, for the best is the most eligible and
'doing eligible' and 'doing well' is the best. There might be
some truth in such a view if we assume that robbers and
plunderers attain the chief good. But this can never be; their
hypothesis is false. For the actions of a ruler cannot really
be honorable, unless he is as much superior to other men as a
husband is to a wife, or a father to his children, or a master
to his slaves. And therefore he who violates the law can never
recover by any success, however great, what he has already
lost in departing from virtue. For equals the honorable and
the just consist in sharing alike, as is just and equal. But
that the unequal should be given to equals, and the unlike to
those who are like, is contrary to nature, and nothing which
is contrary to nature is good. If, therefore, there is any one
superior in virtue and in the power of performing the best
actions, him we ought to follow and obey, but he must have the
capacity for action as well as virtue.
If we are right in our view, and happiness is assumed to be
virtuous activity, the active life will be the best, both for
every city collectively, and for individuals. Not that a life
of action must necessarily have relation to others, as some
persons think, nor are those ideas only to be regarded as
practical which are pursued for the sake of practical results,
but much more the thoughts and contemplations which are
independent and complete in themselves; since virtuous
activity, and therefore a certain kind of action, is an end,
and even in the case of external actions the directing mind is
most truly said to act. Neither, again, is it necessary that
states which are cut off from others and choose to live alone
should be inactive; for activity, as well as other things, may
take place by sections; there are many ways in which the
sections of a state act upon one another. The same thing is
equally true of every individual. If this were otherwise, God
and the universe, who have no external actions over and above
their own energies, would be far enough from perfection. Hence
it is evident that the same life is best for each individual,
and for states and for mankind collectively
Book 7, Chapter 4
Thus far by way of introduction. In what has preceded I have
discussed other forms of government; in what remains the first
point to be considered is what should be the conditions of the
ideal or perfect state; for the perfect state cannot exist
without a due supply of the means of life. And therefore we
must presuppose many purely imaginary conditions, but nothing
impossible. There will be a certain number of citizens, a
country in which to place them, and the like. As the weaver or
shipbuilder or any other artisan must have the material proper
for his work (and in proportion as this is better prepared, so
will the result of his art be nobler), so the statesman or
legislator must also have the materials suited to him.
First among the materials required by the statesman is
population: he will consider what should be the number and
character of the citizens, and then what should be the size
and character of the country. Most persons think that a state
in order to be happy ought to be large; but even if they are
right, they have no idea what is a large and what a small
state. For they judge of the size of the city by the number of
the inhabitants; whereas they ought to regard, not their
number, but their power. A city too, like an individual, has a
work to do; and that city which is best adapted to the
fulfillment of its work is to be deemed greatest, in the same
sense of the word great in which Hippocrates might be called
greater, not as a man, but as a physician, than some one else
who was taller And even if we reckon greatness by numbers, we
ought not to include everybody, for there must always be in
cities a multitude of slaves and sojourners and foreigners;
but we should include those only who are members of the state,
and who form an essential part of it. The number of the latter
is a proof of the greatness of a city; but a city which
produces numerous artisans and comparatively few soldiers
cannot be great, for a great city is not to be confounded with
a populous one. Moreover, experience shows that a very
populous city can rarely, if ever, be well governed; since all
cities which have a reputation for good government have a
limit of population. We may argue on grounds of reason, and
the same result will follow. For law is order, and good law is
good order; but a very great multitude cannot be orderly: to
introduce order into the unlimited is the work of a divine
power- of such a power as holds together the universe. Beauty
is realized in number and magnitude, and the state which
combines magnitude with good order must necessarily be the
most beautiful. To the size of states there is a limit, as
there is to other things, plants, animals, implements; for
none of these retain their natural power when they are too
large or too small, but they either wholly lose their nature,
or are spoiled. For example, a ship which is only a span long
will not be a ship at all, nor a ship a quarter of a mile
long; yet there may be a ship of a certain size, either too
large or too small, which will still be a ship, but bad for
sailing. In like manner a state when composed of too few is
not, as a state ought to be, self-sufficing; when of too many,
though self-sufficing in all mere necessaries, as a nation may
be, it is not a state, being almost incapable of
constitutional government. For who can be the general of such
a vast multitude, or who the herald, unless he have the voice
of a Stentor?
A state, then, only begins to exist when it has attained a
population sufficient for a good life in the political
community: it may indeed, if it somewhat exceed this number,
be a greater state. But, as I was saying, there must be a
limit. What should be the limit will be easily ascertained by
experience. For both governors and governed have duties to
perform; the special functions of a governor to command and to
judge. But if the citizens of a state are to judge and to
distribute offices according to merit, then they must know
each other's characters; where they do not possess this
knowledge, both the election to offices and the decision of
lawsuits will go wrong. When the population is very large they
are manifestly settled at haphazard, which clearly ought not
to be. Besides, in an over-populous state foreigners and
metics will readily acquire the rights of citizens, for who
will find them out? Clearly then the best limit of the
population of a state is the largest number which suffices for
the purposes of life, and can be taken in at a single view.
Enough concerning the size of a state.
Book 7, Chapter 5
Much the same principle will apply to the territory of the
state: every one would agree in praising the territory which
is most entirely self-sufficing; and that must be the
territory which is all-producing, for to have all things and
to want nothing is sufficiency. In size and extent it should
be such as may enable the inhabitants to live at once
temperately and liberally in the enjoyment of leisure. Whether
we are right or wrong in laying down this limit we will
inquire more precisely hereafter, when we have occasion to
consider what is the right use of property and wealth: a
matter which is much disputed, because men are inclined to
rush into one of two extremes, some into meanness, others into
luxury.
It is not difficult to determine the general character of the
territory which is required (there are, however, some points
on which military authorities should be heard); it should be
difficult of access to the enemy, and easy of egress to the
inhabitants. Further, we require that the land as well as the
inhabitants of whom we were just now speaking should be taken
in at a single view, for a country which is easily seen can be
easily protected. As to the position of the city, if we could
have what we wish, it should be well situated in regard both
to sea and land. This then is one principle, that it should be
a convenient center for the protection of the whole country:
the other is, that it should be suitable for receiving the
fruits of the soil, and also for the bringing in of timber and
any other products that are easily transported.
Book 7, Chapter 6
Whether a communication with the sea is beneficial to a well-
ordered state or not is a question which has often been asked.
It is argued that the introduction of strangers brought up
under other laws, and the increase of population, will be
adverse to good order; the increase arises from their using
the sea and having a crowd of merchants coming and going, and
is inimical to good government. Apart from these
considerations, it would be undoubtedly better, both with a
view to safety and to the provision of necessaries, that the
city and territory should be connected with the sea; the
defenders of a country, if they are to maintain themselves
against an enemy, should be easily relieved both by land and
by sea; and even if they are not able to attack by sea and
land at once, they will have less difficulty in doing mischief
to their assailants on one element, if they themselves can use
both. Moreover, it is necessary that they should import from
abroad what is not found in their own country, and that they
should export what they have in excess; for a city ought to be
a market, not indeed for others, but for herself.
Those who make themselves a market for the world only do so
for the sake of revenue, and if a state ought not to desire
profit of this kind it ought not to have such an emporium.
Nowadays we often see in countries and cities dockyards and
harbors very conveniently placed outside the city, but not too
far off; and they are kept in dependence by walls and similar
fortifications. Cities thus situated manifestly reap the
benefit of intercourse with their ports; and any harm which is
likely to accrue may be easily guarded against by the laws,
which will pronounce and determine who may hold communication
with one another, and who may not.
There can be no doubt that the possession of a moderate naval
force is advantageous to a city; the city should be formidable
not only to its own citizens but to some of its neighbors, or,
if necessary, able to assist them by sea as well as by land.
The proper number or magnitude of this naval force is relative
to the character of the state; for if her function is to take
a leading part in politics, her naval power should be
commensurate with the scale of her enterprises. The population
of the state need not be much increased, since there is no
necessity that the sailors should be citizens: the marines who
have the control and command will be freemen, and belong also
to the infantry; and wherever there is a dense population of
Perioeci and husbandmen, there will always be sailors more
than enough. Of this we see instances at the present day. The
city of Heraclea, for example, although small in comparison
with many others, can man a considerable fleet. Such are our
conclusions respecting the territory of the state, its
harbors, its towns, its relations to the sea, and its maritime
power.
Book 7, Chapter 7
Having spoken of the number of the citizens, we will proceed
to speak of what should be their character. This is a subject
which can be easily understood by any one who casts his eye on
the more celebrated states of Hellas, and generally on the
distribution of races in the habitable world. Those who live
in a cold climate and in Europe are full of spirit, but
wanting in intelligence and skill; and therefore they retain
comparative freedom, but have no political organization, and
are incapable of ruling over others. Whereas the natives of
Asia are intelligent and inventive, but they are wanting in
spirit, and therefore they are always in a state of subjection
and slavery. But the Hellenic race, which is situated between
them, is likewise intermediate in character, being high-
spirited and also intelligent. Hence it continues free, and is
the best-governed of any nation, and, if it could be formed
into one state, would be able to rule the world. There are
also similar differences in the different tribes of Hellas;
for some of them are of a one-sided nature, and are
intelligent or courageous only, while in others there is a
happy combination of both qualities. And clearly those whom
the legislator will most easily lead to virtue may be expected
to be both intelligent and courageous. Some say that the
guardians should be friendly towards those whom they know,
fierce towards those whom they do not know. Now, passion is
the quality of the soul which begets friendship and enables us
to love; notably the spirit within us is more stirred against
our friends and acquaintances than against those who are
unknown to us, when we think that we are despised by them; for
which reason Archilochus, complaining of his friends, very
naturally addresses his soul in these words:
For surely thou art plagued on account of friends.
The power of command and the love of freedom are in all men
based upon this quality, for passion is commanding and
invincible. Nor is it right to say that the guardians should
be fierce towards those whom they do not know, for we ought
not to be out of temper with any one; and a lofty spirit is
not fierce by nature, but only when excited against evil-
doers. And this, as I was saying before, is a feeling which
men show most strongly towards their friends if they think
they have received a wrong at their hands: as indeed is
reasonable; for, besides the actual injury, they seem to be
deprived of a benefit by those who owe them one. Hence the
saying:
Cruel is the strife of brethren,
and again:
They who love in excess also hate in excess.
Thus we have nearly determined the number and character of the
citizens of our state, and also the size and nature of their
territory. I say 'nearly,' for we ought not to require the
same minuteness in theory as in the facts given by perception.
Book 7, Chapter 8
As in other natural compounds the conditions of a composite
whole are not necessarily organic parts of it, so in a state
or in any other combination forming a unity not everything is
a part, which is a necessary condition. The members of an
association have necessarily some one thing the same and
common to all, in which they share equally or unequally for
example, food or land or any other thing. But where there are
two things of which one is a means and the other an end, they
have nothing in common except that the one receives what the
other produces. Such, for example, is the relation which
workmen and tools stand to their work; the house and the
builder have nothing in common, but the art of the builder is
for the sake of the house. And so states require property, but
property, even though living beings are included in it, is no
part of a state; for a state is not a community of living
beings only, but a community of equals, aiming at the best
life possible. Now, whereas happiness is the highest good,
being a realization and perfect practice of virtue, which some
can attain, while others have little or none of it, the
various qualities of men are clearly the reason why there are
various kinds of states and many forms of government; for
different men seek after happiness in different ways and by
different means, and so make for themselves different modes of
life and forms of government. We must see also how many things
are indispensable to the existence of a state, for what we
call the parts of a state will be found among the
indispensables. Let us then enumerate the functions of a
state, and we shall easily elicit what we want:
First, there must be food; secondly, arts, for life requires
many instruments; thirdly, there must be arms, for the members
of a community have need of them, and in their own hands, too,
in order to maintain authority both against disobedient
subjects and against external assailants; fourthly, there must
be a certain amount of revenue, both for internal needs, and
for the purposes of war; fifthly, or rather first, there must
be a care of religion which is commonly called worship;
sixthly, and most necessary of all there must be a power of
deciding what is for the public interest, and what is just in
men's dealings with one another.
These are the services which every state may be said to need.
For a state is not a mere aggregate of persons, but a union of
them sufficing for the purposes of life; and if any of these
things be wanting, it is as we maintain impossible that the
community can be absolutely self-sufficing. A state then
should be framed with a view to the fulfillment of these
functions. There must be husbandmen to procure food, and
artisans, and a warlike and a wealthy class, and priests, and
judges to decide what is necessary and expedient.
Book 7, Chapter 9
Having determined these points, we have in the next place to
consider whether all ought to share in every sort of
occupation. Shall every man be at once husbandman, artisan,
councillor, judge, or shall we suppose the several occupations
just mentioned assigned to different persons? or, thirdly,
shall some employments be assigned to individuals and others
common to all? The same arrangement, however, does not occur
in every constitution; as we were saying, all may be shared by
all, or not all by all, but only by some; and hence arise the
differences of constitutions, for in democracies all share in
all, in oligarchies the opposite practice prevails. Now, since
we are here speaking of the best form of government, i.e.,
that under which the state will be most happy (and happiness,
as has been already said, cannot exist without virtue), it
clearly follows that in the state which is best governed and
possesses men who are just absolutely, and not merely
relatively to the principle of the constitution, the citizens
must not lead the life of mechanics or tradesmen, for such a
life is ignoble, and inimical to virtue. Neither must they be
husbandmen, since leisure is necessary both for the
development of virtue and the performance of political duties.
Again, there is in a state a class of warriors, and another of
councillors, who advise about the expedient and determine
matters of law, and these seem in an especial manner parts of
a state. Now, should these two classes be distinguished, or
are both functions to be assigned to the same persons? Here
again there is no difficulty in seeing that both functions
will in one way belong to the same, in another, to different
persons. To different persons in so far as these i.e., the
physical and the employments are suited to different primes of
life, for the one requires mental wisdom and the other
strength. But on the other hand, since it is an impossible
thing that those who are able to use or to resist force should
be willing to remain always in subjection, from this point of
view the persons are the same; for those who carry arms can
always determine the fate of the constitution. It remains
therefore that both functions should be entrusted by the ideal
constitution to the same persons, not, however, at the same
time, but in the order prescribed by nature, who has given to
young men strength and to older men wisdom. Such a
distribution of duties will be expedient and also just, and is
founded upon a principle of conformity to merit. Besides, the
ruling class should be the owners of property, for they are
citizens, and the citizens of a state should be in good
circumstances; whereas mechanics or any other class which is
not a producer of virtue have no share in the state. This
follows from our first principle, for happiness cannot exist
without virtue, and a city is not to be termed happy in regard
to a portion of the citizens, but in regard to them all. And
clearly property should be in their hands, since the
husbandmen will of necessity be slaves or barbarian Perioeci.
Of the classes enumerated there remain only the priests, and
the manner in which their office is to be regulated is
obvious. No husbandman or mechanic should be appointed to it;
for the Gods should receive honor from the citizens only. Now
since the body of the citizen is divided into two classes, the
warriors and the councillors and it is beseeming that the
worship of the Gods should be duly performed, and also a rest
provided in their service for those who from age have given up
active life, to the old men of these two classes should be
assigned the duties of the priesthood.
We have shown what are the necessary conditions, and what the
parts of a state: husbandmen, craftsmen, and laborers of an
kinds are necessary to the existence of states, but the parts
of the state are the warriors and councillors. And these are
distinguished severally from one another, the distinction
being in some cases permanent, in others not.
Book 7, Chapter 10
It is not a new or recent discovery of political philosophers
that the state ought to be divided into classes, and that the
warriors should be separated from the husbandmen. The system
has continued in Egypt and in Crete to this day, and was
established, as tradition says, by a law of Sesostris in Egypt
and of Minos in Crete. The institution of common tables also
appears to be of ancient date, being in Crete as old as the
reign of Minos, and in Italy far older. The Italian historians
say that there was a certain Italus, king of Oenotria, from
whom the Oenotrians were called Italians, and who gave the
name of Italy to the promontory of Europe lying within the
Scylletic and Lametic Gulfs, which are distant from one
another only half a day's journey. They say that this Italus
converted the Oenotrians from shepherds into husbandmen, and
besides other laws which he gave them, was the founder of
their common meals; even in our day some who are derived from
him retain this institution and certain other laws of his. On
the side of Italy towards Tyrrhenia dwelt the Opici, who are
now, as of old, called Ausones; and on the side towards
Iapygia and the Ionian Gulf, in the district called Siritis,
the Chones, who are likewise of Oenotrian race. From this part
of the world originally came the institution of common tables;
the separation into castes from Egypt, for the reign of
Sesostris is of far greater antiquity than that of Minos. It
is true indeed that these and many other things have been
invented several times over in the course of ages, or rather
times without number; for necessity may be supposed to have
taught men the inventions which were absolutely required, and
when these were provided, it was natural that other things
which would adorn and enrich life should grow up by degrees.
And we may infer that in political institutions the same rule
holds. Egypt witnesses to the antiquity of all these things,
for the Egyptians appear to be of all people the most ancient;
and they have laws and a regular constitution existing from
time immemorial. We should therefore make the best use of what
has been already discovered, and try to supply defects.
I have already remarked that the land ought to belong to those
who possess arms and have a share in the government, and that
the husbandmen ought to be a class distinct from them; and I
have determined what should be the extent and nature of the
territory. Let me proceed to discuss the distribution of the
land, and the character of the agricultural class; for I do
not think that property ought to be common, as some maintain,
but only that by friendly consent there should be a common use
of it; and that no citizen should be in want of subsistence.
As to common meals, there is a general agreement that a well
ordered city should have them; and we will hereafter explain
what are our own reasons for taking this view. They ought,
however, to be open to all the citizens. And yet it is not
easy for the poor to contribute the requisite sum out of their
private means, and to provide also for their household. The
expense of religious worship should likewise be a public
charge. The land must therefore be divided into two parts, one
public and the other private, and each part should be
subdivided, part of the public land being appropriated to the
service of the Gods, and the other part used to defray the
cost of the common meals; while of the private land, part
should be near the border, and the other near the city, so
that, each citizen having two lots, they may all of them have
land in both places; there is justice and fairness in such a
division, and it tends to inspire unanimity among the people
in their border wars. Where there is not this arrangement some
of them are too ready to come to blows with their neighbors,
while others are so cautious that they quite lose the sense of
honor. Wherefore there is a law in some places which forbids
those who dwell near the border to take part in public
deliberations about wars with neighbors, on the ground that
their interests will pervert their judgment. For the reasons
already mentioned, then, the land should be divided in the
manner described. The very best thing of all would be that the
husbandmen should be slaves taken from among men who are not
all of the same race and not spirited, for if they have no
spirit they will be better suited for their work, and there
will be no danger of their making a revolution. The next best
thing would be that they should be Perioeci of foreign race,
and of a like inferior nature; some of them should be the
slaves of individuals, and employed in the private estates of
men of property, the remainder should be the property of the
state and employed on the common land. I will hereafter
explain what is the proper treatment of slaves, and why it is
expedient that liberty should be always held out to them as
the reward of their services.
Book 7, Chapter 11
We have already said that the city should be open to the land
and to the sea, and to the whole country as far as possible.
In respect of the place itself our wish would be that its
situation should be fortunate in four things. The first,
health- this is a necessity: cities which lie towards the
east, and are blown upon by winds coming from the east, are
the healthiest; next in healthfulness are those which are
sheltered from the north wind, for they have a milder winter.
The site of the city should likewise be convenient both for
political administration and for war. With a view to the
latter it should afford easy egress to the citizens, and at
the same time be inaccessible and difficult of capture to
enemies. There should be a natural abundance of springs and
fountains in the town, or, if there is a deficiency of them,
great reservoirs may be established for the collection of
rainwater, such as will not fail when the inhabitants are cut
off from the country by by war. Special care should be taken
of the health of the inhabitants, which will depend chiefly on
the healthiness of the locality and of the quarter to which
they are exposed, and secondly, on the use of pure water; this
latter point is by no means a secondary consideration. For the
elements which we use most and oftenest for the support of the
body contribute most to health, and among these are water and
air. Wherefore, in all wise states, if there is a want of pure
water, and the supply is not all equally good, the drinking
water ought to be separated from that which is used for other
purposes.
As to strongholds, what is suitable to different forms of
government varies: thus an acropolis is suited to an oligarchy
or a monarchy, but a plain to a democracy; neither to an
aristocracy, but rather a number of strong places. The
arrangement of private houses is considered to be more
agreeable and generally more convenient, if the streets are
regularly laid out after the modern fashion which Hippodamus
introduced, but for security in war the antiquated mode of
building, which made it difficult for strangers to get out of
a town and for assailants to find their way in, is preferable.
A city should therefore adopt both plans of building: it is
possible to arrange the houses irregularly, as husbandmen
plant their vines in what are called 'clumps.' The whole town
should not be laid out in straight lines, but only certain
quarters and regions; thus security and beauty will be
combined.
As to walls, those who say that cities making any pretension
to military virtue should not have them, are quite out of date
in their notions; and they may see the cities which prided
themselves on this fancy confuted by facts. True, there is
little courage shown in seeking for safety behind a rampart
when an enemy is similar in character and not much superior in
number; but the superiority of the besiegers may be and often
is too much both for ordinary human valor and for that which
is found only in a few; and if they are to be saved and to
escape defeat and outrage, the strongest wall will be the
truest soldierly precaution, more especially now that missiles
and siege engines have been brought to such perfection. To
have no walls would be as foolish as to choose a site for a
town in an exposed country, and to level the heights; or as if
an individual were to leave his house unwalled, lest the
inmates should become cowards. Nor must we forget that those
who have their cities surrounded by walls may either take
advantage of them or not, but cities which are unwalled have
no choice.
If our conclusions are just, not only should cities have
walls, but care should be taken to make them ornamental, as
well as useful for warlike purposes, and adapted to resist
modern inventions. For as the assailants of a city do all they
can to gain an advantage, so the defenders should make use of
any means of defense which have been already discovered, and
should devise and invent others, for when men are well
prepared no enemy even thinks of attacking them.
Book 7, Chapter 12
As the walls are to be divided by guardhouses and towers built
at suitable intervals, and the body of citizens must be
distributed at common tables, the idea will naturally occur
that we should establish some of the common tables in the
guardhouses. These might be arranged as has been suggested;
while the principal common tables of the magistrates will
occupy a suitable place, and there also will be the buildings
appropriated to religious worship except in the case of those
rites which the law or the Pythian oracle has restricted to a
special locality. The site should be a spot seen far and wide,
which gives due elevation to virtue and towers over the
neighborhood. Below this spot should be established an agora,
such as that which the Thessalians call the 'freemen's agora';
from this all trade should be excluded, and no mechanic,
husbandman, or any such person allowed to enter, unless he be
summoned by the magistrates. It would be a charming use of the
place, if the gymnastic exercises of the elder men were
performed there. For in this noble practice different ages
should be separated, and some of the magistrates should stay
with the boys, while the grown-up men remain with the
magistrates; for the presence of the magistrates is the best
mode of inspiring true modesty and ingenuous fear. There
should also be a traders' agora, distinct and apart from the
other, in a situation which is convenient for the reception of
goods both by sea and land.
But in speaking of the magistrates we must not forget another
section of the citizens, viz., the priests, for whom public
tables should likewise be provided in their proper place near
the temples. The magistrates who deal with contracts,
indictments, summonses, and the like, and those who have the
care of the agora and of the city, respectively, ought to be
established near an agora and some public place of meeting;
the neighborhood of the traders' agora will be a suitable
spot; the upper agora we devote to the life of leisure, the
other is intended for the necessities of trade.
The same order should prevail in the country, for there too
the magistrates, called by some 'Inspectors of Forests' and by
others 'Wardens of the Country,' must have guardhouses and
common tables while they are on duty; temples should also be
scattered throughout the country, dedicated, some to Gods, and
some to heroes.
But it would be a waste of time for us to linger over details
like these. The difficulty is not in imagining but in carrying
them out. We may talk about them as much as we like, but the
execution of them will depend upon fortune. Wherefore let us
say no more about these matters for the present.
Book 7, Chapter 13
Returning to the constitution itself, let us seek to determine
out of what and what sort of elements the state which is to be
happy and well-governed should be composed. There are two
things in which all which all well-being consists: one of them
is the choice of a right end and aim of action, and the other
the discovery of the actions which are means towards it; for
the means and the end may agree or disagree. Sometimes the
right end is set before men, but in practice they fail to
attain it; in other cases they are successful in all the
means, but they propose to themselves a bad end; and sometimes
they fail in both. Take, for example, the art of medicine;
physicians do not always understand the nature of health, and
also the means which they use may not effect the desired end.
In all arts and sciences both the end and the means should be
equally within our control.
The happiness and well-being which all men manifestly desire,
some have the power of attaining, but to others, from some
accident or defect of nature, the attainment of them is not
granted; for a good life requires a supply of external goods,
in a less degree when men are in a good state, in a greater
degree when they are in a lower state. Others again, who
possess the conditions of happiness, go utterly wrong from the
first in the pursuit of it. But since our object is to
discover the best form of government, that, namely, under
which a city will be best governed, and since the city is best
governed which has the greatest opportunity of obtaining
happiness, it is evident that we must clearly ascertain the
nature of happiness.
We maintain, and have said in the Ethics, if the arguments
there adduced are of any value, that happiness is the
realization and perfect exercise of virtue, and this not
conditional, but absolute. And I used the term 'conditional'
to express that which is indispensable, and 'absolute' to
express that which is good in itself. Take the case of just
actions; just punishments and chastisements do indeed spring
from a good principle, but they are good only because we
cannot do without them- it would be better that neither
individuals nor states should need anything of the sort- but
actions which aim at honor and advantage are absolutely the
best. The conditional action is only the choice of a lesser
evil; whereas these are the foundation and creation of good. A
good man may make the best even of poverty and disease, and
the other ills of life; but he can only attain happiness under
the opposite conditions (for this also has been determined in
accordance with ethical arguments, that the good man is he for
whom, because he is virtuous, the things that are absolutely
good are good; it is also plain that his use of these goods
must be virtuous and in the absolute sense good). This makes
men fancy that external goods are the cause of happiness, yet
we might as well say that a brilliant performance on the lyre
was to be attributed to the instrument and not to the skill of
the performer.
It follows then from what has been said that some things the
legislator must find ready to his hand in a state, others he
must provide. And therefore we can only say: May our state be
constituted in such a manner as to be blessed with the goods
of which fortune disposes (for we acknowledge her power):
whereas virtue and goodness in the state are not a matter of
chance but the result of knowledge and purpose. A city can be
virtuous only when the citizens who have a share in the
government are virtuous, and in our state all the citizens
share in the government; let us then inquire how a man becomes
virtuous. For even if we could suppose the citizen body to be
virtuous, without each of them being so, yet the latter would
be better, for in the virtue of each the virtue of all is
involved.
There are three things which make men good and virtuous; these
are nature, habit, rational principle. In the first place,
every one must be born a man and not some other animal; so,
too, he must have a certain character, both of body and soul.
But some qualities there is no use in having at birth, for
they are altered by habit, and there are some gifts which by
nature are made to be turned by habit to good or bad. Animals
lead for the most part a life of nature, although in lesser
particulars some are influenced by habit as well. Man has
rational principle, in addition, and man only. Wherefore
nature, habit, rational principle must be in harmony with one
another; for they do not always agree; men do many things
against habit and nature, if rational principle persuades them
that they ought. We have already determined what natures are
likely to be most easily molded by the hands of the
legislator. An else is the work of education; we learn some
things by habit and some by instruction.
Book 7, Chapter 14
Since every political society is composed of rulers and
subjects let us consider whether the relations of one to the
other should interchange or be permanent. For the education of
the citizens will necessarily vary with the answer given to
this question. Now, if some men excelled others in the same
degree in which gods and heroes are supposed to excel mankind
in general (having in the first place a great advantage even
in their bodies, and secondly in their minds), so that the
superiority of the governors was undisputed and patent to
their subjects, it would clearly be better that once for an
the one class should rule and the other serve. But since this
is unattainable, and kings have no marked superiority over
their subjects, such as Scylax affirms to be found among the
Indians, it is obviously necessary on many grounds that all
the citizens alike should take their turn of governing and
being governed. Equality consists in the same treatment of
similar persons, and no government can stand which is not
founded upon justice. For if the government be unjust every
one in the country unites with the governed in the desire to
have a revolution, and it is an impossibility that the members
of the government can be so numerous as to be stronger than
all their enemies put together. Yet that governors should
excel their subjects is undeniable. How all this is to be
effected, and in what way they will respectively share in the
government, the legislator has to consider. The subject has
been already mentioned. Nature herself has provided the
distinction when she made a difference between old and young
within the same species, of whom she fitted the one to govern
and the other to be governed. No one takes offense at being
governed when he is young, nor does he think himself better
than his governors, especially if he will enjoy the same
privilege when he reaches the required age.
We conclude that from one point of view governors and governed
are identical, and from another different. And therefore their
education must be the same and also different. For he who
would learn to command well must, as men say, first of all
learn to obey. As I observed in the first part of this
treatise, there is one rule which is for the sake of the
rulers and another rule which is for the sake of the ruled;
the former is a despotic, the latter a free government. Some
commands differ not in the thing commanded, but in the
intention with which they are imposed. Wherefore, many
apparently menial offices are an honor to the free youth by
whom they are performed; for actions do not differ as
honorable or dishonorable in themselves so much as in the end
and intention of them. But since we say that the virtue of the
citizen and ruler is the same as that of the good man, and
that the same person must first be a subject and then a ruler,
the legislator has to see that they become good men, and by
what means this may be accomplished, and what is the end of
the perfect life.
Now the soul of man is divided into two parts, one of which
has a rational principle in itself, and the other, not having
a rational principle in itself, is able to obey such a
principle. And we call a man in any way good because he has
the virtues of these two parts. In which of them the end is
more likely to be found is no matter of doubt to those who
adopt our division; for in the world both of nature and of art
the inferior always exists for the sake of the better or
superior, and the better or superior is that which has a
rational principle. This principle, too, in our ordinary way
of speaking, is divided into two kinds, for there is a
practical and a speculative principle. This part, then, must
evidently be similarly divided. And there must be a
corresponding division of actions; the actions of the
naturally better part are to be preferred by those who have it
in their power to attain to two out of the three or to all,
for that is always to every one the most eligible which is the
highest attainable by him. The whole of life is further
divided into two parts, business and leisure, war and peace,
and of actions some aim at what is necessary and useful, and
some at what is honorable. And the preference given to one or
the other class of actions must necessarily be like the
preference given to one or other part of the soul and its
actions over the other; there must be war for the sake of
peace, business for the sake of leisure, things useful and
necessary for the sake of things honorable. All these points
the statesman should keep in view when he frames his laws; he
should consider the parts of the soul and their functions, and
above all the better and the end; he should also remember the
diversities of human lives and actions. For men must be able
to engage in business and go to war, but leisure and peace are
better; they must do what is necessary and indeed what is
useful, but what is honorable is better. On such principles
children and persons of every age which requires education
should be trained. Whereas even the Hellenes of the present
day who are reputed to be best governed, and the legislators
who gave them their constitutions, do not appear to have
framed their governments with a regard to the best end, or to
have given them laws and education with a view to all the
virtues, but in a vulgar spirit have fallen back on those
which promised to be more useful and profitable. Many modern
writers have taken a similar view: they commend the
Lacedaemonian constitution, and praise the legislator for
making conquest and war his sole aim, a doctrine which may be
refuted by argument and has long ago been refuted by facts.
For most men desire empire in the hope of accumulating the
goods of fortune; and on this ground Thibron and all those who
have written about the Lacedaemonian constitution have praised
their legislator, because the Lacedaemonians, by being trained
to meet dangers, gained great power. But surely they are not a
happy people now that their empire has passed away, nor was
their legislator right. How ridiculous is the result, if, when
they are continuing in the observance of his laws and no one
interferes with them, they have lost the better part of life!
These writers further err about the sort of government which
the legislator should approve, for the government of freemen
is nobler and implies more virtue than despotic government.
Neither is a city to be deemed happy or a legislator to be
praised because he trains his citizens to conquer and obtain
dominion over their neighbors, for there is great evil in
this. On a similar principle any citizen who could, should
obviously try to obtain the power in his own state- the crime
which the Lacedaemonians accuse king Pausanias of attempting,
although he had so great honor already. No such principle and
no law having this object is either statesmanlike or useful or
right. For the same things are best both for individuals and
for states, and these are the things which the legislator
ought to implant in the minds of his citizens.
Neither should men study war with a view to the enslavement of
those who do not deserve to be enslaved; but first of all they
should provide against their own enslavement, and in the
second place obtain empire for the good of the governed, and
not for the sake of exercising a general despotism, and in the
third place they should seek to be masters only over those who
deserve to be slaves. Facts, as well as arguments, prove that
the legislator should direct all his military and other
measures to the provision of leisure and the establishment of
peace. For most of these military states are safe only while
they are at war, but fall when they have acquired their
empire; like unused iron they lose their temper in time of
peace. And for this the legislator is to blame, he never
having taught them how to lead the life of peace.
Book 7, Chapter 15
Since the end of individuals and of states is the same, the
end of the best man and of the best constitution must also be
the same; it is therefore evident that there ought to exist in
both of them the virtues of leisure; for peace, as has been
often repeated, is the end of war, and leisure of toil. But
leisure and cultivation may be promoted, not only by those
virtues which are practiced in leisure, but also by some of
those which are useful to business. For many necessaries of
life have to be supplied before we can have leisure. Therefore
a city must be temperate and brave, and able to endure: for
truly, as the proverb says, 'There is no leisure for slaves,'
and those who cannot face danger like men are the slaves of
any invader. Courage and endurance are required for business
and philosophy for leisure, temperance and justice for both,
and more especially in times of peace and leisure, for war
compels men to be just and temperate, whereas the enjoyment of
good fortune and the leisure which comes with peace tend to
make them insolent. Those then who seem to be the best-off and
to be in the possession of every good, have special need of
justice and temperance- for example, those (if such there be,
as the poets say) who dwell in the Islands of the Blest; they
above all will need philosophy and temperance and justice, and
all the more the more leisure they have, living in the midst
of abundance. There is no difficulty in seeing why the state
that would be happy and good ought to have these virtues. If
it be disgraceful in men not to be able to use the goods of
life, it is peculiarly disgraceful not to be able to use them
in time of leisure- to show excellent qualities in action and
war, and when they have peace and leisure to be no better than
slaves. Wherefore we should not practice virtue after the
manner of the Lacedaemonians. For they, while agreeing with
other men in their conception of the highest goods, differ
from the rest of mankind in thinking that they are to be
obtained by the practice of a single virtue. And since they
think these goods and the enjoyment of them greater than the
enjoyment derived from the virtues ... and that it should be
practiced for its own sake, is evident from what has been
said; we must now consider how and by what means it is to be
attained.
We have already determined that nature and habit and rational
principle are required, and, of these, the proper nature of
the citizens has also been defined by us. But we have still to
consider whether the training of early life is to be that of
rational principle or habit, for these two must accord, and
when in accord they will then form the best of harmonies. The
rational principle may be mistaken and fail in attaining the
highest ideal of life, and there may be a like evil influence
of habit. Thus much is clear in the first place, that, as in
all other things, birth implies an antecedent beginning, and
that there are beginnings whose end is relative to a further
end. Now, in men rational principle and mind are the end
towards which nature strives, so that the birth and moral
discipline of the citizens ought to be ordered with a view to
them. In the second place, as the soul and body are two, we
see also that there are two parts of the soul, the rational
and the irrational, and two corresponding states- reason and
appetite. And as the body is prior in order of generation to
the soul, so the irrational is prior to the rational. The
proof is that anger and wishing and desire are implanted in
children from their very birth, but reason and understanding
are developed as they grow older. Wherefore, the care of the
body ought to precede that of the soul, and the training of
the appetitive part should follow: none the less our care of
it must be for the sake of the reason, and our care of the
body for the sake of the soul.
Book 7, Chapter 16
Since the legislator should begin by considering how the
frames of the children whom he is rearing may be as good as
possible, his first care will be about marriage- at what age
should his citizens marry, and who are fit to marry? In
legislating on this subject he ought to consider the persons
and the length of their life, that their procreative life may
terminate at the same period, and that they may not differ in
their bodily powers, as will be the case if the man is still
able to beget children while the woman is unable to bear them,
or the woman able to bear while the man is unable to beget,
for from these causes arise quarrels and differences between
married persons. Secondly, he must consider the time at which
the children will succeed to their parents; there ought not to
be too great an interval of age, for then the parents will be
too old to derive any pleasure from their affection, or to be
of any use to them. Nor ought they to be too nearly of an age;
to youthful marriages there are many objections- the children
will be wanting in respect to the parents, who will seem to be
their contemporaries, and disputes will arise in the
management of the household. Thirdly, and this is the point
from which we digressed, the legislator must mold to his will
the frames of newly-born children. Almost all these objects
may be secured by attention to one point. Since the time of
generation is commonly limited within the age of seventy years
in the case of a man, and of fifty in the case of a woman, the
commencement of the union should conform to these periods. The
union of male and female when too young is bad for the
procreation of children; in all other animals the offspring of
the young are small and in-developed, and with a tendency to
produce female children, and therefore also in man, as is
proved by the fact that in those cities in which men and women
are accustomed to marry young, the people are small and weak;
in childbirth also younger women suffer more, and more of them
die; some persons say that this was the meaning of the
response once given to the Troezenians- the oracle really
meant that many died because they married too young; it had
nothing to do with the ingathering of the harvest. It also
conduces to temperance not to marry too soon; for women who
marry early are apt to be wanton; and in men too the bodily
frame is stunted if they marry while the seed is growing (for
there is a time when the growth of the seed, also, ceases, or
continues to but a slight extent). Women should marry when
they are about eighteen years of age, and men at seven and
thirty; then they are in the prime of life, and the decline in
the powers of both will coincide. Further, the children, if
their birth takes place soon, as may reasonably be expected,
will succeed in the beginning of their prime, when the fathers
are already in the decline of life, and have nearly reached
their term of three-score years and ten.
Thus much of the age proper for marriage: the season of the
year should also be considered; according to our present
custom, people generally limit marriage to the season of
winter, and they are right. The precepts of physicians and
natural philosophers about generation should also be studied
by the parents themselves; the physicians give good advice
about the favorable conditions of the body, and the natural
philosophers about the winds; of which they prefer the north
to the south.
What constitution in the parent is most advantageous to the
offspring is a subject which we will consider more carefully
when we speak of the education of children, and we will only
make a few general remarks at present. The constitution of an
athlete is not suited to the life of a citizen, or to health,
or to the procreation of children, any more than the
valetudinarian or exhausted constitution, but one which is in
a mean between them. A man's constitution should be inured to
labor, but not to labor which is excessive or of one sort
only, such as is practiced by athletes; he should be capable
of all the actions of a freeman. These remarks apply equally
to both parents.
Women who are with child should be careful of themselves; they
should take exercise and have a nourishing diet. The first of
these prescriptions the legislator will easily carry into
effect by requiring that they shall take a walk daily to some
temple, where they can worship the gods who preside over
birth. Their minds, however, unlike their bodies, they ought
to keep quiet, for the offspring derive their natures from
their mothers as plants do from the earth.
As to the exposure and rearing of children, let there be a law
that no deformed child shall live, but that on the ground of
an excess in the number of children, if the established
customs of the state forbid this (for in our state population
has a limit), no child is to be exposed, but when couples have
children in excess, let abortion be procured before sense and
life have begun; what may or may not be lawfully done in these
cases depends on the question of life and sensation.
And now, having determined at what ages men and women are to
begin their union, let us also determine how long they shall
continue to beget and bear offspring for the state; men who
are too old, like men who are too young, produce children who
are defective in body and mind; the children of very old men
are weakly. The limit then, should be the age which is the
prime of their intelligence, and this in most persons,
according to the notion of some poets who measure life by
periods of seven years, is about fifty; at four or five years
or later, they should cease from having families; and from
that time forward only cohabit with one another for the sake
of health; or for some similar reason.
As to adultery, let it be held disgraceful, in general, for
any man or woman to be found in any way unfaithful when they
are married, and called husband and wife. If during the time
of bearing children anything of the sort occur, let the guilty
person be punished with a loss of privileges in proportion to
the offense.
Book 7, Chapter 17
After the children have been born, the manner of rearing them
may be supposed to have a great effect on their bodily
strength. It would appear from the example of animals, and of
those nations who desire to create the military habit, that
the food which has most milk in it is best suited to human
beings; but the less wine the better, if they would escape
diseases. Also all the motions to which children can be
subjected at their early age are very useful. But in order to
preserve their tender limbs from distortion, some nations have
had recourse to mechanical appliances which straighten their
bodies. To accustom children to the cold from their earliest
years is also an excellent practice, which greatly conduces to
health, and hardens them for military service. Hence many
barbarians have a custom of plunging their children at birth
into a cold stream; others, like the Celts, clothe them in a
light wrapper only. For human nature should be early
habituated to endure all which by habit it can be made to
endure; but the process must be gradual. And children, from
their natural warmth, may be easily trained to bear cold. Such
care should attend them in the first stage of life.
The next period lasts to the age of five; during this no
demand should be made upon the child for study or labor, lest
its growth be impeded; and there should be sufficient motion
to prevent the limbs from being inactive. This can be secured,
among other ways, by amusement, but the amusement should not
be vulgar or tiring or effeminate. The Directors of Education,
as they are termed, should be careful what tales or stories
the children hear, for all such things are designed to prepare
the way for the business of later life, and should be for the
most part imitations of the occupations which they will
hereafter pursue in earnest. Those are wrong who in their laws
attempt to check the loud crying and screaming of children,
for these contribute towards their growth, and, in a manner,
exercise their bodies. Straining the voice has a strengthening
effect similar to that produced by the retention of the breath
in violent exertions. The Directors of Education should have
an eye to their bringing up, and in particular should take
care that they are left as little as possible with slaves. For
until they are seven years old they must five at home; and
therefore, even at this early age, it is to be expected that
they should acquire a taint of meanness from what they hear
and see. Indeed, there is nothing which the legislator should
be more careful to drive away than indecency of speech; for
the light utterance of shameful words leads soon to shameful
actions. The young especially should never be allowed to
repeat or hear anything of the sort. A freeman who is found
saying or doing what is forbidden, if he be too young as yet
to have the privilege of reclining at the public tables,
should be disgraced and beaten, and an elder person degraded
as his slavish conduct deserves. And since we do not allow
improper language, clearly we should also banish pictures or
speeches from the stage which are indecent. Let the rulers
take care that there be no image or picture representing
unseemly actions, except in the temples of those Gods at whose
festivals the law permits even ribaldry, and whom the law also
permits to be worshipped by persons of mature age on behalf of
themselves, their children, and their wives. But the
legislator should not allow youth to be spectators of iambi or
of comedy until they are of an age to sit at the public tables
and to drink strong wine; by that time education will have
armed them against the evil influences of such
representations.
We have made these remarks in a cursory manner- they are
enough for the present occasion; but hereafter we will return
to the subject and after a fuller discussion determine whether
such liberty should or should not be granted, and in what way
granted, if at all. Theodorus, the tragic actor, was quite
right in saying that he would not allow any other actor, not
even if he were quite second-rate, to enter before himself,
because the spectators grew fond of the voices which they
first heard. And the same principle applies universally to
association with things as well as with persons, for we always
like best whatever comes first. And therefore youth should be
kept strangers to all that is bad, and especially to things
which suggest vice or hate. When the five years have passed
away, during the two following years they must look on at the
pursuits which they are hereafter to learn. There are two
periods of life with reference to which education has to be
divided, from seven to the age of puberty, and onwards to the
age of one and twenty. The poets who divide ages by sevens are
in the main right: but we should observe the divisions
actually made by nature; for the deficiencies of nature are
what art and education seek to fill up.
Let us then first inquire if any regulations are to be laid
down about children, and secondly, whether the care of them
should be the concern of the state or of private individuals,
which latter is in our own day the common custom, and in the
third place, what these regulations should be.
Book 8, Chapter 1
NO ONE will doubt that the legislator should direct his
attention above all to the education of youth; for the neglect
of education does harm to the constitution The citizen should
be molded to suit the form of government under which he lives.
For each government has a peculiar character which originally
formed and which continues to preserve it. The character of
democracy creates democracy, and the character of oligarchy
creates oligarchy; and always the better the character, the
better the government.
Again, for the exercise of any faculty or art a previous
training and habituation are required; clearly therefore for
the practice of virtue. And since the whole city has one end,
it is manifest that education should be one and the same for
all, and that it should be public, and not private- not as at
present, when every one looks after his own children
separately, and gives them separate instruction of the sort
which he thinks best; the training in things which are of
common interest should be the same for all. Neither must we
suppose that any one of the citizens belongs to himself, for
they all belong to the state, and are each of them a part of
the state, and the care of each part is inseparable from the
care of the whole. In this particular as in some others the
Lacedaemonians are to be praised, for they take the greatest
pains about their children, and make education the business of
the state.
Book 8, Chapter 2
That education should be regulated by law and should be an
affair of state is not to be denied, but what should be the
character of this public education, and how young persons
should be educated, are questions which remain to be
considered. As things are, there is disagreement about the
subjects. For mankind are by no means agreed about the things
to be taught, whether we look to virtue or the best life.
Neither is it clear whether education is more concerned with
intellectual or with moral virtue. The existing practice is
perplexing; no one knows on what principle we should proceed-
should the useful in life, or should virtue, or should the
higher knowledge, be the aim of our training; all three
opinions have been entertained. Again, about the means there
is no agreement; for different persons, starting with
different ideas about the nature of virtue, naturally disagree
about the practice of it. There can be no doubt that children
should be taught those useful things which are really
necessary, but not all useful things; for occupations are
divided into liberal and illiberal; and to young children
should be imparted only such kinds of knowledge as will be
useful to them without vulgarizing them. And any occupation,
art, or science, which makes the body or soul or mind of the
freeman less fit for the practice or exercise of virtue, is
vulgar; wherefore we call those arts vulgar which tend to
deform the body, and likewise all paid employments, for they
absorb and degrade the mind. There are also some liberal arts
quite proper for a freeman to acquire, but only in a certain
degree, and if he attend to them too closely, in order to
attain perfection in them, the same evil effects will follow.
The object also which a man sets before him makes a great
difference; if he does or learns anything for his own sake or
for the sake of his friends, or with a view to excellence the
action will not appear illiberal; but if done for the sake of
others, the very same action will be thought menial and
servile. The received subjects of instruction, as I have
already remarked, are partly of a liberal and party of an
illiberal character.
Book 8, Chapter 3
The customary branches of education are in number four; they
are- (1) reading and writing, (2) gymnastic exercises, (3)
music, to which is sometimes added (4) drawing. Of these,
reading and writing and drawing are regarded as useful for the
purposes of life in a variety of ways, and gymnastic exercises
are thought to infuse courage. concerning music a doubt may be
raised- in our own day most men cultivate it for the sake of
pleasure, but originally it was included in education, because
nature herself, as has been often said, requires that we
should be able, not only to work well, but to use leisure
well; for, as I must repeat once again, the first principle of
all action is leisure. Both are required, but leisure is
better than occupation and is its end; and therefore the
question must be asked, what ought we to do when at leisure?
Clearly we ought not to be amusing ourselves, for then
amusement would be the end of life. But if this is
inconceivable, and amusement is needed more amid serious
occupations than at other times (for he who is hard at work
has need of relaxation, and amusement gives relaxation,
whereas occupation is always accompanied with exertion and
effort), we should introduce amusements only at suitable
times, and they should be our medicines, for the emotion which
they create in the soul is a relaxation, and from the pleasure
we obtain rest. But leisure of itself gives pleasure and
happiness and enjoyment of life, which are experienced, not by
the busy man, but by those who have leisure. For he who is
occupied has in view some end which he has not attained; but
happiness is an end, since all men deem it to be accompanied
with pleasure and not with pain. This pleasure, however, is
regarded differently by different persons, and varies
according to the habit of individuals; the pleasure of the
best man is the best, and springs from the noblest sources. It
is clear then that there are branches of learning and
education which we must study merely with a view to leisure
spent in intellectual activity, and these are to be valued for
their own sake; whereas those kinds of knowledge which are
useful in business are to be deemed necessary, and exist for
the sake of other things. And therefore our fathers admitted
music into education, not on the ground either of its
necessity or utility, for it is not necessary, nor indeed
useful in the same manner as reading and writing, which are
useful in money-making, in the management of a household, in
the acquisition of knowledge and in political life, nor like
drawing, useful for a more correct judgment of the works of
artists, nor again like gymnastic, which gives health and
strength; for neither of these is to be gained from music.
There remains, then, the use of music for intellectual
enjoyment in leisure; which is in fact evidently the reason of
its introduction, this being one of the ways in which it is
thought that a freeman should pass his leisure; as Homer says,
But he who alone should be called to the pleasant feast,
and afterwards he speaks of others whom he describes as
inviting
The bard who would delight them all.
And in another place Odysseus says there is no better way of
passing life than when men's hearts are merry and
The banqueters in the hall, sitting in order, hear the
voice of the minstrel.
It is evident, then, that there is a sort of education in
which parents should train their sons, not as being useful or
necessary, but because it is liberal or noble. Whether this is
of one kind only, or of more than one, and if so, what they
are, and how they are to be imparted, must hereafter be
determined. Thus much we are now in a position to say, that
the ancients witness to us; for their opinion may be gathered
from the fact that music is one of the received and
traditional branches of education. Further, it is clear that
children should be instructed in some useful things- for
example, in reading and writing- not only for their
usefulness, but also because many other sorts of knowledge are
acquired through them. With a like view they may be taught
drawing, not to prevent their making mistakes in their own
purchases, or in order that they may not be imposed upon in
the buying or selling of articles, but perhaps rather because
it makes them judges of the beauty of the human form. To be
always seeking after the useful does not become free and
exalted souls. Now it is clear that in education practice must
be used before theory, and the body be trained before the
mind; and therefore boys should be handed over to the trainer,
who creates in them the roper habit of body, and to the
wrestling-master, who teaches them their exercises.
Book 8, Chapter 4
Of those states which in our own day seem to take the greatest
care of children, some aim at producing in them an athletic
habit, but they only injure their forms and stunt their
growth. Although the Lacedaemonians have not fallen into this
mistake, yet they brutalize their children by laborious
exercises which they think will make them courageous. But in
truth, as we have often repeated, education should not be
exclusively, or principally, directed to this end. And even if
we suppose the Lacedaemonians to be right in their end, they
do not attain it. For among barbarians and among animals
courage is found associated, not with the greatest ferocity,
but with a gentle and lion like temper. There are many races
who are ready enough to kill and eat men, such as the Achaeans
and Heniochi, who both live about the Black Sea; and there are
other mainland tribes, as bad or worse, who all live by
plunder, but have no courage. It is notorious that the
Lacedaemonians themselves, while they alone were assiduous in
their laborious drill, were superior to others, but now they
are beaten both in war and gymnastic exercises. For their
ancient superiority did not depend on their mode of training
their youth, but only on the circumstance that they trained
them when their only rivals did not. Hence we may infer that
what is noble, not what is brutal, should have the first
place; no wolf or other wild animal will face a really noble
danger; such dangers are for the brave man. And parents who
devote their children to gymnastics while they neglect their
necessary education, in reality vulgarize them; for they make
them useful to the art of statesmanship in one quality only,
and even in this the argument proves them to be inferior to
others. We should judge the Lacedaemonians not from what they
have been, but from what they are; for now they have rivals
who compete with their education; formerly they had none.
It is an admitted principle, that gymnastic exercises should
be employed in education, and that for children they should be
of a lighter kind, avoiding severe diet or painful toil, lest
the growth of the body be impaired. The evil of excessive
training in early years is strikingly proved by the example of
the Olympic victors; for not more than two or three of them
have gained a prize both as boys and as men; their early
training and severe gymnastic exercises exhausted their
constitutions. When boyhood is over, three years should be
spent in other studies; the period of life which follows may
then be devoted to hard exercise and strict diet. Men ought
not to labor at the same time with their minds and with their
bodies; for the two kinds of labor are opposed to one another;
the labor of the body impedes the mind, and the labor of the
mind the body.
Book 8, Chapter 5
Concerning music there are some questions which we have
already raised; these we may now resume and carry further; and
our remarks will serve as a prelude to this or any other
discussion of the subject. It is not easy to determine the
nature of music, or why any one should have a knowledge of it.
Shall we say, for the sake of amusement and relaxation, like
sleep or drinking, which are not good in themselves, but are
pleasant, and at the same time 'care to cease,' as Euripides
says? And for this end men also appoint music, and make use of
all three alike- sleep, drinking, music- to which some add
dancing. Or shall we argue that music conduces to virtue, on
the ground that it can form our minds and habituate us to true
pleasures as our bodies are made by gymnastic to be of a
certain character? Or shall we say that it contributes to the
enjoyment of leisure and mental cultivation, which is a third
alternative? Now obviously youths are not to be instructed
with a view to their amusement, for learning is no amusement,
but is accompanied with pain. Neither is intellectual
enjoyment suitable to boys of that age, for it is the end, and
that which is imperfect cannot attain the perfect or end. But
perhaps it may be said that boys learn music for the sake of
the amusement which they will have when they are grown up. If
so, why should they learn themselves, and not, like the
Persian and Median kings, enjoy the pleasure and instruction
which is derived from hearing others? (for surely persons who
have made music the business and profession of their lives
will be better performers than those who practice only long
enough to learn). If they must learn music, on the same
principle they should learn cookery, which is absurd. And even
granting that music may form the character, the objection
still holds: why should we learn ourselves? Why cannot we
attain true pleasure and form a correct judgment from hearing
others, like the Lacedaemonians?- for they, without learning
music, nevertheless can correctly judge, as they say, of good
and bad melodies. Or again, if music should be used to promote
cheerfulness and refined intellectual enjoyment, the objection
still remains- why should we learn ourselves instead of
enjoying the performances of others? We may illustrate what we
are saying by our conception of the Gods; for in the poets
Zeus does not himself sing or play on the lyre. Nay, we call
professional performers vulgar; no freeman would play or sing
unless he were intoxicated or in jest. But these matters may
be left for the present.
The first question is whether music is or is not to be a part
of education. Of the three things mentioned in our discussion,
which does it produce?- education or amusement or intellectual
enjoyment, for it may be reckoned under all three, and seems
to share in the nature of all of them. Amusement is for the
sake of relaxation, and relaxation is of necessity sweet, for
it is the remedy of pain caused by toil; and intellectual
enjoyment is universally acknowledged to contain an element
not only of the noble but of the pleasant, for happiness is
made up of both. All men agree that music is one of the
pleasantest things, whether with or without songs; as Musaeus
says:
Song to mortals of all things the sweetest.
Hence and with good reason it is introduced into social
gatherings and entertainments, because it makes the hearts of
men glad: so that on this ground alone we may assume that the
young ought to be trained in it. For innocent pleasures are
not only in harmony with the perfect end of life, but they
also provide relaxation. And whereas men rarely attain the
end, but often rest by the way and amuse themselves, not only
with a view to a further end, but also for the pleasure's
sake, it may be well at times to let them find a refreshment
in music. It sometimes happens that men make amusement the
end, for the end probably contains some element of pleasure,
though not any ordinary or lower pleasure; but they mistake
the lower for the higher, and in seeking for the one find the
other, since every pleasure has a likeness to the end of
action. For the end is not eligible for the sake of any future
good, nor do the pleasures which we have described exist for
the sake of any future good but of the past, that is to say,
they are the alleviation of past toils and pains. And we may
infer this to be the reason why men seek happiness from these
pleasures.
But music is pursued, not only as an alleviation of past toil,
but also as providing recreation. And who can say whether,
having this use, it may not also have a nobler one? In
addition to this common pleasure, felt and shared in by all
(for the pleasure given by music is natural, and therefore
adapted to all ages and characters), may it not have also some
influence over the character and the soul? It must have such
an influence if characters are affected by it. And that they
are so affected is proved in many ways, and not least by the
power which the songs of Olympus exercise; for beyond question
they inspire enthusiasm, and enthusiasm is an emotion of the
ethical part of the soul. Besides, when men hear imitations,
even apart from the rhythms and tunes themselves, their
feelings move in sympathy. Since then music is a pleasure, and
virtue consists in rejoicing and loving and hating aright,
there is clearly nothing which we are so much concerned to
acquire and to cultivate as the power of forming right
judgments, and of taking delight in good dispositions and
noble actions. Rhythm and melody supply imitations of anger
and gentleness, and also of courage and temperance, and of all
the qualities contrary to these, and of the other qualities of
character, which hardly fall short of the actual affections,
as we know from our own experience, for in listening to such
strains our souls undergo a change. The habit of feeling
pleasure or pain at mere representations is not far removed
from the same feeling about realities; for example, if any one
delights in the sight of a statue for its beauty only, it
necessarily follows that the sight of the original will be
pleasant to him. The objects of no other sense, such as taste
or touch, have any resemblance to moral qualities; in visible
objects there is only a little, for there are figures which
are of a moral character, but only to a slight extent, and all
do not participate in the feeling about them. Again, figures
and colors are not imitations, but signs, of moral habits,
indications which the body gives of states of feeling. The
connection of them with morals is slight, but in so far as
there is any, young men should be taught to look, not at the
works of Pauson, but at those of Polygnotus, or any other
painter or sculptor who expresses moral ideas. On the other
hand, even in mere melodies there is an imitation of
character, for the musical modes differ essentially from one
another, and those who hear them are differently affected by
each. Some of them make men sad and grave, like the so-called
Mixolydian, others enfeeble the mind, like the relaxed modes,
another, again, produces a moderate and settled temper, which
appears to be the peculiar effect of the Dorian; the Phrygian
inspires enthusiasm. The whole subject has been well treated
by philosophical writers on this branch of education, and they
confirm their arguments by facts. The same principles apply to
rhythms; some have a character of rest, others of motion, and
of these latter again, some have a more vulgar, others a
nobler movement. Enough has been said to show that music has a
power of forming the character, and should therefore be
introduced into the education of the young. The study is
suited to the stage of youth, for young persons will not, if
they can help, endure anything which is not sweetened by
pleasure, and music has a natural sweetness. There seems to be
in us a sort of affinity to musical modes and rhythms, which
makes some philosophers say that the soul is a tuning, others,
that it possesses tuning.
Book 8, Chapter 6
And now we have to determine the question which has been
already raised, whether children should be themselves taught
to sing and play or not. Clearly there is a considerable
difference made in the character by the actual practice of the
art. It is difficult, if not impossible, for those who do not
perform to be good judges of the performance of others.
Besides, children should have something to do, and the rattle
of Archytas, which people give to their children in order to
amuse them and prevent them from breaking anything in the
house, was a capital invention, for a young thing cannot be
quiet. The rattle is a toy suited to the infant mind, and
education is a rattle or toy for children of a larger growth.
We conclude then that they should be taught music in such a
way as to become not only critics but performers.
The question what is or is not suitable for different ages may
be easily answered; nor is there any difficulty in meeting the
objection of those who say that the study of music is vulgar.
We reply (1) in the first place, that they who are to be
judges must also be performers, and that they should begin to
practice early, although when they are older they may be
spared the execution; they must have learned to appreciate
what is good and to delight in it, thanks to the knowledge
which they acquired in their youth. As to (2) the vulgarizing
effect which music is supposed to exercise, this is a question
which we shall have no difficulty in determining, when we have
considered to what extent freemen who are being trained to
political virtue should pursue the art, what melodies and what
rhythms they should be allowed to use, and what instruments
should be employed in teaching them to play; for even the
instrument makes a difference. The answer to the objection
turns upon these distinctions; for it is quite possible that
certain methods of teaching and learning music do really have
a degrading effect. It is evident then that the learning of
music ought not to impede the business of riper years, or to
degrade the body or render it unfit for civil or military
training, whether for bodily exercises at the time or for
later studies.
The right measure will be attained if students of music stop
short of the arts which are practiced in professional
contests, and do not seek to acquire those fantastic marvels
of execution which are now the fashion in such contests, and
from these have passed into education. Let the young practice
even such music as we have prescribed, only until they are
able to feel delight in noble melodies and rhythms, and not
merely in that common part of music in which every slave or
child and even some animals find pleasure.
From these principles we may also infer what instruments
should be used. The flute, or any other instrument which
requires great skill, as for example the harp, ought not to be
admitted into education, but only such as will make
intelligent students of music or of the other parts of
education. Besides, the flute is not an instrument which is
expressive of moral character; it is too exciting. The proper
time for using it is when the performance aims not at
instruction, but at the relief of the passions. And there is a
further objection; the impediment which the flute presents to
the use of the voice detracts from its educational value. The
ancients therefore were right in forbidding the flute to
youths and freemen, although they had once allowed it. For
when their wealth gave them a greater inclination to leisure,
and they had loftier notions of excellence, being also elated
with their success, both before and after the Persian War,
with more zeal than discernment they pursued every kind of
knowledge, and so they introduced the flute into education. At
Lacedaemon there was a choragus who led the chorus with a
flute, and at Athens the instrument became so popular that
most freemen could play upon it. The popularity is shown by
the tablet which Thrasippus dedicated when he furnished the
chorus to Ecphantides. Later experience enabled men to judge
what was or was not really conducive to virtue, and they
rejected both the flute and several other old-fashioned
instruments, such as the Lydian harp, the many-stringed lyre,
the 'heptagon,' 'triangle,' 'sambuca,' the like- which are
intended only to give pleasure to the hearer, and require
extraordinary skill of hand. There is a meaning also in the
myth of the ancients, which tells how Athene invented the
flute and then threw it away. It was not a bad idea of theirs,
that the Goddess disliked the instrument because it made the
face ugly; but with still more reason may we say that she
rejected it because the acquirement of flute-playing
contributes nothing to the mind, since to Athene we ascribe
both knowledge and art.
Thus then we reject the professional instruments and also the
professional mode of education in music (and by professional
we mean that which is adopted in contests), for in this the
performer practices the art, not for the sake of his own
improvement, but in order to give pleasure, and that of a
vulgar sort, to his hearers. For this reason the execution of
such music is not the part of a freeman but of a paid
performer, and the result is that the performers are
vulgarized, for the end at which they aim is bad. The
vulgarity of the spectator tends to lower the character of the
music and therefore of the performers; they look to him- he
makes them what they are, and fashions even their bodies by
the movements which he expects them to exhibit.
Book 8, Chapter 7
We have also to consider rhythms and modes, and their use in
education. Shall we use them all or make a distinction? and
shall the same distinction be made for those who practice
music with a view to education, or shall it be some other? Now
we see that music is produced by melody and rhythm, and we
ought to know what influence these have respectively on
education, and whether we should prefer excellence in melody
or excellence in rhythm. But as the subject has been very well
treated by many musicians of the present day, and also by
philosophers who have had considerable experience of musical
education, to these we would refer the more exact student of
the subject; we shall only speak of it now after the manner of
the legislator, stating the general principles.
We accept the division of melodies proposed by certain
philosophers into ethical melodies, melodies of action, and
passionate or inspiring melodies, each having, as they say, a
mode corresponding to it. But we maintain further that music
should be studied, not for the sake of one, but of many
benefits, that is to say, with a view to (1) education, (2)
purgation (the word 'purgation' we use at present without
explanation, but when hereafter we speak of poetry, we will
treat the subject with more precision); music may also serve
(3) for for enjoyment, for relaxation, and for recreation
after exertion. It is clear, therefore, that all the modes
must be employed by us, but not all of them in the same
manner. In education the most ethical modes are to be
preferred, but in listening to the performances of others we
may admit the modes of action and passion also. For feelings
such as pity and fear, or, again, enthusiasm, exist very
strongly in some souls, and have more or less influence over
all. Some persons fall into a religious frenzy, whom we see as
a result of the sacred melodies- when they have used the
melodies that excite the soul to mystic frenzy- restored as
though they had found healing and purgation. Those who are
influenced by pity or fear, and every emotional nature, must
have a like experience, and others in so far as each is
susceptible to such emotions, and all are in a manner purged
and their souls lightened and delighted. The purgative
melodies likewise give an innocent pleasure to mankind. Such
are the modes and the melodies in which those who perform
music at the theater should be invited to compete. But since
the spectators are of two kinds- the one free and educated,
and the other a vulgar crowd composed of mechanics, laborers,
and the like- there ought to be contests and exhibitions
instituted for the relaxation of the second class also. And
the music will correspond to their minds; for as their minds
are perverted from the natural state, so there are perverted
modes and highly strung and unnaturally colored melodies. A
man receives pleasure from what is natural to him, and
therefore professional musicians may be allowed to practice
this lower sort of music before an audience of a lower type.
But, for the purposes of education, as I have already said,
those modes and melodies should be employed which are ethical,
such as the Dorian, as we said before; though we may include
any others which are approved by philosophers who have had a
musical education. The Socrates of the Republic is wrong in
retaining only the Phrygian mode along with the Dorian, and
the more so because he rejects the flute; for the Phrygian is
to the modes what the flute is to musical instruments- both of
them are exciting and emotional. Poetry proves this, for
Bacchic frenzy and all similar emotions are most suitably
expressed by the flute, and are better set to the Phrygian
than to any other mode. The dithyramb, for example, is
acknowledged to be Phrygian, a fact of which the connoisseurs
of music offer many proofs, saying, among other things, that
Philoxenus, having attempted to compose his Mysians as a
dithyramb in the Dorian mode, found it impossible, and fell
back by the very nature of things into the more appropriate
Phrygian. All men agree that the Dorian music is the gravest
and manliest. And whereas we say that the extremes should be
avoided and the mean followed, and whereas the Dorian is a
mean between the other modes, it is evident that our youth
should be taught the Dorian music.
Two principles have to be kept in view, what is possible, what
is becoming: at these every man ought to aim. But even these
are relative to age; the old, who have lost their powers,
cannot very well sing the high-strung modes, and nature
herself seems to suggest that their songs should be of the
more relaxed kind. Wherefore the musicians likewise blame
Socrates, and with justice, for rejecting the relaxed modes in
education under the idea that they are intoxicating, not in
the ordinary sense of intoxication (for wine rather tends to
excite men), but because they have no strength in them. And
so, with a view also to the time of life when men begin to
grow old, they ought to practice the gentler modes and
melodies as well as the others, and, further, any mode, such
as the Lydian above all others appears to be, which is suited
to children of tender age, and possesses the elements both of
order and of education. Thus it is clear that education should
be based upon three principles- the mean, the possible, the
becoming, these three.